0000899243-21-000505.txt : 20210105
0000899243-21-000505.hdr.sgml : 20210105
20210105190917
ACCESSION NUMBER: 0000899243-21-000505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STROME MARK E
CENTRAL INDEX KEY: 0000919484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12471
FILM NUMBER: 21508142
MAIL ADDRESS:
STREET 1: 100 WILSHIRE BLVD
STREET 2: 15TH FL
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: theMaven, Inc.
CENTRAL INDEX KEY: 0000894871
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 680232575
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 FOURTH AVENUE, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 775-600-2765
MAIL ADDRESS:
STREET 1: 1500 FOURTH AVENUE, SUITE 200
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: THEMAVEN, INC.
DATE OF NAME CHANGE: 20161209
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRATED SURGICAL SYSTEMS INC
DATE OF NAME CHANGE: 19960725
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-31
1
0000894871
theMaven, Inc.
MVEN
0000919484
STROME MARK E
1688 MERIDIAN AVE, SUITE 727
MIAMI BEACH
FL
33139
0
0
1
0
Common Stock
2020-12-31
4
C
0
3750000
0.40
A
8235268
I
See Footnote
Common Stock
2020-12-31
4
C
0
1055930
0.33
A
9291198
I
See Footnote
12% Senior Secured Subordinated Convertible Debenture
0.33
2020-12-31
4
J
0
348456.83
A
2020-12-31
Common Stock
1055930
1848456.83
I
See Footnote
12% Senior Secured Subordinated Convertible Debenture
0.40
2020-12-31
4
C
0
1500000.00
0.00
D
2020-12-31
Common Stock
3750000
0
I
See Footnote
12% Senior Secured Subordinated Convertible Debenture
0.33
2020-12-31
4
C
0
348456.83
0.00
D
2020-12-31
Common Stock
1055930
0
I
See Footnote
The reported security is owned directly by Strome Mezzanine Fund II, LP (the "Fund"). Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported security under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported security for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the security. The Fund, SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".
The Issuer and the Reporting Persons agreed to the payment in kind of the accrued interest in the amount of $348,456.83 due under the 12% Senior Secured Subordinated Convertible Debenture as of the conversion date at a price of $0.33 per share, which was approved by the issuer's board of directors.
Subject to the Issuer increasing its authorized shares of common stock, which occurred on December 18, 2020, the reported security was convertible into common stock at the option of the Fund at any time on or prior to the maturity date on December 31, 2020.
/s/Mark E. Strome
2020-01-05
/s/Mark E. Strome, Signature as Authorized Person of each Reporting Person
2020-01-05