-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HewsLM4oo+XjjtJjsH2/NrO22HAYCiZZCHdWQ21yU4bgus8pDsgzntO4YDCRqe7I FhNfYM4HwkX8+wjr7EAnZQ== 0001289895-07-000002.txt : 20070116 0001289895-07-000002.hdr.sgml : 20070115 20070116180532 ACCESSION NUMBER: 0001289895-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070115 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOWARE INC CENTRAL INDEX KEY: 0000894743 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 232705700 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3200 HORIZON DR CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6102778300 MAIL ADDRESS: STREET 1: 3200 HORIZON DR CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FORMER COMPANY: FORMER CONFORMED NAME: NEOWARE SYSTEMS INC DATE OF NAME CHANGE: 19980928 FORMER COMPANY: FORMER CONFORMED NAME: HDS NETWORK SYSTEMS INC DATE OF NAME CHANGE: 19950313 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION SYSTEMS ACQUISITION CORP DATE OF NAME CHANGE: 19930108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANTROWITZ MICHAEL G CENTRAL INDEX KEY: 0001236825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21240 FILM NUMBER: 07533138 BUSINESS ADDRESS: STREET 1: 400 FEHELEY DR CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 MAIL ADDRESS: STREET 1: C/O NEOWARE SYSTEMS INC STREET 2: 400 FEHELEY DRIVE CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-15 1 0000894743 NEOWARE INC NWRE 0001236825 KANTROWITZ MICHAEL G C/O NEOWARE, INC. 3200 HORIZON DRIVE KING OF PRUSSIA PA 19406 1 0 0 0 Employee Stock Option (Right to Buy) 11.15 2007-01-15 4 D 0 50000 D 2007-12-31 Common Stock 50000 0 D Employee Stock Option (Right to Buy) 11.15 2007-01-15 4 A 0 50000 A 2007-12-31 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 9.26 2007-01-15 4 D 0 100000 D 2007-12-31 Common Stock 100000 0 D Employee Stock Option (Right to Buy) 9.26 2007-01-15 4 A 0 100000 A 2007-12-31 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 16.41 2007-01-15 4 D 0 50000 D 2008-01-15 Common Stock 50000 0 D Employee Stock Option (Right to Buy) 16.41 2007-01-15 4 A 0 50000 A 2008-01-15 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 14.55 2007-01-15 4 D 0 100000 D 2008-01-15 Common Stock 100000 0 D Employee Stock Option (Right to Buy) 14.55 2007-01-15 4 A 0 100000 A 2008-01-15 Common Stock 100000 100000 D Pursuant to a Termination and Service Agreement dated September 30, 2006, as amended on December 28, 2006, these outstanding options were amended to become vested on January 15, 2007 and the expiration dates of such options were extended until December 31, 2007. Pursuant to a Termination and Service Agreement dated September 30, 2006, as amended on December 28, 2006, these outstanding options were amended to become vested on January 15, 2007 and the expiration dates of such options were extended until January 15, 2008. The reported transactions involved the amendment of outstanding options, resulting in the deemed cancellation of the ?old? options and the grant of replacement options. The options previously were to vest in equal annual installments of 25% over four years beginning on their dates of grant and to expire three months after termination of the reporting person's employment with the issuer. Don Joseph, Attorney-In-Fact for Michael G. Kantrowitz 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----