0000732812-16-000106.txt : 20160815
0000732812-16-000106.hdr.sgml : 20160815
20160815165357
ACCESSION NUMBER: 0000732812-16-000106
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL INC /CA/
CENTRAL INDEX KEY: 0000895213
IRS NUMBER: 954154361
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04457
FILM NUMBER: 161833555
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 900711
13F-HR
1
primary_doc.xml
13F-HR
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0000895213
XXXXXXXX
06-30-2016
06-30-2016
CAPITAL INTERNATIONAL INC /CA/
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
900711
13F HOLDINGS REPORT
028-04457
N
Peter C. Kelly
Senior Vice President, Senior Counsel and Secretary
213-486-9200
Peter C. Kelly
Los Angeles
CA
08-15-2016
3
150
830352
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
ciinc.xml
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
1156
10200SH
DFND
1,2
1020000
AES CORP (THE)
COMMON STOCK
00130H105
32312
2589100SH
DFND
1,2
258910000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
2727
65100SH
DFND
1,2
6510000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
35224
442900SH
DFND
1,2
44290000
ALPHABET INC CL A
COMMON STOCK
02079K305
3866
5495SH
DFND
1,2
549500
ALPHABET INC CL C
COMMON STOCK
02079K107
6370
9204SH
DFND
1,2
920400
AMAZON.COM INC
COMMON STOCK
023135106
7872
11000SH
DFND
1,2
1100000
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
49579
4043932SH
DFND
1,2
404393200
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
4460
39259SH
DFND
1,2
3925900
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
980
18400SH
DFND
1,2
1840000
AON PLC CL A
COMMON STOCK
B5BT0K0
1376
12600SH
DFND
1,2
1260000
APPLE INC
COMMON STOCK
037833100
3575
37392SH
DFND
1,2
3739200
ARCOS DORADOS HOLDINGS INC CL A
COMMON STOCK
B529PQ0
2282
478432SH
DFND
1,2
47843200
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
190
4000SH
DFND
1,2
400000
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
879
8864SH
DFND
1,2
886400
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
414
13700SH
DFND
1,2
1370000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
31865
4079998SH
DFND
1,2
407999800
BRF SA ON ADR
COMMON STOCK
10552T107
3209
230400SH
DFND
1,2
23040000
BROADCOM LTD
COMMON STOCK
BD9WQP4
1229
7909SH
DFND
1,2
790900
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
2994
50700SH
DFND
1,2
5070000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1565
51000SH
DFND
1,2
5100000
CBS CORP CL B N/V
COMMON STOCK
124857202
2047
37600SH
DFND
1,2
3760000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
55025
8918120SH
DFND
1,2
891812000
CENOVUS ENERGY INC
COMMON STOCK
15135U109
384
27900SH
DFND
1,2
2790000
CENTURYLINK INC
COMMON STOCK
156700106
41
1400SH
DFND
1,2
140000
CERNER CORPORATION
COMMON STOCK
156782104
3340
57000SH
DFND
1,2
5700000
CHEVRON CORP
COMMON STOCK
166764100
2664
25416SH
DFND
1,2
2541600
CHUBB LTD
COMMON STOCK
B3BQMF6
1686
12900SH
DFND
1,2
1290000
CIT GROUP INC
COMMON STOCK
125581801
3382
106000SH
DFND
1,2
10600000
CME GROUP INC CL A
COMMON STOCK
12572Q105
9317
95660SH
DFND
1,2
9566000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
3934
2935793SH
DFND
1,2
293579300
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19
CORP CONV BOND
19075FAA4
58
153000PRN
DFND
1,2
15300000
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24
CORP CONV BOND
19075FAB2
465
1367000PRN
DFND
1,2
136700000
COCA-COLA CO
COMMON STOCK
191216100
2797
61700SH
DFND
1,2
6170000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
595
10400SH
DFND
1,2
1040000
COMCAST CORP CL A
COMMON STOCK
20030N101
2803
43000SH
DFND
1,2
4300000
CONOCOPHILLIPS
COMMON STOCK
20825C104
4055
93000SH
DFND
1,2
9300000
CORE LABORATORIES
COMMON STOCK
2182531
6808
54952SH
DFND
1,2
5495200
COVANTA HOLDING CORP
COMMON STOCK
22282E102
94
5700SH
DFND
1,2
570000
CREDICORP LTD
COMMON STOCK
2232878
17197
111428SH
DFND
1,2
11142800
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
193
1900SH
DFND
1,2
190000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
8378
203346SH
