-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2Bl9bDCErfz599FjXc+dwBHFEqljNXXZEXgP06R7XpNoYLnPIFz/xb/aqlGVwqu VdZE8Vb0FTJzal4f8Tnyig== 0000948027-96-000041.txt : 19960515 0000948027-96-000041.hdr.sgml : 19960515 ACCESSION NUMBER: 0000948027-96-000041 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960514 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENTREMED INC CENTRAL INDEX KEY: 0000895051 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 581959440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-20713 FILM NUMBER: 96562644 BUSINESS ADDRESS: STREET 1: 9610 MEDICAL CENTER DR STE 200 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 3012179858 8-A12G 1 ENTREMED 8-A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ENTREMED, INC. (Exact name of registrant as specified in its charter) DELAWARE 58-1959440 (State of incorporation or organization) (I.R.S. employee identification no.) 9610 MEDICAL CENTER DRIVE, SUITE 200, ROCKVILLE, MARYLAND 20850 (Address of principal executive offices) (zip code) Securities to be registered pursuant to Section 12(b)of the Act: Title of each class Name of each exchange on to be so registered which each class is to be registered - --------------------------- ------------------------------------ - --------------------------- ------------------------------------ Securities to be registered pursuant to Section 12(g)of the Act: COMMON STOCK, $.01 PAR VALUE ---------------------------------------- (Title of class) ---------------------------------------- (Title of class) C:\BTPM_NY_\1006\0047916.01 -1- INFORMATION REQUIRED IN REGISTRATION STATEMENT ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The information called for by this Item 1 is incorporated herein by reference from the Registrant's Registration Statement on Form S-1 (File No. 333-3536) originally filed with the Securities and Exchange Commission on April 12, 1996. ITEM 2. EXHIBITS 1. Specimen of certificate evidencing Registrant's Common Stock, par value $.01. 2. (a) Amended and Restated Certificate of Incorporation of the Registrant.* (b) Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant.* (c) By-Laws of the Registrant.* - -------------------------------- * Filed as an exhibit to the Registrant's Registration Statement on Form S-1 (File No. 333-3536) originally filed with the Commission on April 12, 1996. C:\BTPM_NY_\1006\0047916.01 -2- SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: May 6, 1996 ENTREMED, INC. By: /S/ John W. Holaday -------------------------- John W. Holaday, Ph.D. Chairman, President and Chief Executive Officer C:\BTPM_NY_\1006\0047916.01 -3- May 13, 1995 VIA FEDERAL EXPRESS Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: ENTREMED, INC. Ladies and Gentlemen: EntreMed, Inc. (the "Company") hereby respectfully requests that the Company's Form 8-A, filed with the Commission today, be declared effective by the Commission concurrently with the effectiveness of the Company's Registration Statement on Form S-1, originally filed with the Commission on April 12, 1996 (File No. 333-3536). Sincerely, ENTREMED, INC. By: /S/ JOHN W. HOLADAY ----------------------------- John W. Holaday, Ph.D. Chairman, President and Chief Executive Officer EX-1 2 SPECIMEN STOCK CERTIFICATE SPECIMEN STOCK CERTIFICATE E COMMON STOCK CERTIFICATE ENTREMED, INC. INCORPORATED UNDER THE LAWS SEE REVERSE FOR OF THE STATE OF DELAWARE CERTAIN DEFINITIONS CUSIP THIS CERTIFIES THAT ------------------------------------------------- IS THE OWNER OF ------------------------------- FULLY PAID AND NON ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $.01 PER SHARE OF ENTREMED, INC. (hereinafter the "Corporation") transferable on the books of the Corporation by the holder hereof in person or by his duly authorized attorney, upon surrender of this certificate properly endorsed. [GRAPHIC OMITTED] This certificate is not valid until countersigned by the Transfer Agent. Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. [GRAPHIC OMITTED] SEAL 1991 Dated; Secretary President ENTREMED, INC. The Corporation will furnish without charge to each stockholder wo so requests a statement of the designations, powers, preferences and relative participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations or restrictions of such preferences and/or rights. Such request may be made to the Corporation or the Transfer Agent. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -- as tenants in common TEN ENT -- as tenants by the entireties JT TEN -- as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT-- _______________ Custodian __________ (Cust) (Minor) under Uniform Gifts to Minors Act ______________ (State) Additional abbreviations may also be used though not in the above list. For value received, the undersigned hereby sells, assigns and transfers unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - -------------------------------------------------------------------------------- (please print or typewrite name and address, including zip code, of assignee) - -------------------------------------------------------------------------------- - -------------------------------------- shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint - ------------------------------------------------ Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated ___________ ---------------------------------------------- NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed: - ------------------------------------------------------------------------- THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17 Ad-15. -----END PRIVACY-ENHANCED MESSAGE-----