0000950103-16-010539.txt : 20160127 0000950103-16-010539.hdr.sgml : 20160127 20160127212316 ACCESSION NUMBER: 0000950103-16-010539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130307 FILED AS OF DATE: 20160127 DATE AS OF CHANGE: 20160127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASI Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 240-864-2600 MAIL ADDRESS: STREET 1: 9620 MEDICAL CENTER DR STREET 2: STE 300 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ENTREMED INC DATE OF NAME CHANGE: 19960415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhou Quan CENTRAL INDEX KEY: 0001491503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366441 MAIL ADDRESS: STREET 1: C/O IDG VC MANAGEMENT LTD. STREET 2: UNIT 1509, THE CENTER, 99 QUEEN'S RD CITY: CENTRAL STATE: K3 ZIP: - REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ho Chi Sing CENTRAL INDEX KEY: 0001545806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366442 MAIL ADDRESS: STREET 1: UNIT 1509, THE CENTER STREET 2: 99 QUEEN'S ROAD, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IDG-Accel China Growth Fund GP III Associates Ltd. CENTRAL INDEX KEY: 0001564281 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366443 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER NAME: FORMER CONFORMED NAME: IDG-Accel China Growth Fund III GP Associates Ltd. DATE OF NAME CHANGE: 20121210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IDG-Accel China Growth Fund III Associates L.P. CENTRAL INDEX KEY: 0001550192 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366444 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: X1 ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: X1 ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IDG-Accel China Growth Fund III L.P. CENTRAL INDEX KEY: 0001508829 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366446 BUSINESS ADDRESS: STREET 1: UNIT 5505, 55TH FLOOR STREET 2: THE CENTER CITY: 99 QUEEN'S ROAD STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2529-1016 MAIL ADDRESS: STREET 1: UNIT 5505, 55TH FLOOR STREET 2: THE CENTER CITY: 99 QUEEN'S ROAD STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IDG-Accel China III Investors L.P. CENTRAL INDEX KEY: 0001550193 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 161366445 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: X1 ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: X1 ZIP: 94301 4 1 dp62873_4.xml FORM 4 X0306 4 2013-03-07 0 0000895051 CASI Pharmaceuticals, Inc. CASI 0001508829 IDG-Accel China Growth Fund III L.P. UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 0001550193 IDG-Accel China III Investors L.P. UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 0001550192 IDG-Accel China Growth Fund III Associates L.P. UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 0001564281 IDG-Accel China Growth Fund GP III Associates Ltd. UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 0001545806 Ho Chi Sing UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 0001491503 Zhou Quan UNIT 5505, THE CENTRE 99 QUEEN'S ROAD, CENTRAL K3 0 0 1 0 Common Stock 2013-03-07 4 P 0 972708 2.40 A 5091438 D Common Stock 2013-03-07 4 P 0 68958 2.40 A 360947 I See Explanation of Responses Warrant 2.91 2013-03-07 4 P 0 486354 0 A 2013-09-04 2016-09-04 Common Stock 486354 1298354 D Warrant 2.91 2013-03-07 4 P 0 34479 0 A 2013-09-04 2016-09-04 Common Stock 34479 92044 I See Explanation of Responses These securities are directly owned by IDG-Accel China Growth Fund III L.P. ("IDG-Accel Growth") and may be deemed to be indirectly beneficially owned by the other reporting persons. IDG-Accel China Growth Fund III Associates L.P. ("IDG-Accel Associates") is the general partner of IDG-Accel Growth. IDG-Accel China Growth Fund GP III Associates Ltd. ("IDG-Accel GP") is the general partner of both IDG-Accel Associates and IDG-Accel China III Investors L.P. ("IDG-Accel Investors"). Chi Sing Ho and Quan Zhou are shareholders and directors of IDG-Accel GP. Pursuant to a securities purchase agreement dated as of March 1, 2013 by and among the Issuer and certain investors (the "Purchase Agreement"), IDG-Accel Growth purchased 972,708 shares of common stock and warrants to purchase 486,354 shares of common stock of the Issuer. These securities are directly owned by IDG-Accel Investors and may be deemed to be indirectly beneficially owned by the other reporting persons. Pursuant to the Purchase Agreement, IDG-Accel Investors purchased 68,958 shares of common stock and warrants to purchase 34,479 shares of common stock of the Issuer. The shares of common stock and the warrants were issued in units consisting of one share of common stock and a warrant to purchase 0.5 shares of common stock. The purchase price was $2.40 per unit. The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. /s/ Chi Sing Ho, Director of IDG-Accel China Growth Fund GP III Associates Ltd., the ultimate general partner of IDG-Accel China Growth Fund III L.P., on behalf of IDG-Accel China Growth Fund III L.P. 2016-01-27 /s/ Chi Sing Ho, Director of IDG-Accel China Growth Fund GP III Associates Ltd., the general partner of IDG-Accel China III Investors L.P., on behalf of IDG-Accel China III Investors L.P. 2016-01-27 /s/ Chi Sing Ho, Director of IDG-Accel China Growth Fund GP III Associates Ltd., the general partner of IDG-Accel China Growth Fund III Associates L.P., on behalf of IDG-Accel China Growth Fund III Associates L.P. 2016-01-27 /s/ Chi Sing Ho, Director, on behalf of IDG-Accel China Growth Fund GP III Associates Ltd. 2016-01-27 /s/ Quan Zhou 2016-01-27 /s/ Chi Sing Ho 2016-01-27