0001144204-12-026004.txt : 20120503 0001144204-12-026004.hdr.sgml : 20120503 20120503204537 ACCESSION NUMBER: 0001144204-12-026004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120501 FILED AS OF DATE: 20120503 DATE AS OF CHANGE: 20120503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu Cynthia W. CENTRAL INDEX KEY: 0001364709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 12811619 MAIL ADDRESS: STREET 1: 6440 WINDERMERE CITY: NORTH BETHESDA STATE: MD ZIP: 20852 FORMER NAME: FORMER CONFORMED NAME: Wong Cynthia DATE OF NAME CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTREMED INC CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9640 MEDICAL CNTR DR STREET 2: STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012179858 MAIL ADDRESS: STREET 1: 9640 MEDICAL CNTR SR STREET 2: STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 v311897_4.xml OWNERSHIP DOCUMENT X0305 4 2012-05-01 0 0000895051 ENTREMED INC ENMD 0001364709 Hu Cynthia W. ENTREMED, INC. 9640 MEDICAL CENTER DRIVE ROCKVILLE MD 20850 0 1 0 0 COO, General Counsel and Secy Common Stock 2012-05-01 4 P 0 74982 A 74982 I See footnote Common Stock 985 D Warrant (Right to Buy) 1.40 2012-01-20 5 A 0 E 14783 A 2012-07-29 2017-07-29 Common Stock 14783 14783 I See footnote Reflects the conversion price of a certain Subordinated Mandatorily Convertible Note ("Convertible Note") acquired in connection with the Company's strategic financing entered into on January 20, 2012 ("Strategic Financing"). The Convertible Note automatically converts into shares of common stock, at the conversion price of $1.15, upon stockholders approval of the Strategic Financing. The conversion price reflects the 10-day average closing sale price of the Company's Common Stock ending on January 20, 2012. The stockholders approved the Strategic Financing at the Company's Annual Stockholders Meeting held on April 30, 2012 ("2012 Annual Meeting"). Held indirectly by spouse. Warrants were acquired in connection with the Strategic Financing and become exercisable at any time on or after 90 days following the 2012 Annual Meeting. /s/ Cynthia W. Hu 2012-05-03