N-4 1 dn4.htm FORM N-4 Form N-4

 

As filed with the Securities and Exchange Commission on April 2, 2003

 

Registration No. 333-            

811-07368  

 


 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

DREYFUS/TRANSAMERICA TRIPLE ADVANTAGE®

VARIABLE ANNUITY

 

FORM N-4

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933 x

 

Pre-Effective Amendment No.     

 

Post-Effective Amendment No.     

 

and

 

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940

 

Amendment No. 18  x

 

SEPARATE ACCOUNT VA-2LNY

(Exact Name of Registrant)

 


 

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY

(Name of Depositor)

 

4 Manhattanville Road Purchase NY 10577

(Address of Depositor’s Principal Executive Offices)

 

Depositor’s Telephone Number: (800) 525-6205

 

Frank A. Camp, Esq.

Transamerica Financial Life Insurance Company

4333 Edgewood Road, N.E.

Cedar Rapids, IA 52499-4240

(Name and Address of Agent for Service)

 

Copy to:

Frederick R. Bellamy, Esq.

Sutherland, Asbill and Brennan LLP

1275 Pennsylvania Avenue, N.W.

Washington, D.C. 20004-2415


 

Title of Securities Being Registered:         Flexible Premium Variable Annuity Policies

 

Approximate Date of Proposed Public Offering:

 

As soon as practicable after the effective date of the Registration statement.

 

Registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until Registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, or until the registration statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 



 

This filing hereby incorporates Part A (the Prospectus) and Part B (the Statement of Additional Information) of the filing under Post-Effective Amendment No. 16 to Form N-4 Registration Statement (33-55152 and 811-07368) filed on February 26, 2003.


 

PART C

 

OTHER INFORMATION

Item 24.

 

Financial Statements and Exhibits

(a)

 

Financial Statements

   

All required financial statements are included in Part B of this Registration Statement.

(b)

 

Exhibits:

   

(1)

  

(a

)

    

Resolution of the Board of Directors of Transamerica Life Insurance Company of New York authorizing establishment of the Mutual Fund Account. Note 1.

   

(2)

           

Not Applicable.

   

(3)

  

(a

)

    

Principal Underwriting Agreement by and between Transamerica Life Insurance Company of New York, on its own behalf and on the behalf of the Mutual Fund Account, and AFSG Securities Corporation. Note 2.

        

(b

)

    

Form of Broker/Dealer Supervision and Sales Agreement by and between AFSG Securities Corporation and the Broker/Dealer. Note 3.

   

(4)

  

(a

)

    

Form of Contract. Note 4.

   

(5)

  

(a

)

    

Form of Application. Note 10.

   

(6)

  

(a

)

    

Articles of Incorporation of AUSA Life Insurance Company, Inc. Note 5.

        

(b

)

    

By Laws of AUSA Life Insurance Company, Inc. Note 5.

   

(7)

           

Not Applicable.

   

(8)

  

(a

)

    

Fund Participation Agreement (Dreyfus). Note 6.

        

(a

)(1)

    

Amendment No. 1 to Fund Participation Agreement (Dreyfus). Note 6.

        

(b

)

    

Participation Agreement among WRL Series Fund, Inc., Western Reserve Life Assurance Co. of Ohio, and PFL Life Insurance Company. Note 7.

        

(b

)(1)

    

Amendment No. 16 to Participation Agreement among WRL Series Fund, Inc., PFL Life Insurance Company, AUSA Life Insurance Company, Inc., Peoples Benefit Life Insurance Company and Transamerica Occidental Life Insurance Company. Note 8.

        

(b

)(2)

    

Amendment No. 17 to Participation Agreement among WRL Series Fund, Inc., Transamerica Life Insurance Company, AUSA Life Insurance Company, Inc., Peoples Benefit Life Insurance Company and Transamerica Occidental Life Insurance Company. Note 9.

        

(b

)(3)

    

Form of Amendment No. 20 to Participation Agreement among AEGON/Transamerica Series Fund, Inc., Transamerica Life Insurance Company, AUSA Life Insurance Company, Inc., Peoples Benefit Life Insurance Company, Transamerica Occidental Life Insurance Company and Transamerica Insurance and Annuity Company. Note 2.

   

(9)

           

Opinion and Consent of Counsel. Note 11.

