0001144204-17-031975.txt : 20170609
0001144204-17-031975.hdr.sgml : 20170609
20170609170329
ACCESSION NUMBER: 0001144204-17-031975
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170608
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu Cynthia W.
CENTRAL INDEX KEY: 0001364709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 17903662
MAIL ADDRESS:
STREET 1: 6440 WINDERMERE
CITY: NORTH BETHESDA
STATE: MD
ZIP: 20852
FORMER NAME:
FORMER CONFORMED NAME: Wong Cynthia
DATE OF NAME CHANGE: 20060601
4
1
v468780_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-08
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001364709
Hu Cynthia W.
CASI PHARMACEUTICALS, INC.
9620 MEDICAL CENTER DRIVE, SUITE 300
ROCKVILLE
MD
20850
0
1
0
0
COO, Gen Counsel and Secretary
Stock Options (Right to Buy)
1.0064
2017-06-08
4
A
0
100000
0
A
2027-06-08
Common Stock
100000
100000
D
The stock options vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis.
/s/ Cynthia W. Hu
2017-06-09