0001144204-19-001739.txt : 20190115
0001144204-19-001739.hdr.sgml : 20190115
20190115160214
ACCESSION NUMBER: 0001144204-19-001739
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190114
FILED AS OF DATE: 20190115
DATE AS OF CHANGE: 20190115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu Cynthia W.
CENTRAL INDEX KEY: 0001364709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 19527160
MAIL ADDRESS:
STREET 1: 6440 WINDERMERE
CITY: NORTH BETHESDA
STATE: MD
ZIP: 20852
FORMER NAME:
FORMER CONFORMED NAME: Wong Cynthia
DATE OF NAME CHANGE: 20060601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
4
1
tv511069_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-01-14
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001364709
Hu Cynthia W.
CASI PHARMACEUTICALS, INC.
9620 MEDICAL CENTER DRIVE, SUITE 300
ROCKVILLE
MD
20850
0
1
0
0
COO, Gen Counsel & Secretary
Common Stock
2019-01-14
4
M
0
15000
1.76
A
32785
D
Common Stock
2019-01-14
4
F
0
3100
3.79
D
29685
D
Common Stock
74982
I
Held by Spouse
Employee Stock Option (Right to Buy)
1.76
2019-01-14
4
M
0
15000
0
D
2019-01-27
Common Stock
15000
0
D
The stock options vested as follows: 25% on the date of grant, and an additional 25% on each successive anniversary of the grant date until the option is fully vested.
/s/ Cynthia W. Hu, COO, Gen Counsel and Secretary
2019-01-15