   

(10)

  

(a

)

    

Consent of Independent Auditors. Note 11.

        

(b

)

    

Opinion and Consent of Actuary. Note 11.

   

(11)

           

Not applicable.

 

C-1


   

(12)

         

Not applicable.

   

(13)

         

Performance Data Calculations. Note 11.

   

(14)

         

Powers of Attorney. (M. Abrahms; W. Brown, Jr.; W.L. Busler; J. Byrne, Jr.; R.F. Colby; S.E. Frushtick; P.G. Kunkel; M.W. Mullin; P.P. Post; R.S. Rubinstein; C. Vargas; C.H. Verhagen; T.S. Schlossberg; B.K. Clancy; F.A. Camp; and C.D. Vermie) Note 10.


Note 1.

  

Incorporated herein by reference to Initial Filing to form N-4 Registration Statement (File No. 33-55152) on December 1, 1992.

Note 2.

  

Incorporated herein by reference to Post-Effective Amendment No. 15 to form N-4 Registration Statement

(File   No. 33-55152) on April 30, 2002.

Note 3.

  

Incorporated herein by reference to Initial Filing to form N-4 Registration Statement (File No. 333-87792) on May 8, 2002.

Note 4.

  

Incorporated herein by reference to Post-Effective Amendment No. 16 to form N-4 Registration Statement (File No. 33-55152) on February 26, 2003.

Note 5.

  

Incorporated herein by reference to Initial Filing to form N-4 Registration Statement (File No. 33-83560) on September 1, 1994.

Note 6.

  

Incorporated herein by reference to Pre-Effective Amendment No. 1 to form N-4 Registration Statement (File No. 333-63086) filed on September 13, 2001.

Note 7.

  

Incorporated herein by reference to Post-Effective Amendment No. 1 to Form N-4 Registration Statement (File No. 333-7509) on April 29, 1998.

Note 8.

  

Incorporated herein by reference to Initial Filing to form N-4 Registration Statement (File No. 333-62738) on June 11, 2001.

Note 9.

  

Incorporated herein by reference to Post-Effective Amendment No. 25 to form N-4 Registration Statement (File No. 33-33085) on April 27, 2001.

Note 10.

  

Filed herewith

Note 11.

  

To be filed by Amendment.

 

Item 25.     Directors and Officers of the Depositor (Transamerica Life Insurance Company)

 

Name and Business Address


  

Principal Positions and Offices with Depositor


Mark W. Mullin

4 Manhattanville Road

Purchase, NY 10577

  

Director and Chairman of the Board

William L. Busler

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

  

Director and Vice President

Craig D. Vermie

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

  

Secretary and Corporate Counsel

 

C-2


 

Marc Abrahms

375 Willard Avenue

Newington, CT 06111

  

Director

William Brown, Jr.

14 Windward Avenue

White Plains, NY 10605

  

Director

Brenda K. Clancy

4333 Edgewood Road, N.E.

Cedar Rapids, Iowa 52499-0001

  

Treasurer

James Byrne, Jr.

130 Liberty Street, 31st Floor

New York, NY 10006

  

Director

Robert S. Rubinstein

4 Manhattanville Road

Purchase, NY 10577

  

Director, Vice President and Assistant Secretary

Peter P. Post

415 Madison Avenue, 2nd Floor

New York, NY 10017-1163

  

Director

Colette Vargas

4 Manhattanville Road

Purchase, NY 10057

  

Director and Chief Actuary

Robert F. Colby

4 Manhattanville Road

Purchase, NY 10057

  

Director, Vice President and Assistant Secretary

Cornelis H. Verhagen

51 JFK Parkway

Short Hills, NJ 07078

  

Director

Steven E. Frushtick

500 5th Avenue

New York, NY 10110

  

Director

Peter G. Kunkel

4 Manhattanville Road

Purchase, NY 10057

  

Director

Frank A. Camp

4333 Edgewood Road N.E.

Cedar Rapids, IA 52499-0001

  

Vice President and Counsel

 

C-3


 

Item 26.     Persons Controlled by or under Common Control With the Depositor or Registrant.

 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


AEGON N.V.

  

Netherlands

  

32.47% of Vereniging

AEGON Netherlands

Membership Association

  

Holding company

AEGON Derivatives B.V.

  

Netherlands

  

100% AEGON N.V.

