0001144204-16-086159.txt : 20160304 0001144204-16-086159.hdr.sgml : 20160304 20160304164722 ACCESSION NUMBER: 0001144204-16-086159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160302 FILED AS OF DATE: 20160304 DATE AS OF CHANGE: 20160304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu Cynthia W. CENTRAL INDEX KEY: 0001364709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161485822 MAIL ADDRESS: STREET 1: 6440 WINDERMERE CITY: NORTH BETHESDA STATE: MD ZIP: 20852 FORMER NAME: FORMER CONFORMED NAME: Wong Cynthia DATE OF NAME CHANGE: 20060601 4 1 v433399_4.xml OWNERSHIP DOCUMENT X0306 4 2016-03-02 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001364709 Hu Cynthia W. CASI PHARMACEUTICALS, INC. 9620 MEDICAL CENTER DRIVE, SUITE 300 ROCKVILLE MD 20850 0 1 0 0 COO, Gen Counsel and Secretary Stock Options (Right to Buy) 0.88 2016-03-02 4 A 0 95000 0 A 2026-03-02 Common Stock 95000 95000 D The stock options vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis. /s/ Cynthia W. Hu 2016-03-04