0001144204-17-031982.txt : 20170609 0001144204-17-031982.hdr.sgml : 20170609 20170609170552 ACCESSION NUMBER: 0001144204-17-031982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170608 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang James CENTRAL INDEX KEY: 0001573160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 17903690 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DRIVE STREET 2: SUITE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v468783_4.xml OWNERSHIP DOCUMENT X0306 4 2017-06-08 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001573160 Huang James CASI PHARMACEUTICALS, INC. 9620 MEDICAL CENTER DRIVE, SUITE 300 ROCKVILLE MD 20850 1 0 0 0 Stock Options (Right to Buy) 1.0064 2017-06-08 4 A 0 50000 0 A 2027-06-08 Common Stock 50000 50000 D Stock option award will vest ratably quarterly to the end of one year. /s/ Cynthia W. Hu, attorney-in-fact for James Huang 2017-06-09