  

Holding company

AEGON Nederland N.V.

  

Netherlands

  

100% AEGON N.V.

  

Holding company

AEGON Nevak Holding B.V.

  

Netherlands

  

100% AEGON N.V.

  

Holding company

AEGON International N.V.

  

Netherlands

  

100% AEGON N.V.

  

Holding company

The AEGON Trust

Voting Trust Trustees:

Donald J. Shepard

Dennis Hersch

Joseph B.M. Streppel

  

Delaware

       

Voting Trust

AEGON U.S. Holding Corporation

  

Delaware

  

225 shares of Series A Preferred

Stock owned by Scottish Equitable

Finance Limited

  

Holding company

Short Hills Management Company

  

New Jersey

  

100% AEGON U.S.

Holding Corporation

  

Holding company

COPRA Reinsurance Company

  

New York

  

100% AEGON U.S.

Holding Corporation

  

Holding company

AEGON Management Company

  

Indiana

  

100% AEGON U.S.

Holding Corporation

  

Holding company

AEGON U.S. Corporation

  

Iowa

  

AEGON U.S. Holding Corporation owns 10,000 shares (75.54%); AEGON USA, Inc. owns 3,238 shares (24.46%)

  

Holding Company

AEGON USA, Inc.

  

Iowa

  

10 shares Series A Preferred Stock owned by AEGON U.S Holding Corporation; 150,000 shares of Class B Non-Voting Stock owned by AEGON U.S. Corporation; 100 shares Voting Common Stock owned by AEGON U.S Corporation

  

Holding company

RCC North America LLC

  

Delaware

  

100% AEGON USA, Inc.

  

Real estate

ALH Properties Eight LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Eleven LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Fifteen LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Five LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

 

C-4


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


ALH Properties Four LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Fourteen LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Nine LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Seven LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Seventeen LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Sixteen LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Ten LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Thirteen LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Three LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Twelve LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

ALH Properties Two LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

BF Equity LLC

  

New York

  

100% RCC North America LLC

  

Real estate

Eighty-Six Yorkville, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGH Eastern Region LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGH Property Services LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGH Realty Credit LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGH USA LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP 106 Fulton, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP 109th Street LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP 90 West Street LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Bala, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Broadway LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Burkewood, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Bush Terminal, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Centereach, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Colonial Plaza, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Coram, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Emerson, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Franklin LLC.

  

Delaware

  

100% RCC North America LLC

  

Real estate

 

C-5


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


FGP Herald Center, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Heritage Square, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Islandia, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Keene LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Lincoln, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Main Street, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Merrick, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Northern Blvd., Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Remsen, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Rockbeach, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Schenectady, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP Stamford, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP West 14th Street, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP West 32nd Street, Inc.

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP West Street Two LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

FGP West Street LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

Fifth FGP LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

First FGP LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

Fourth FGP LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

Second FGP LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

Seventh FGP LLC

  

Delaware

  

100% RCC North America LLC

  

Real estate

The RCC Group, Inc.

  

Delaware

  

100% RCC North America, LLC

  

Real estate

Third FGP LLC

  

Delaware

  

100% RCC North America, LLC

  

Real estate

Transamerica Holding Company LLC

  

Delaware

  

100 shares Common Stock owned

by AEGON USA, Inc; 100

shares Series A Preferred

Stock owned by AEGON USA, Inc.

  

Holding company

AEGON Funding Corp.

  

Delaware

  

100% Transamerica

Holding Corporation LLC

  

Issue debt securities-net proceeds used to make

loans to affiliates

AEGON USA Investment Management, LLC

  

Iowa

  

100% Transamerica Holding

Corporation LLC.

  

Investment advisor

 

C-6


Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


AUSA Holding Company

  

Maryland

  

100% AEGON USA, Inc.

  

Holding company

AEGON Asset Management Services, Inc.

  

Delaware

  

100% AUSA Holding Co.

  

Registered investment advisor

World Group Securities, Inc.

  

Delaware

  

100% AEGON Asset Management Services, Inc.

  

Broker-dealer

World Financial Group, Inc.

  

Delaware

  

100% AEGON Asset Management Services, Inc.

  

Marketing

AEGON USA Investment

Management, Inc.

  

Iowa

  

100% AUSA Holding Company

  

Investment advisor

AEGON USA Realty Advisors, Inc.

