0000732812-16-000119.txt : 20161115
0000732812-16-000119.hdr.sgml : 20161115
20161114184859
ACCESSION NUMBER: 0000732812-16-000119
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 161997259
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000895213
XXXXXXXX
09-30-2016
09-30-2016
CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
900711
13F HOLDINGS REPORT
028-04457
N
Peter C. Kelly
Senior Vice President, Senior Counsel and Secretary
213-486-9200
Peter C. Kelly
Los Angeles
CA
11-14-2016
3
151
841600
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
CIInc2Q2016.xml
YUM! BRANDS INC
COMMON STOCK
988498101
863
9500SH
DFND
1,2
950000
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
13674
750500SH
DFND
1,2
75050000
YANDEX NV CV SR UNSEC 1.125% 12-15-18
CORP CONV BOND
98474TAB3
101
106000PRN
DFND
1,2
10600000
YANDEX NV A
COMMON STOCK
B5BSZB3
8444
401125SH
DFND
1,2
40112500
XILINX INC
COMMON STOCK
983919101
3087
56800SH
DFND
1,2
5680000
WYNN RESORTS LTD
COMMON STOCK
983134107
2825
29000SH
DFND
1,2
2900000
WHIRLPOOL CORP
COMMON STOCK
963320106
600
3700SH
DFND
1,2
370000
WELLS FARGO & CO
COMMON STOCK
949746101
3724
84100SH
DFND
1,2
8410000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875% 07-01-21
CORP CONV BOND
947075AH0
531
472000PRN
DFND
1,2
47200000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
2414
26000SH
DFND
1,2
2600000
VISA INC CL A
COMMON STOCK
92826C839
9883
119500SH
DFND
1,2
11950000
VIACOM INC CL B
COMMON STOCK
92553P201
76
2000SH
DFND
1,2
200000
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
611
11760SH
DFND
1,2
1176000
VERISIGN INC
COMMON STOCK
92343E102
926
11829SH
DFND
1,2
1182900
VALE SA PNA ADR
COMMON STOCK
91912E204
95919
20365000SH
DFND
1,2
2036500000
UNION PACIFIC CORP
COMMON STOCK
907818108
2233
22900SH
DFND
1,2
2290000
UNILEVER NV (USD)
COMMON STOCK
904784709
120
2600SH
DFND
1,2
260000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
239
15900SH
DFND
1,2
1590000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
2497
35200SH
DFND
1,2
3520000
UBS GROUP AG
COMMON STOCK
BRJL176
1968
144174SH
DFND
1,2
14417400
TRIMBLE INC
COMMON STOCK
896239100
1485
52000SH
DFND
1,2
5200000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
3134
10840SH
DFND
1,2
1084000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1270
18100SH
DFND
1,2
1810000
TENARIS SA ADR
COMMON STOCK
88031M109
7911
278546SH
DFND
1,2
27854600
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
3458
113048SH
DFND
1,2
11304800
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
1443
26100SH
DFND
1,2
2610000
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
1508
53852SH
DFND
1,2
5385200
STARBUCKS CORP
COMMON STOCK
855244109
4451
82215SH
DFND
1,2
8221500
ST JUDE MEDICAL
COMMON STOCK
790849103
2153
26990SH
DFND
1,2
2699000
SEMPRA ENERGY
COMMON STOCK
816851109
1994
18600SH
DFND
1,2
1860000
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
214
90400SH
DFND
1,2
9040000
SEADRILL LTD
COMMON STOCK
B09RMQ1
470
194558SH
DFND
1,2
19455800
SCHLUMBERGER LTD
COMMON STOCK
806857108
7212
91704SH
DFND
1,2
9170400
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2431
32400SH
DFND
1,2
3240000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
268
5070SH
DFND
1,2
507000
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
4
79SH
DFND
1,2
7900
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
5441
72600SH
DFND
1,2
7260000
PROCTER & GAMBLE CO
COMMON STOCK
742718109
395
4400SH
DFND
1,2
440000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
6166
4190SH
DFND
1,2
419000
PRAXAIR INC
COMMON STOCK
74005P104
767
6350SH
DFND
1,2
635000
POTASH CORP OF SASKATCHEWAN INC (USD)
COMMON STOCK
73755L107
377
23100SH
DFND
1,2
2310000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
5055
52000SH
DFND
1,2
5200000
PFIZER INC
COMMON STOCK
717081103
213
6300SH
DFND
1,2
630000
PEPSICO INC
COMMON STOCK
713448108
827
7600SH
DFND
1,2
760000
PAYCHEX INC
COMMON STOCK
704326107
266
4600SH
DFND
1,2
460000
PACWEST BANCORP
