-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N5Y7djTntrcRdNZI8pas8+FIF0/hpH38SibrKp9KX7yvM9Q0WhApzchztg8tob0o p7wDd2D/ti0tgMuDxo+ueQ== 0000950142-98-000337.txt : 19980504 0000950142-98-000337.hdr.sgml : 19980504 ACCESSION NUMBER: 0000950142-98-000337 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980421 FILED AS OF DATE: 19980501 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VAALCO ENERGY INC /DE/ CENTRAL INDEX KEY: 0000894627 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760274813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-20928 FILM NUMBER: 98608503 BUSINESS ADDRESS: STREET 1: 4600 POST OAK PL STE 309 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136230801 COMPANY DATA: COMPANY CONFORMED NAME: 1818 FUND LP BROWN BROTHERS HARRIMAN CO LONG T MICHAEL ET AL CENTRAL INDEX KEY: 0000904953 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 59 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-493-7292 MAIL ADDRESS: STREET 1: 59 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 3 1 INFORMATION TABLE FOR FORM 3. Modify information here; it will be automatically updated in Form 3. IT IS NOT NECESSARY TO PRINT THIS PAGE. DO NOT DELETE THIS PAGE. Last Name of Reporting Person Brown Brothers Harriman & Co. First Name of Reporting Person Middle Name of Reporting Person Street Address of Reporting Person 59 Wall Street City of Reporting Person State of Reporting Person Zip Code of Reporting Person Date of Event Requiring Statement 4/21/98 IRS or SS # of Reporting Person Issuer Name Ticker/Trading Symbol Vaalco Energy, Inc. (VEIX) If Amendment, date of Original (otherwise blank) Information for Signed Pursuant Filed by one reporting person Filed by more than one reporting person Relationship of Reporting Person to Issuer: (Place an X where appropriate: leave others blank.) Director 10% Owner X Officer (* indicate below) Other (* indicate below) * Specify:
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - -------------------------------- OMB APPROVAL FORM 3 OMB Number: 3235-0104 - -------------------------------- Expires: September 30, 1998 Estimated average burden hours per response .... 0.5
1. Name and Address of Reporting Person * Brown Brothers Harriman & Co. (Last) (First) (Middle) 59 Wall Street (Street) New York NY 10005 (City) (State) (Zip) 2. Date of Event Requiring Statement ( Month / Day / Year ) 4/21/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Vaalco Energy, Inc. (VEIX) 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ----- ----- Officer (give title Other ----- below) ----- (specify below) ---------------------------------------- 6. If Amendment, Date or Original (Month/Year) 7. Individual or Join/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ----- Form filed by More than One Reporting Person -----
TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of security 2. Amount of Securities 3. Ownership 4. Nature of Indirect (Inst.4) Beneficially Owned Form: Direct (D) Beneficial Ownership (Instr. 4) or Indirect (I) (Instr. 5) (Inst. 5) - ---------------------------------------------- ------------------------------ -------------------------------------------------- Common Stock (1) 3,763,441 (2) I (3) - ---------------------------------------------- ------------------------------ -------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the Form is filed by more than one reporting person, SEE instruction 5(b)(v). SEC 1473(7-97)
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security 2. Date Exercisable and 3. Title and Amount of Securities Underlying (Instr. 4) Expiration Date Derivative Security (Instr. 4) (Month/Day/Year) Amount or Date Expiration Title Number of Exercisable Date Shares - --------------------------------------------------- ----------- ----------- ---------------------- ----------------------------- Preferred Stock (4) Immed. N/A Common Stock (5) (2) - --------------------------------------------------- ----------- ----------- ---------------------- ----------------------------- 4. Conversion or 5. Ownership 6. Nature of Indirect Exercise Price of Form of Beneficial Ownership Derivative Derivative (Instr. 5) Security Security: Direct (D) or Indirect (I) (Instr. 5) - ---------------------------- --------------------- ------------------------------------------------ N/A I (3) - ---------------------------- --------------------- ------------------------------------------------
Explanation of Responses: (1) Par value $.10 per share. (2) Brown Brothers Harriman & Co. is the general partner of The 1818 Fund, L.P., and, as such, its pecuniary interest in the securities is limited to its percentage interest in such securities. (3) By The 1818 Fund II, L.P. (4) Par value $25.00 per share. (5) 27,500,000 shares, subject to adjustment. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current valid OMB Number. /s/ Lawrence C. Tucker May 1, 1998 - ------------------------------ ----------- *Signature of Reporting Person Date Page 2 SEC 1473 (7-97) -----END PRIVACY-ENHANCED MESSAGE-----