  

Iowa

  

100% AUSA Holding Company

  

Administrative and investment services

RCC Properties Limited

Partnership

  

Iowa

  

AEGON USA Realty Advisors,

Inc. is General Partner and 5% owner.

  

Limited Partnership

QSC Holding, Inc.

  

Delaware

  

100% AEGON USA Realty Advisors, Inc.

  

Real estate and financial software production and sales

Realty Information Systems, Inc.

  

Iowa

  

100% AEGON USA Realty Advisors, Inc.

  

Information Systems for real estate investment management

Real Estate Alternatives Portfolio 1 LLC

  

DE

  

100% AEGON USA Realty Advisors, Inc.

  

Real estate alternatives investment

AEGON USA Real Estate

Services, Inc.

  

Delaware

  

100% AEGON USA Realty Advisors, Inc.

  

Real estate and mortgage holding company

Creditor Resources, Inc.

  

Michigan

  

100% AUSA Holding Co.

  

Credit insurance

Premier Solutions Group, Inc.

  

Maryland

  

100% Creditor Resources, Inc.

  

Credit insurance

CRC Creditor Resources

Canadian Dealer Network Inc.

  

Canada

  

100% Creditor Resources, Inc.

  

Insurance agency

Diversified Investment

Advisors, Inc.

  

Delaware

  

100% AUSA Holding Co.

  

Registered investment advisor

Diversified Investors Securities Corp.

  

Delaware

  

100% Diversified Investment

Advisors, Inc.

  

Broker-Dealer

George Beram & Company, Inc.

  

Massachusetts

  

100% Diversified Investment

Advisors, Inc.

  

Employee benefit and actuarial consulting

AEGON/Transamerica Investors Services, Inc.

  

Florida

  

100% AUSA Holding Company

  

Shareholder services

InterSecurities, Inc.

  

Delaware

  

100% AUSA Holding Co.

  

Broker-Dealer

 

C-7


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Investors Warranty of

America, Inc.

  

Iowa

  

100% AUSA Holding Co.

  

Provider of automobile extended maintenance contracts

Massachusetts Fidelity Trust Co.

  

Iowa

  

100% AUSA Holding Co.

  

Trust company

Money Services, Inc.

  

Delaware

  

100% AUSA Holding Co.

  

Provides financial counseling for employees and agents of affiliated companies

ADB Corporation, L.L.C.

  

Delaware

  

100% Money Services, Inc.

  

Special purpose limited Liability company

AEGON USA Travel and Conference Services LLC

  

Iowa

  

100% Money Services, Inc.

  

Travel and conference services

ORBA Insurance Services, Inc.

  

California

  

40.15% Money Services, Inc.

  

Insurance agency

Great Companies, L.L.C.

  

Iowa

  

30% Money Services, Inc.

  

Markets & sells mutual funds & individually managed accounts

Monumental General Insurance

Group, Inc.

  

Maryland

  

100% AUSA Holding Co.

  

Holding company

Monumental General

Administrators, Inc.

  

Maryland

  

100% Monumental General

Insurance Group, Inc.

  

Provides management srvcs. to unaffiliated third party administrator

Monumental General Mass Marketing, Inc.

  

Maryland

  

100% Monumental General

Insurance Group, Inc.

  

Marketing arm for sale of mass marketed insurance coverage

Trip Mate Insurance Agency, Inc.

  

Kansas

  

100% Monumental General

Insurance Group, Inc.

  

Sale/admin. of travel insurance

National Association Management and Consultant Services, Inc.

  

Maryland

  

100% Monumental General Administrators, Inc.

  

Provides actuarial consulting services

Roundit, Inc.

  

Maryland

  

50% AUSA Holding Co.

  

Financial services

Transamerica Capital, Inc.

  

California

  

100% AUSA Holding Co.

  

Broker/Dealer

Universal Benefits Corporation

  

Iowa

  

100% AUSA Holding Co.

  

Third party administrator

Zahorik Company, Inc.

  

California

  

100% AUSA Holding Co.

  

Broker-Dealer

ZCI, Inc.

  

Alabama

  

100% Zahorik Company, Inc.

  

Insurance agency

Zahorik Texas, Inc.

  

Texas

  

100% Zahorik Company, Inc.

