0001736749-18-000003.txt : 20180626 0001736749-18-000003.hdr.sgml : 20180626 20180626165917 ACCESSION NUMBER: 0001736749-18-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180626 DATE AS OF CHANGE: 20180626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROME MARK E CENTRAL INDEX KEY: 0000919484 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12471 FILM NUMBER: 18919856 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FL CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: theMaven, Inc. CENTRAL INDEX KEY: 0000894871 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 680232575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5048 ROOSEVELT WAY NE CITY: SEATTLE STATE: WA ZIP: 98105 BUSINESS PHONE: 775-600-2765 MAIL ADDRESS: STREET 1: 5048 ROOSEVELT WAY NE CITY: SEATTLE STATE: WA ZIP: 98105 FORMER COMPANY: FORMER CONFORMED NAME: THEMAVEN, INC. DATE OF NAME CHANGE: 20161209 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED SURGICAL SYSTEMS INC DATE OF NAME CHANGE: 19960725 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-01-04 0 0000894871 theMaven, Inc. MVEN 0000919484 STROME MARK E 100 WILSHIRE BLVD, SUITE 1750 SANTA MONICA CA 90401 0 0 1 0 Common Stock 4471739 D Common Stock Purchase Warrant 1.19 2018-06-15 2023-06-15 Common Stock 1500000 I See Footnote As of January 4, 2018, the Mark and Tammy Strome Family Trust (the "Trust") held 3,971,739 shares of common stock, representing 12.2% of the outstanding shares of common stock. On March 30, 2018, the Trust purchased an additional 500,000 shares of common stock, for a total of 4,471,739 shares. On August 24, 2017, the Trust was revoked. The shares of common stock were subsequently awarded to the reporting person pursuant to a Binding Deal Memorandum dated May 23, 2018. The Common Stock Purchase Warrant (the "Warrant") is held by Strome Mezzanine Fund, LP. Strome Investment Management, LP is the general partner of Strome Mezzanine Fund, LP. Strome Group, Inc. is the general partner of Strome Investment Management, LP, and the reporting person is the President and CEO of Strome Group, Inc. The reporting person may be deemed to share voting and dispositive power over the shares of common stock underlying the Warrant held by Strome Mezzanine Fund, LP. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934 (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities reported herein. Kenneth R Powell, Attorney-in-Fact by Power of Attorney 2018-06-26