-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMkjhujJLrpdVdmhpLeOV25K8XF5RLUrul0C7zyedY4pzGRjQZcSKXp4aWA1FARr tE47IIKmhqH/QRGrJ3LPLA== 0001398133-07-000075.txt : 20071002 0001398133-07-000075.hdr.sgml : 20071002 20071002171919 ACCESSION NUMBER: 0001398133-07-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071002 DATE AS OF CHANGE: 20071002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOWARE INC CENTRAL INDEX KEY: 0000894743 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 232705700 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3200 HORIZON DR CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6102778300 MAIL ADDRESS: STREET 1: 3200 HORIZON DR CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FORMER COMPANY: FORMER CONFORMED NAME: NEOWARE SYSTEMS INC DATE OF NAME CHANGE: 19980928 FORMER COMPANY: FORMER CONFORMED NAME: HDS NETWORK SYSTEMS INC DATE OF NAME CHANGE: 19950313 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ACQUISITION CORP DATE OF NAME CHANGE: 19930108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bolton Peter CENTRAL INDEX KEY: 0001300394 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21240 FILM NUMBER: 071150877 BUSINESS ADDRESS: BUSINESS PHONE: (610) 277-8300 MAIL ADDRESS: STREET 1: C/O NEOWARE SYSTEMS, INC. STREET 2: 400 FEHELEY DRIVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-30 1 0000894743 NEOWARE INC NWRE 0001300394 Bolton Peter C/O NEOWARE, INC. 3200 HORIZON DRIVE KING OF PRUSSIA PA 19046 0 1 0 0 Exec. VP - EMEA Stock Option (Right to Buy) 9.26 2007-09-30 4 D 0 25000 6.99 D 2014-12-01 Common Stock 25000 0 D Stock Option (Right to Buy) 11.15 2007-09-30 4 D 0 20000 5.10 D 2015-08-11 Common Stock 20000 0 D Stock Option (Right to Buy) 14.02 2007-09-30 4 D 0 35000 2.23 D 2017-07-02 Common Stock 35000 0 D Pursuant to an Agreement and Plan of Merger between Neoware, Inc., Hewlett-Packard Company and Narwhal Acquisition Corporation, dated as of July 23, 2007, this stock option was converted into the right to receive $16.25 less the applicable exercise price in respect of each share of common stock underlying such option effective as of 11:59 p.m. on September 30, 2007, the effective date of the merger. This stock option, which provided for vesting in four equal annual installments beginning December 1, 2005, was vested and converted in the merger into the right to receive a cash payment of $174,750, representing the difference between the exercise price of the option and the merger consideration per share ($16.25) of the underlying Neoware, Inc. common stock on the effective date of the merger multiplied by the number of shares of Neoware, Inc. common stock subject to this option disposed of by the reporting person in connection with the merger. This amount represents the per share difference between the exercise price of the option and the merger consideration per share ($16.25) of the underlying Neoware, Inc. common stock on the effective date of the merger. This stock option, which provided for vesting in four equal annual installments beginning August 11, 2006, was vested and converted in the merger into the right to receive a cash payment of $102,000, representing the difference between the exercise price of the option and the merger consideration per share ($16.25) of the underlying Neoware, Inc. common stock on the effective date of the merger multiplied by the number of shares of Neoware, Inc. common stock subject to this option and disposed of by the reporting person in connection with the merger. This stock option, which provided for vesting in four equal annual installments beginning July 2, 2008, was vested and converted in the merger into the right to receive a cash payment of $78,050, representing the difference between the exercise price of the option and the merger consideration per share ($16.25) of the underlying Neoware, Inc. common stock on the effective date of the merger multiplied by the number of shares of Neoware, Inc. common stock subject to this option disposed of by the reporting person in connection with the merger. Donald Joseph, Attorney-in-Fact for Peter Bolton 2007-10-01 -----END PRIVACY-ENHANCED MESSAGE-----