DFND
1,2
20334600
DANAHER CORP
COMMON STOCK
235851102
6929
68600SH
DFND
1,2
6860000
DAVITA HEALTHCARE PARTNERS INC
COMMON STOCK
23918K108
1361
17600SH
DFND
1,2
1760000
DOW CHEMICAL CO
COMMON STOCK
260543103
169
3400SH
DFND
1,2
340000
EATON CORP PLC
COMMON STOCK
B8KQN82
5453
91300SH
DFND
1,2
9130000
ELI LILLY AND CO
COMMON STOCK
532457108
3719
47225SH
DFND
1,2
4722500
ENBRIDGE INC
COMMON STOCK
29250N105
4994
118500SH
DFND
1,2
11850000
ENERSIS AMERICAS SA ADR
COMMON STOCK
29274F104
15323
1785864SH
DFND
1,2
178586400
ENERSIS CHILE SA ADR
COMMON STOCK
29278D105
10436
1790064SH
DFND
1,2
179006400
ENSCO PLC CL A
COMMON STOCK
B4VLR19
220
22700SH
DFND
1,2
2270000
EOG RESOURCES INC
COMMON STOCK
26875P101
3283
39350SH
DFND
1,2
3935000
EXXON MOBIL CORP
COMMON STOCK
30231G102
3309
35300SH
DFND
1,2
3530000
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
1034
92800SH
DFND
1,2
9280000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
31
1000SH
DFND
1,2
100000
GERDAU SA PN ADR
COMMON STOCK
373737105
1840
1011200SH
DFND
1,2
101120000
GILEAD SCIENCES INC
COMMON STOCK
375558103
3687
44200SH
DFND
1,2
4420000
GOLAR LNG LTD (USD)
COMMON STOCK
2367963
2043
131800SH
DFND
1,2
13180000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
6983
46995SH
DFND
1,2
4699500
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
3734
522900SH
DFND
1,2
52290000
HALLIBURTON CO
COMMON STOCK
406216101
1225
27058SH
DFND
1,2
2705800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
13
200SH
DFND
1,2
20000
HELMERICH & PAYNE
COMMON STOCK
423452101
67
1000SH
DFND
1,2
100000
HEXCEL CORPORATION
COMMON STOCK
428291108
3302
79300SH
DFND
1,2
7930000
HOME DEPOT INC
COMMON STOCK
437076102
945
7400SH
DFND
1,2
740000
HP INC
COMMON STOCK
40434L105
77
6100SH
DFND
1,2
610000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
548
76300SH
DFND
1,2
7630000
IDEX CORP
COMMON STOCK
45167R104
932
11352SH
DFND
1,2
1135200
ILLUMINA INC
COMMON STOCK
452327109
3130
22300SH
DFND
1,2
2230000
INCYTE CORP
COMMON STOCK
45337C102
9137
114237SH
DFND
1,2
11423700
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
2944
11500SH
DFND
1,2
1150000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
105
690SH
DFND
1,2
69000
INVESCO LTD
COMMON STOCK
B28XP76
51
2000SH
DFND
1,2
200000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
204
5110SH
DFND
1,2
511000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
36583
3875285SH
DFND
1,2
387528500
JD.COM INC A ADR
COMMON STOCK
47215P106
27996
1318700SH
DFND
1,2
131870000
JOHNSON & JOHNSON
COMMON STOCK
478160104
2062
17000SH
DFND
1,2
1700000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
3115
50129SH
DFND
1,2
5012900
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
40
600SH
DFND
1,2
60000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
399
9175SH
DFND
1,2
917500
LIBERTY GLOBAL PLC - LILAC CL A
COMMON STOCK
BTC0M71
322
9967SH
DFND
1,2
996700
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
2322
79900SH
DFND
1,2
7990000
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
2674
36200SH
DFND
1,2
3620000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
B3SPXZ3
51
690SH
DFND
1,2
69000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
3019
44100SH
DFND
1,2
4410000
MEDTRONIC PLC
COMMON STOCK
BTN1Y11
2395
27600SH
DFND
1,2
2760000
MELCO CROWN ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
23848
1895677SH
DFND
1,2
189567700
MERCADOLIBRE INC
COMMON STOCK
58733R102
24630
175089SH
DFND
1,2
17508900
MERCURY GENERAL CORP
COMMON STOCK
589400100
175
3300SH
DFND
1,2
330000
MICROSOFT CORP
COMMON STOCK
594918104
10275
200800SH
DFND
1,2
20080000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
1975
43400SH
DFND
1,2
4340000
MONSANTO CO
COMMON STOCK
61166W101
4674
45200SH
DFND
1,2
4520000
MOODYS CORP
COMMON STOCK
615369105
2090
22300SH
DFND
1,2
2230000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
37
1400SH
DFND
1,2
140000
NETAPP INC
COMMON STOCK
64110D104
617
25100SH
DFND
1,2
2510000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
2056
49100SH
DFND
1,2
