0001104659-21-081997.txt : 20210616 0001104659-21-081997.hdr.sgml : 20210616 20210616160258 ACCESSION NUMBER: 0001104659-21-081997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhou Quan CENTRAL INDEX KEY: 0001491503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 211021476 MAIL ADDRESS: STREET 1: C/O IDG VC MANAGEMENT LTD. STREET 2: UNIT 1509, THE CENTER, 99 QUEEN'S RD CITY: CENTRAL STATE: K3 ZIP: - ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 4 1 tm2119809d6_4.xml OWNERSHIP DOCUMENT X0306 4 2021-06-15 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001491503 Zhou Quan CASI PHARMACEUTICALS, INC. 9620 MEDICAL CENTER DR. SUITE 300 ROCKVILLE MD 20850 1 0 0 0 Stock Option (Right to Buy) 1.65 2021-06-15 4 A 0 108257 0 A 2031-06-15 Common Stock 108257 108257 D Stock option award will vest ratably quarterly to the end of the year. /s/ Cynthia W. Hu, attorney-in-face for Quan Zhou 2021-06-16