0001144204-15-021865.txt : 20150408 0001144204-15-021865.hdr.sgml : 20150408 20150408174539 ACCESSION NUMBER: 0001144204-15-021865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150406 FILED AS OF DATE: 20150408 DATE AS OF CHANGE: 20150408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu Cynthia W. CENTRAL INDEX KEY: 0001364709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 15759907 MAIL ADDRESS: STREET 1: 6440 WINDERMERE CITY: NORTH BETHESDA STATE: MD ZIP: 20852 FORMER NAME: FORMER CONFORMED NAME: Wong Cynthia DATE OF NAME CHANGE: 20060601 4 1 v406872_4.xml OWNERSHIP DOCUMENT X0306 4 2015-04-06 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001364709 Hu Cynthia W. CASI PHARMACEUTICALS, INC. 9620 MEDICAL CENTER DRIVE, SUITE 300 ROCKVILLE MD 20850 0 1 0 0 See Remarks Stock Options (Right to Buy) 1.41 2015-04-06 4 A 0 175000 0 A 2025-04-06 Common Stock 175000 175000 D The stock options vest as follows: 25% on the date of grant, and the remainder ratably over three years on a monthly basis. COO, General Counsel and Secretary /s/ Cynthia W. Hu 2015-04-08