COMMON STOCK
695263103
86
2000SH
DFND
1,2
200000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
2683
217800SH
DFND
1,2
21780000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
2538
34800SH
DFND
1,2
3480000
NUCOR CORP
COMMON STOCK
670346105
61
1240SH
DFND
1,2
124000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
B9CGTC3
935
24800SH
DFND
1,2
2480000
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
78
800SH
DFND
1,2
80000
NOBLE ENERGY INC
COMMON STOCK
655044105
1884
52704SH
DFND
1,2
5270400
NIKE INC CL B
COMMON STOCK
654106103
937
17800SH
DFND
1,2
1780000
NIELSEN HOLDINGS PLC
COMMON STOCK
BWFY550
6193
115600SH
DFND
1,2
11560000
NEWELL BRANDS INC
COMMON STOCK
651229106
1959
37200SH
DFND
1,2
3720000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
147
10300SH
DFND
1,2
1030000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
27334
589600SH
DFND
1,2
58960000
NETAPP INC
COMMON STOCK
64110D104
759
21200SH
DFND
1,2
2120000
MOODYS CORP
COMMON STOCK
615369105
2231
20600SH
DFND
1,2
2060000
MONSANTO CO
COMMON STOCK
61166W101
3792
37100SH
DFND
1,2
3710000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
1686
38400SH
DFND
1,2
3840000
MICROSOFT CORP
COMMON STOCK
594918104
11405
198000SH
DFND
1,2
19800000
MERCURY GENERAL CORP
COMMON STOCK
589400100
181
3300SH
DFND
1,2
330000
MERCADOLIBRE INC
COMMON STOCK
58733R102
31221
168789SH
DFND
1,2
16878900
MEDTRONIC PLC
COMMON STOCK
BTN1Y11
2264
26200SH
DFND
1,2
2620000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
2777
41300SH
DFND
1,2
4130000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
B3SPXZ3
56
690SH
DFND
1,2
69000
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
2092
34300SH
DFND
1,2
3430000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
2109
61700SH
DFND
1,2
6170000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
597
10375SH
DFND
1,2
1037500
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
39
600SH
DFND
1,2
60000
KITE PHARMA INC
COMMON STOCK
49803L109
363
6500SH
DFND
1,2
650000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
1700
25529SH
DFND
1,2
2552900
JOHNSON & JOHNSON
COMMON STOCK
478160104
1926
16300SH
DFND
1,2
1630000
JD.COM INC A ADR
COMMON STOCK
47215P106
40507
1552600SH
DFND
1,2
155260000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
40111
3666485SH
DFND
1,2
366648500
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
192
5110SH
DFND
1,2
511000
INVESCO LTD
COMMON STOCK
B28XP76
63
2000SH
DFND
1,2
200000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
110
690SH
DFND
1,2
69000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
2855
10600SH
DFND
1,2
1060000
INCYTE CORP
COMMON STOCK
45337C102
9140
96937SH
DFND
1,2
9693700
ILLUMINA INC
COMMON STOCK
452327109
2598
14300SH
DFND
1,2
1430000
IDEX CORP
COMMON STOCK
45167R104
1062
11352SH
DFND
1,2
1135200
ICICI BANK LTD ADR
COMMON STOCK
45104G104
570
76300SH
DFND
1,2
7630000
HP INC
COMMON STOCK
40434L105
95
6100SH
DFND
1,2
610000
HOME DEPOT INC
COMMON STOCK
437076102
952
7400SH
DFND
1,2
740000
HEXCEL CORPORATION
COMMON STOCK
428291108
3167
71500SH
DFND
1,2
7150000
HELMERICH & PAYNE
COMMON STOCK
423452101
67
1000SH
DFND
1,2
100000
HDFC BANK LTD ADR
COMMON STOCK
40415F101
14
200SH
DFND
1,2
20000
HALLIBURTON CO
COMMON STOCK
406216101
1358
30258SH
DFND
1,2
3025800
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
4361
522900SH
DFND
1,2
52290000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
2831
17555SH
DFND
1,2
1755500
GOLAR LNG LTD (USD)
COMMON STOCK
2367963
2536
119600SH
DFND
1,2
11960000
GILEAD SCIENCES INC
COMMON STOCK
375558103
1800
22750SH
DFND
1,2
2275000
GERDAU SA PN ADR
COMMON STOCK
373737105
2750
1011200SH
DFND
1,2
101120000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
30
1000SH
DFND
1,2
100000
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
1008
92800SH
DFND
1,2
9280000
EXXON MOBIL CORP
COMMON STOCK
30231G102
2741
31400SH
DFND
1,2
3140000
EOG RESOURCES INC
COMMON STOCK
26875P101
3428
35450SH
DFND
1,2
3545000
