-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgznRUqZprtrGBYjMdsHlUjJyKADjO2O6BQJwf9iTY6hF8adm56GaI7bKbRUQlCj yxQ9Ll3WoXw3XffxNKQm0w== 0000893838-99-000250.txt : 19990924 0000893838-99-000250.hdr.sgml : 19990924 ACCESSION NUMBER: 0000893838-99-000250 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990923 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COCENSYS INC CENTRAL INDEX KEY: 0000895034 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330538836 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-42753 FILM NUMBER: 99715797 BUSINESS ADDRESS: STREET 1: 213 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497536100 MAIL ADDRESS: STREET 1: 213 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PURDUE ACQUISITION CORP CENTRAL INDEX KEY: 0001092939 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 100 CONNECTICUT AVE CITY: NORWALK STATE: CT ZIP: 06850 BUSINESS PHONE: 2038530123 MAIL ADDRESS: STREET 1: 100 CONNECTICUT AVE CITY: NORWALK STATE: CT ZIP: 06850 SC 14D1/A 1 SCHEDULE 14D-1 AMENDMENT NO. 3 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 AMENDMENT NO. 3 CoCensys, Inc. (Name of Subject Company) Purdue Acquisition Corporation Purdue Pharma L.P. (Bidders) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 191263201 (CUSIP Number of Class of Securities) Howard R. Udell, Esq. Purdue Acquisition Corporation c/o Purdue Pharma L.P. 100 Connecticut Avenue Norwalk, Connecticut 06850-3590 (203) 853-0123 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Bidder) ____________________ Copy To: Stuart D. Baker, Esq. Chadbourne & Parke LLP 30 Rockefeller Plaza New York, New York 10112 (212) 408-5100 ================================================================================ This Amendment No. 3 to the Tender Offer Statement on Schedule 14D-1 (this "Amendment") relates to a tender offer by Purdue Acquisition Corporation, a Delaware corporation ("Offeror"), and an indirect wholly owned subsidiary of Purdue Pharma L.P., a Delaware limited partnership ("Parent"), to purchase all outstanding shares of Common Stock, par value $0.001 per share (the "Common Stock"), including the associated rights to purchase Series A Junior Participating Preferred Stock issued under the Rights Agreement (as defined in the Offer to Purchase) (the "Rights" and together with the Common Stock, the "Shares") of CoCensys, Inc., a Delaware corporation (the "Company"), at a purchase price of $1.16 per Share, net to the seller in cash (subject to any applicable withholding of taxes), without interest, upon the terms and subject to the conditions set forth in the Offeror's Offer to Purchase, dated August 12, 1999, as amended (the "Offer to Purchase"), and in the related Letter of Transmittal (which together constitute the "Offer"). Unless otherwise indicated, all capitalized terms used but not defined herein shall have the respective meanings assigned to them in the Offer to Purchase. Item 1. Security and Subject Company Item 1 of the Schedule 14D-1 is hereby amended and supplemented by adding the following text thereto: On September 23, 1999, the Company and Warner-Lambert Company ("Warner-Lambert") agreed to amend the W-L Note to provide Warner-Lambert the option to convert the W-L Note into an amount of Shares equal to the principal amount of the W-L Note plus accrued intrerest as of September 23, 1999 divided by the Offer Price. Warner-Lambert has also agreed to tender such Shares in the Offer contigent on the Offeror accepting for payment all Shares validly tendered prior to the Expiration Date. 2 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 23, 1999 PURDUE PHARMA L.P., by its general partner, PURDUE PHARMA INC. By: /S/ Stuart D. Baker -------------------------------- Name: Stuart D. Baker Title: Vice President PURDUE ACQUISITION CORPORATION By: /S/ Stuart D. Baker -------------------------------- Name: Stuart D. Baker Title: Vice President 3 -----END PRIVACY-ENHANCED MESSAGE-----