-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3GQuuLk1AmO25lpBm8pVYWeBU4QKR1FGQ2RWB6hAtqe86gs2pjFEFxT49edYU05 QsB+zWU2GXStTfVWHhyoqw== 0000906387-99-000029.txt : 19990422 0000906387-99-000029.hdr.sgml : 19990422 ACCESSION NUMBER: 0000906387-99-000029 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CENTURA SOFTWARE CORP CENTRAL INDEX KEY: 0000895021 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942874178 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43263 FILM NUMBER: 99598266 BUSINESS ADDRESS: STREET 1: 975 ISLAND DR CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: 6505963400 MAIL ADDRESS: STREET 1: 1060 MARSH ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING CENTURA SOFTWARE LLC CENTRAL INDEX KEY: 0001056860 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 650 DUNDEE RD STREET 2: STE 370 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8474804000 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CUSIP No. 15640 W 103 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sterling Centura Software LLC 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3. SEC Use Only. . . . . . . . . . . . . . . . . . . . . . . . . . 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially by Owned by Each Reporting Person With: 5. Sole Voting Power 2,441,424 6. Shared Voting Power . . . . . . . . . . . . . . . . . . . . . 7. Sole Dispositive Power 2,441,424 8. Shared Dispositive Power . . . . . . . . . . . . . . . . . . . 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,441,424 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) . . . . . . . . . . . . . . . . . . 11. Percent of Class Represented by Amount in Row (11) 8.2% 12. Type of Report Person (See Instructions) Item 1. (a)Name of Issuer Centura Software Corporation (b)Address of Issuer's Principal Executive Offices 975 Island Drive, Redwood Shores, California 94025 Item 2. (a)Name of Person Filing Sterling Centura Software LLC (b)Address of Principal Business Office or, if none, Residence 650 Dundee Road, Suite 370, Northbrook, Illinois 60062 (c)Citizenship Delaware (d)Title of Class of Securities Common Stock, $.01 Par Value Per Share (e)CUSIP Number 15640 W 103 Item 3.If this statement is filed pursuant to Sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o) (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J); If this statement is filed pursuant to Rule 240.13d-1(c), check this [ ] Item 4.Ownership (a)Amount beneficially owned: 2,441,424. (b)Percent of class: 8.2%. (c)Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 2,441,424. (ii) Shared power to vote or to direct the vote 0. (iii) Sole power to dispose or to direct the disposition of 2,441,424. (iv) Shared power to dispose or to direct the disposition of 0. Item 5.Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6.Ownership of More than Five Percent on Behalf of Another Person N/A Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8.Identification and Classification of Members of the Group N/A Item 9.Notice of Dissolution of Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date Signature Steven M. Taslitz/Managing Member Name/Title Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----