ENSCO PLC CL A
COMMON STOCK
B4VLR19
193
22700SH
DFND
1,2
2270000
ENERSIS CHILE SA ADR
COMMON STOCK
29278D105
5687
1197264SH
DFND
1,2
119726400
ENERSIS AMERICAS SA ADR
COMMON STOCK
29274F104
10464
1277664SH
DFND
1,2
127766400
ENBRIDGE INC
COMMON STOCK
29250N105
7432
169400SH
DFND
1,2
16940000
ELI LILLY AND CO
COMMON STOCK
532457108
2723
33925SH
DFND
1,2
3392500
EATON CORP PLC
COMMON STOCK
B8KQN82
5441
82800SH
DFND
1,2
8280000
DOW CHEMICAL CO
COMMON STOCK
260543103
176
3400SH
DFND
1,2
340000
DAVITA INC
COMMON STOCK
23918K108
1051
15900SH
DFND
1,2
1590000
DANAHER CORP
COMMON STOCK
235851102
5025
64100SH
DFND
1,2
6410000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
6908
148346SH
DFND
1,2
14834600
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
217
2300SH
DFND
1,2
230000
CREDICORP LTD
COMMON STOCK
2232878
34041
223628SH
DFND
1,2
22362800
COVANTA HOLDING CORP
COMMON STOCK
22282E102
88
5700SH
DFND
1,2
570000
CORE LABORATORIES
COMMON STOCK
2182531
5566
49552SH
DFND
1,2
4955200
CONOCOPHILLIPS
COMMON STOCK
20825C104
3621
83300SH
DFND
1,2
8330000
COMCAST CORP CL A
COMMON STOCK
20030N101
2567
38700SH
DFND
1,2
3870000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
496
10400SH
DFND
1,2
1040000
COCA-COLA CO
COMMON STOCK
191216100
2412
57000SH
DFND
1,2
5700000
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24
CORP CONV BOND
19075FAB2
533
1367000PRN
DFND
1,2
136700000
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19
CORP CONV BOND
19075FAA4
79
153000PRN
DFND
1,2
15300000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
2859
2305555SH
DFND
1,2
230555500
CME GROUP INC CL A
COMMON STOCK
12572Q105
9131
87360SH
DFND
1,2
8736000
CIT GROUP INC
COMMON STOCK
125581801
3496
96300SH
DFND
1,2
9630000
CHUBB LTD
COMMON STOCK
B3BQMF6
1621
12900SH
DFND
1,2
1290000
CHEVRON CORP
COMMON STOCK
166764100
2431
23616SH
DFND
1,2
2361600
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
127
1800SH
DFND
1,2
180000
CERNER CORPORATION
COMMON STOCK
156782104
3192
51700SH
DFND
1,2
5170000
CENTURYLINK INC
COMMON STOCK
156700106
38
1400SH
DFND
1,2
140000
CENOVUS ENERGY INC
COMMON STOCK
15135U109
337
23500SH
DFND
1,2
2350000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
25152
3167720SH
DFND
1,2
316772000
CBS CORP CL B N/V
COMMON STOCK
124857202
2677
48900SH
DFND
1,2
4890000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1468
46000SH
DFND
1,2
4600000
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
3120
47700SH
DFND
1,2
4770000
BROADCOM LTD
COMMON STOCK
BD9WQP4
1364
7909SH
DFND
1,2
790900
BRF SA ON ADR
COMMON STOCK
10552T107
4231
248000SH
DFND
1,2
24800000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
32714
3606798SH
DFND
1,2
360679800
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
513
15600SH
DFND
1,2
1560000
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
971
8864SH
DFND
1,2
886400
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
203
4000SH
DFND
1,2
400000
APPLE INC
COMMON STOCK
037833100
3911
34592SH
DFND
1,2
3459200
AON PLC CL A
COMMON STOCK
B5BT0K0
1181
10500SH
DFND
1,2
1050000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
1014
16000SH
DFND
1,2
1600000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5% SER B) 02-15-18 (REIT)
CONV PREFRD STCK
03027X407
208
1900SH
DFND
1,2
190000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
4109
36259SH
DFND
1,2
3625900
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
49327
4311832SH
DFND
1,2
431183200
AMAZON.COM INC
COMMON STOCK
023135106
6070
7250SH
DFND
1,2
725000
ALPHABET INC CL C
COMMON STOCK
02079K107
7232
9304SH
DFND
1,2
930400
ALPHABET INC CL A
COMMON STOCK
02079K305
3212
3995SH
DFND
1,2
399500
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
96701
914080SH
DFND
1,2
91408000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
3164
59900SH
DFND
1,2
5990000
AES CORP (THE)
COMMON STOCK
00130H105
29833
2321600SH
DFND
1,2
232160000
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
1246
10200SH
DFND
1,2
1020000