  

Insurance agency

Commonwealth General

Corporation (“CGC”)

  

Delaware

  

100% AEGON U.S. Corporation

  

Holding company

Academy Insurance Group, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

Holding company

 

 

C-8


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Academy Life Insurance Co.

  

Missouri

  

100% Academy Insurance

Group, Inc.

  

Insurance company

Pension Life Insurance

Company of America

  

New Jersey

  

100% Academy Life

Insurance Company

  

Insurance company

Ammest Massachusetts

Insurance Agency, Inc.

  

Massachusetts

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

Ammest Realty, Inc.

  

Pennsylvania

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

Ampac, Inc.

  

Texas

  

100% Academy Insurance

Group, Inc.

  

Managing general agent

Ampac Insurance Agency, Inc.

(EIN 23-2364438)

  

Pennsylvania

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

FED Financial, Inc.

  

Delaware

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

Force Financial Group, Inc.

  

Delaware

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

Force Financial Services, Inc.

  

Massachusetts

  

100% Force Financial Group, Inc.

  

Special-purpose subsidiary

Military Associates, Inc.

  

Pennsylvania

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

NCOAA Management Company

  

Texas

  

100% Academy Insurance

Group, Inc.

  

Special-purpose subsidiary

Unicom Administrative

Services, Inc.

  

Pennsylvania

  

100% Academy Insurance

Group, Inc.

  

Provider of admin. services

Unicom Administrative

Services, GmbH

  

Germany

  

100% Unicom Administrative Services, Inc.

  

Provider of admin. services

AEGON Institutional Markets, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

Provider of investment, marketing and admin. services to ins. cos.

AEGON Structured Settlements, Inc.

  

Kentucky

  

100% Commonwealth General Corporation

  

Administers structured settlements of plaintiff’s physical injury claims against property and casualty insurance companies

AFSG Securities Corporation

  

Pennsylvania

  

100% Commonwealth General Corporation

  

Broker-Dealer

Ampac Insurance Agency, Inc.

(EIN 23-1720755)

  

Pennsylvania

  

100% Commonwealth General Corporation

  

Provider of management support services

Compass Rose Development Corporation

  

Pennsylvania

  

100% Ampac Insurance

Agency, Inc.

  

Special-purpose subsidiary

 

C-9


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Financial Planning Services, Inc.

  

Dist. Columbia

  

100% Ampac Insurance

Agency, Inc.

  

Special-purpose subsidiary

Frazer Association Consultants, Inc.

  

Illinois

  

100% Ampac Insurance

Agency, Inc.

  

TPA license-holder

National Home Life Corporation

  

Pennsylvania

  

100% Ampac Insurance

Agency, Inc.

  

Special-purpose subsidiary

Valley Forge Associates, Inc.

  

Pennsylvania

  

100% Ampac Insurance

Agency, Inc.

  

Furniture & equipment lessor

Veterans Benefit Plans, Inc.

  

Pennsylvania

  

100% Ampac Insurance

Agency, Inc.

  

Administrator of group insurance programs

Veterans Insurance Services, Inc.

  

Delaware

  

100% Ampac Insurance

Agency, Inc.

  

Special-purpose subsidiary

Benefit Plans, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

TPA for Peoples Security Life Insurance Company

AEGON Alliances, Inc.

  

Virginia

  

100% Benefit Plans, Inc.

  

General agent

Capital 200 Block Corporation

  

Delaware

  

100% Commonwealth General Corporation

  

Real estate holdings

Capital General Development Corporation

  

Delaware

  

100% Commonwealth General

Development

  

Holding company

Monumental Life Insurance Company

  

Maryland

  

73.23% Capital General Development Company

26.77% First AUSA Life

Insurance Company

  

Insurance company

AEGON Direct Marketing Services, Inc.

  

Maryland

  

100% Monumental Life Insurance Company

  

Marketing company

Transamerica Affinity Services, Inc.

  

Maryland

  

100% AEGON Direct Marketing

Services, Inc.

  

Marketing company

Apple Partners of Iowa LLC

  

Iowa

  

58.13% Monumental Life Insurance Company; 41.87% Peoples Benefit Life Insurance Company

  

Hold title on Trustee’s Deeds on secured property

Ammest Realty Corporation

  

Texas

  

100% Monumental Life Insurance Company

  

Special-purpose subsidiary

Exchange Management Services, Inc.

