0000950103-18-013358.txt : 20181114
0000950103-18-013358.hdr.sgml : 20181114
20181114060421
ACCESSION NUMBER: 0000950103-18-013358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181113
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPARKLE BYTE LTD
CENTRAL INDEX KEY: 0001663831
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180149
BUSINESS ADDRESS:
STREET 1: P.O. BOX 957
STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 852 2127 4863
MAIL ADDRESS:
STREET 1: P.O. BOX 957
STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SNOW MOON LTD
CENTRAL INDEX KEY: 0001663833
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180150
BUSINESS ADDRESS:
STREET 1: P.O. BOX 957
STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 852 2127 4863
MAIL ADDRESS:
STREET 1: P.O. BOX 957
STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP)
CENTRAL INDEX KEY: 0001664019
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180151
BUSINESS ADDRESS:
STREET 1: RM 1704-4920, KUANG SHI INTL TOWER A
STREET 2: XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE
CITY: TIANJIN
STATE: F4
ZIP: 00000
BUSINESS PHONE: 86 10 6526 0959
MAIL ADDRESS:
STREET 1: RM 1704-4920, KUANG SHI INTL TOWER A
STREET 2: XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE
CITY: TIANJIN
STATE: F4
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD.
CENTRAL INDEX KEY: 0001664018
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180152
BUSINESS ADDRESS:
STREET 1: 6/F, TOWER A, COFCO PLAZA
STREET 2: 8 JIANGUOMENNEI AVENUE
CITY: BEIJING
STATE: F4
ZIP: 100005
BUSINESS PHONE: 86 10 6526 0959
MAIL ADDRESS:
STREET 1: 6/F, TOWER A, COFCO PLAZA
STREET 2: 8 JIANGUOMENNEI AVENUE
CITY: BEIJING
STATE: F4
ZIP: 100005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Jianguang
CENTRAL INDEX KEY: 0001664022
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180153
MAIL ADDRESS:
STREET 1: 6/F, TOWER A, COFCO PLAZA
STREET 2: 8 JIANGUOMENNEI AVENUE
CITY: BEIJING
STATE: F4
ZIP: 100005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lin Dongliang
CENTRAL INDEX KEY: 0001664036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180154
MAIL ADDRESS:
STREET 1: 6/F, TOWER A, COFCO PLAZA
STREET 2: 8 JIANGUOMENNEI AVENUE
CITY: BEIJING
STATE: F4
ZIP: 100005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yang Fei
CENTRAL INDEX KEY: 0001663830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180155
MAIL ADDRESS:
STREET 1: 34 FLOOR, SOUTH TOWER
STREET 2: POLY INTERNATIONAL PLAZA, PAZHOUDADAO
CITY: GUANGZHOU
STATE: F4
ZIP: 510308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shong Hugo
CENTRAL INDEX KEY: 0001664109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20713
FILM NUMBER: 181180156
MAIL ADDRESS:
STREET 1: 6/F, TOWER A, COFCO PLAZA
STREET 2: 8 JIANGUOMENNEI AVENUE
CITY: BEIJING
STATE: F4
ZIP: 100005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0000895051
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 581959440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 240-864-2600
MAIL ADDRESS:
STREET 1: 9620 MEDICAL CENTER DR
STREET 2: STE 300
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ENTREMED INC
DATE OF NAME CHANGE: 19960415
4
1
dp98329_4-sparkle.xml
X0306
4
2018-11-13
0
0000895051
CASI Pharmaceuticals, Inc.
CASI
0001663831
SPARKLE BYTE LTD
P.O. BOX 957
OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
TORTOLA
D8
00000
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001663833
SNOW MOON LTD
P.O. BOX 957
OFFSHORE INCORPORATIONS CENTRE ROAD TOWN
TORTOLA
D8
00000
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001664019
TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP)
RM 1704-4920 KUANG SHI GUO JI TOWER A
XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE
TIANJIN
F4
00000
CHINA
0
0
1
0
0001664018
HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD.
ROOM 5835, 5/F, SHENCHANG BUILDING
51 ZHICHUN ROAD, HAIDIAN DISTRICT
BEIJING
F4
00000
CHINA
0
0
1
0
0001664022
Li Jianguang
6/F, TOWER A, COFCO PLAZA
8 JIANGUOMENNEI AVENUE
BEIJING
F4
100005
CHINA
0
0
1
0
0001664036
Lin Dongliang
6/F, TOWER A, COFCO PLAZA
8 JIANGUOMENNEI AVENUE
BEIJING
F4
100005
CHINA
0
0
1
0
0001663830
Yang Fei
34/F SOUTH TOWER, POLY INTERNATIONAL
PLZ 1 EAST PAZHOUDADAO
GUANGZHOU
F4
510308
CHINA
0
0
1
0
0001664109
Shong Hugo
6/F, TOWER A, COFCO PLAZA
8 JIANGUOMENNEI AVENUE
BEIJING
F4
100005
CHINA
0
0
1
0
Common Stock
2018-11-13
4
X
0
1699753
1.69
A
10198518
D
Warrant
1.69
2018-11-13
4
X
0
948982
0.125
D
2016-04-15
2019-04-15
Common Stock
948982
0
D
Warrant
1.69
2018-11-13
4
X
0
750771
0.125
D
2016-09-23
2019-09-23
Common Stock
750771
0
D
These securities are directly owned by Sparkle Byte Limited ("Sparkle Byte") and may be deemed to be indirectly beneficially owned by the other reporting persons. Snow Moon Limited ("Snow Moon") holds 100% of the equity interest of Sparkle Byte. Tianjin Jingran Management Center (Limited Partnership) ("Tianjin Jingran") holds 100% of the equity interest of Snow Moon. He Xie Ai Qi is the general partner of Tianjin Jingran. Jianguang Li, Dongliang Lin and Hugo Shong are the directors of He Xie Ai Qi. Jianguang Li, Dongliang Lin and Fei Yang hold 12.5%, 43.75% and 43.75% of the equity interest of He Xie Ai Qi, respectively. The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
/s/ Dongliang Lin, Director, on behalf of Sparkle Byte Limited
2018-11-14
/s/ Dongliang Lin, Director, on behalf of Snow Moon Limited
2018-11-14
/s/ Qiuyue Zhong, Representative, on behalf of Tianjin Jingran Management Center (Limited Partnership)
2018-11-14
/s/ Hugo Shong, Director, on behalf of He Xie Ai Qi Investment Management (Beijing) Co., Ltd.
2018-11-14
/s/ Jianguang Li
2018-11-14
/s/ Dongliang Lin
2018-11-14
/s/ Fei Yang
2018-11-14
/s/ Hugo Shong
2018-11-14