0000950103-18-013358.txt : 20181114 0000950103-18-013358.hdr.sgml : 20181114 20181114060421 ACCESSION NUMBER: 0000950103-18-013358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPARKLE BYTE LTD CENTRAL INDEX KEY: 0001663831 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180149 BUSINESS ADDRESS: STREET 1: P.O. BOX 957 STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 852 2127 4863 MAIL ADDRESS: STREET 1: P.O. BOX 957 STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNOW MOON LTD CENTRAL INDEX KEY: 0001663833 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180150 BUSINESS ADDRESS: STREET 1: P.O. BOX 957 STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 852 2127 4863 MAIL ADDRESS: STREET 1: P.O. BOX 957 STREET 2: OFFSHORE INCORPORATIONS CENTRE ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP) CENTRAL INDEX KEY: 0001664019 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180151 BUSINESS ADDRESS: STREET 1: RM 1704-4920, KUANG SHI INTL TOWER A STREET 2: XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE CITY: TIANJIN STATE: F4 ZIP: 00000 BUSINESS PHONE: 86 10 6526 0959 MAIL ADDRESS: STREET 1: RM 1704-4920, KUANG SHI INTL TOWER A STREET 2: XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE CITY: TIANJIN STATE: F4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD. CENTRAL INDEX KEY: 0001664018 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180152 BUSINESS ADDRESS: STREET 1: 6/F, TOWER A, COFCO PLAZA STREET 2: 8 JIANGUOMENNEI AVENUE CITY: BEIJING STATE: F4 ZIP: 100005 BUSINESS PHONE: 86 10 6526 0959 MAIL ADDRESS: STREET 1: 6/F, TOWER A, COFCO PLAZA STREET 2: 8 JIANGUOMENNEI AVENUE CITY: BEIJING STATE: F4 ZIP: 100005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Jianguang CENTRAL INDEX KEY: 0001664022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180153 MAIL ADDRESS: STREET 1: 6/F, TOWER A, COFCO PLAZA STREET 2: 8 JIANGUOMENNEI AVENUE CITY: BEIJING STATE: F4 ZIP: 100005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Dongliang CENTRAL INDEX KEY: 0001664036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180154 MAIL ADDRESS: STREET 1: 6/F, TOWER A, COFCO PLAZA STREET 2: 8 JIANGUOMENNEI AVENUE CITY: BEIJING STATE: F4 ZIP: 100005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yang Fei CENTRAL INDEX KEY: 0001663830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180155 MAIL ADDRESS: STREET 1: 34 FLOOR, SOUTH TOWER STREET 2: POLY INTERNATIONAL PLAZA, PAZHOUDADAO CITY: GUANGZHOU STATE: F4 ZIP: 510308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shong Hugo CENTRAL INDEX KEY: 0001664109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 181180156 MAIL ADDRESS: STREET 1: 6/F, TOWER A, COFCO PLAZA STREET 2: 8 JIANGUOMENNEI AVENUE CITY: BEIJING STATE: F4 ZIP: 100005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 4 1 dp98329_4-sparkle.xml X0306 4 2018-11-13 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001663831 SPARKLE BYTE LTD P.O. BOX 957 OFFSHORE INCORPORATIONS CENTRE ROAD TOWN TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001663833 SNOW MOON LTD P.O. BOX 957 OFFSHORE INCORPORATIONS CENTRE ROAD TOWN TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001664019 TIANJIN JINGRAN MANAGEMENT CENTER (LIMITED PARTNERSHIP) RM 1704-4920 KUANG SHI GUO JI TOWER A XIANGLUOWAN BUSINESS CTR FREE TRADE ZONE TIANJIN F4 00000 CHINA 0 0 1 0 0001664018 HE XIE AI QI INVESTMENT MANAGEMENT (BEIJING) CO., LTD. ROOM 5835, 5/F, SHENCHANG BUILDING 51 ZHICHUN ROAD, HAIDIAN DISTRICT BEIJING F4 00000 CHINA 0 0 1 0 0001664022 Li Jianguang 6/F, TOWER A, COFCO PLAZA 8 JIANGUOMENNEI AVENUE BEIJING F4 100005 CHINA 0 0 1 0 0001664036 Lin Dongliang 6/F, TOWER A, COFCO PLAZA 8 JIANGUOMENNEI AVENUE BEIJING F4 100005 CHINA 0 0 1 0 0001663830 Yang Fei 34/F SOUTH TOWER, POLY INTERNATIONAL PLZ 1 EAST PAZHOUDADAO GUANGZHOU F4 510308 CHINA 0 0 1 0 0001664109 Shong Hugo 6/F, TOWER A, COFCO PLAZA 8 JIANGUOMENNEI AVENUE BEIJING F4 100005 CHINA 0 0 1 0 Common Stock 2018-11-13 4 X 0 1699753 1.69 A 10198518 D Warrant 1.69 2018-11-13 4 X 0 948982 0.125 D 2016-04-15 2019-04-15 Common Stock 948982 0 D Warrant 1.69 2018-11-13 4 X 0 750771 0.125 D 2016-09-23 2019-09-23 Common Stock 750771 0 D These securities are directly owned by Sparkle Byte Limited ("Sparkle Byte") and may be deemed to be indirectly beneficially owned by the other reporting persons. Snow Moon Limited ("Snow Moon") holds 100% of the equity interest of Sparkle Byte. Tianjin Jingran Management Center (Limited Partnership) ("Tianjin Jingran") holds 100% of the equity interest of Snow Moon. He Xie Ai Qi is the general partner of Tianjin Jingran. Jianguang Li, Dongliang Lin and Hugo Shong are the directors of He Xie Ai Qi. Jianguang Li, Dongliang Lin and Fei Yang hold 12.5%, 43.75% and 43.75% of the equity interest of He Xie Ai Qi, respectively. The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. /s/ Dongliang Lin, Director, on behalf of Sparkle Byte Limited 2018-11-14 /s/ Dongliang Lin, Director, on behalf of Snow Moon Limited 2018-11-14 /s/ Qiuyue Zhong, Representative, on behalf of Tianjin Jingran Management Center (Limited Partnership) 2018-11-14 /s/ Hugo Shong, Director, on behalf of He Xie Ai Qi Investment Management (Beijing) Co., Ltd. 2018-11-14 /s/ Jianguang Li 2018-11-14 /s/ Dongliang Lin 2018-11-14 /s/ Fei Yang 2018-11-14 /s/ Hugo Shong 2018-11-14