0001104659-21-081997.txt : 20210616
0001104659-21-081997.hdr.sgml : 20210616
20210616160258
ACCESSION NUMBER: 0001104659-21-081997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210616
DATE AS OF CHANGE: 20210616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhou Quan
CENTRAL INDEX KEY: 0001491503
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 211021476
MAIL ADDRESS:
STREET 1: C/O IDG VC MANAGEMENT LTD.
STREET 2: UNIT 1509, THE CENTER, 99 QUEEN'S RD
CITY: CENTRAL
STATE: K3
ZIP: -
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
4
1
tm2119809d6_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-15
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001491503
Zhou Quan
CASI PHARMACEUTICALS, INC.
9620 MEDICAL CENTER DR. SUITE 300
ROCKVILLE
MD
20850
1
0
0
0
Stock Option (Right to Buy)
1.65
2021-06-15
4
A
0
108257
0
A
2031-06-15
Common Stock
108257
108257
D
Stock option award will vest ratably quarterly to the end of the year.
/s/ Cynthia W. Hu, attorney-in-face for Quan Zhou
2021-06-16