4910000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
76
5100SH
DFND
1,2
510000
NEWELL BRANDS INC
COMMON STOCK
651229106
3526
72600SH
DFND
1,2
7260000
NIELSEN HOLDINGS PLC
COMMON STOCK
BWFY550
6600
127000SH
DFND
1,2
12700000
NIKE INC CL B
COMMON STOCK
654106103
1093
19800SH
DFND
1,2
1980000
NOBLE ENERGY INC
COMMON STOCK
655044105
2213
61704SH
DFND
1,2
6170400
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
68
800SH
DFND
1,2
80000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
B9CGTC3
988
24800SH
DFND
1,2
2480000
NUCOR CORP
COMMON STOCK
670346105
61
1240SH
DFND
1,2
124000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
2826
37400SH
DFND
1,2
3740000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
2118
240100SH
DFND
1,2
24010000
PACWEST BANCORP
COMMON STOCK
695263103
99
2500SH
DFND
1,2
250000
PAYCHEX INC
COMMON STOCK
704326107
274
4600SH
DFND
1,2
460000
PEPSICO INC
COMMON STOCK
713448108
805
7600SH
DFND
1,2
760000
PFIZER INC
COMMON STOCK
717081103
222
6300SH
DFND
1,2
630000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
5971
58700SH
DFND
1,2
5870000
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
524
32300SH
DFND
1,2
3230000
PRAXAIR INC
COMMON STOCK
74005P104
804
7150SH
DFND
1,2
715000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
5730
4590SH
DFND
1,2
459000
PROCTER & GAMBLE CO
COMMON STOCK
742718109
1787
21100SH
DFND
1,2
2110000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
4915
73200SH
DFND
1,2
7320000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
239
4270SH
DFND
1,2
427000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
2253
32400SH
DFND
1,2
3240000
SCHLUMBERGER LTD
COMMON STOCK
806857108
8011
101304SH
DFND
1,2
10130400
SEADRILL LTD
COMMON STOCK
B09RMQ1
622
194558SH
DFND
1,2
19455800
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
293
90400SH
DFND
1,2
9040000
SEMPRA ENERGY
COMMON STOCK
816851109
2223
19500SH
DFND
1,2
1950000
ST JUDE MEDICAL
COMMON STOCK
790849103
2214
28390SH
DFND
1,2
2839000
STARBUCKS CORP
COMMON STOCK
855244109
5233
91615SH
DFND
1,2
9161500
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
1531
60552SH
DFND
1,2
6055200
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
1365
27900SH
DFND
1,2
2790000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
3883
148048SH
DFND
1,2
14804800
TENARIS SA ADR
COMMON STOCK
88031M109
9008
312346SH
DFND
1,2
31234600
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1215
19400SH
DFND
1,2
1940000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
3017
11440SH
DFND
1,2
1144000
TRIMBLE NAVIGATION LTD
COMMON STOCK
896239100
882
36200SH
DFND
1,2
3620000
UBS GROUP AG
COMMON STOCK
BRJL176
2006
155469SH
DFND
1,2
15546900
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
246
15900SH
DFND
1,2
1590000
UNILEVER NV (USD)
COMMON STOCK
904784709
122
2600SH
DFND
1,2
260000
UNION PACIFIC CORP
COMMON STOCK
907818108
2295
26300SH
DFND
1,2
2630000
VALE SA PNA ADR
COMMON STOCK
91912E204
88489
22067200SH
DFND
1,2
2206720000
VERISIGN INC
COMMON STOCK
92343E102
3231
37375SH
DFND
1,2
3737500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
657
11760SH
DFND
1,2
1176000
VIACOM INC CL B
COMMON STOCK
92553P201
83
2000SH
DFND
1,2
200000
VISA INC CL A
COMMON STOCK
92826C839
9664
130300SH
DFND
1,2
13030000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
2788
28500SH
DFND
1,2
2850000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875% 07-01-21
CORP CONV BOND
947075AH0
514
472000PRN
DFND
1,2
47200000
WELLS FARGO & CO
COMMON STOCK
949746101
4501
95100SH
DFND
1,2
9510000
WHIRLPOOL CORP
COMMON STOCK
963320106
633
3800SH
DFND
1,2
380000
WYNN RESORTS LTD
COMMON STOCK
983134107
3381
37300SH
DFND
1,2
3730000
XILINX INC
COMMON STOCK
983919101
2888
62600SH
DFND
1,2
6260000
YANDEX NV A
COMMON STOCK
B5BSZB3
37406
1711925SH
DFND
1,2
171192500
YANDEX NV CV SR UNSEC 1.125% 12-15-18
CORP CONV BOND
98474TAB3
99
106000PRN
DFND
1,2
10600000
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
19786
1030500SH
DFND
1,2
103050000
YUM! BRANDS INC
COMMON STOCK
988498101
904
10900SH
DFND
1,2
1090000