0001144204-12-026004.txt : 20120503
0001144204-12-026004.hdr.sgml : 20120503
20120503204537
ACCESSION NUMBER: 0001144204-12-026004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120501
FILED AS OF DATE: 20120503
DATE AS OF CHANGE: 20120503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu Cynthia W.
CENTRAL INDEX KEY: 0001364709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 12811619
MAIL ADDRESS:
STREET 1: 6440 WINDERMERE
CITY: NORTH BETHESDA
STATE: MD
ZIP: 20852
FORMER NAME:
FORMER CONFORMED NAME: Wong Cynthia
DATE OF NAME CHANGE: 20060601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTREMED INC
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9640 MEDICAL CNTR DR
STREET 2: STE 200
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 3012179858
MAIL ADDRESS:
STREET 1: 9640 MEDICAL CNTR SR
STREET 2: STE 200
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
v311897_4.xml
OWNERSHIP DOCUMENT
X0305
4
2012-05-01
0
0000895051
ENTREMED INC
ENMD
0001364709
Hu Cynthia W.
ENTREMED, INC.
9640 MEDICAL CENTER DRIVE
ROCKVILLE
MD
20850
0
1
0
0
COO, General Counsel and Secy
Common Stock
2012-05-01
4
P
0
74982
A
74982
I
See footnote
Common Stock
985
D
Warrant (Right to Buy)
1.40
2012-01-20
5
A
0
E
14783
A
2012-07-29
2017-07-29
Common Stock
14783
14783
I
See footnote
Reflects the conversion price of a certain Subordinated Mandatorily Convertible Note ("Convertible Note") acquired in connection with the Company's strategic financing entered into on January 20, 2012 ("Strategic Financing"). The Convertible Note automatically converts into shares of common stock, at the conversion price of $1.15, upon stockholders approval of the Strategic Financing. The conversion price reflects the 10-day average closing sale price of the Company's Common Stock ending on January 20, 2012. The stockholders approved the Strategic Financing at the Company's Annual Stockholders Meeting held on April 30, 2012 ("2012 Annual Meeting").
Held indirectly by spouse.
Warrants were acquired in connection with the Strategic Financing and become exercisable at any time on or after 90 days following the 2012 Annual Meeting.
/s/ Cynthia W. Hu
2012-05-03