  

Missouri

  

100% Monumental Life Insurance Company

  

Management company

Peoples Benefit Life Insurance Company

  

Iowa

  

3.7% CGC

20% Capital Liberty, L.P.

76.3% Monumental Life

Insurance Company

  

Insurance company

Coverna Direct Insurance Agency, Inc.

  

Maryland

  

100% Peoples Benefit

Life Insurance Company

  

Insurance agency

 

C-10


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


JMH Operating Company, Inc.

  

Mississippi

  

100% People’s Benefit Life

Insurance Company

  

Real estate holdings

Capital Liberty, L.P.

  

Delaware

  

99.0% Monumental Life Insurance Company (Limited Partner); 1.0% Commonwealth General Corporation (General Partner)

  

Holding company

Consumer Membership Services, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

Credit card protection

Global Premier Reinsurance

  Company, Ltd.

  

British Virgin

  

100% Commonwealth General Corporation

  

Reinsurance company

Health Benefit Services, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

Health discount plan

Insurance Consultants

  

Nebraska

  

100% Commonwealth General Corporation

  

Brokerage

Icon Partners, Limited

  

UK

  

100% Insurance Consultants, Inc.

  

Insurance intermediary

Quest Membership Services, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

Travel discount plan

Stonebridge Group, Inc.

  

Delaware

  

100% Commonwealth General Corporation

  

General purpose corporation

Stonebridge Life Insurance Company

  

Vermont

  

100% Commonwealth General Corporation

  

Insurance company

Stonebridge Casualty Insurance Company

  

Ohio

  

100% AEGON U.S. Corporation

  

Insurance company

AEGON DMS Holding B.V.

  

Netherlands

  

100% AEGON International N.V.

  

Holding company

Canadian Premier Holdings Ltd.

  

Canada

  

100% AEGON DMS Holding B.V.

  

Holding company

Canadian Premier Life Insurance Company

  

Canada

  

100% Canadian Premier Holdings Ltd.

  

Insurance company

Legacy General Insurance Company

  

Canada

  

100% Canadian Premier

Holdings Ltd.

  

Insurance company

Cornerstone International Holdings Ltd.

  

UK

  

100% AEGON DMS

Holding B.V.

  

Holding company

Cornerstone International Marketing Ltd.

  

UK

  

100% Cornerstone International Holdings Ltd.

  

Marketing company

Stonebridge International Insurance Ltd.

  

UK

  

100% Cornerstone International Holdings Ltd.

  

General insurance company

Transamerica Direct Marketing Korea Ltd.

  

Korea

  

99% AEGON DMS Holding B.V.: 1% AEGON International N.V.

  

Marketing company

 

C-11


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Direct Marketing Japan K.K.

  

Japan

  

100% AEGON DMS Holding B.V.

  

Marketing company

Transamerica Direct Marketing Asia Pacific Pty Ltd.

  

Australia

  

100% AEGON DMS Holding B.V.

  

Holding company

Transamerica Insurance Marketing

  Asia Pacific Pty Ltd.

  

Australia

  

100% Transamerica Direct Marketing Asia Pacific Pty Ltd.

  

Insurance intermediary

Transamerica Direct Marketing

  Australia Pty Ltd.

  

Australia

  

100% Transamerica Direct Marketing Asia Pacific Pty Ltd.

  

Marketing/operations company

Transamerica Holding B.V.

  

Netherlands

  

100% AEGON International N.V.

  

Holding company

Transamerica Corporation

  

Delaware

  

100% Transamerica Holding B.V.

  

Major interest in insurance and finance

AEGON Funding Corp. II

  

Delaware

  

100% Transamerica Corp.

  

Commercial paper insurance

Transamerica Pacific Insurance Company, Ltd.

  

Hawaii

  

100% Transamerica Corp.

  

Life insurance

ARC Reinsurance Corporation

  

Hawaii

  

100% Transamerica Corp,

  

Property & Casualty Insurance

Inter-America Corporation

  

California

  

100% Transamerica Corp.

  

Insurance Broker

Pyramid Insurance Company, Ltd.

  

Hawaii

  

100% Transamerica Corp.

  

Property & Casualty Insurance

Transamerica Business Technologies Corporation.

  

Delaware

  

100% Transamerica Corp.

  

Telecommunications and data processing

Transamerica CBO I, Inc.

  

Delaware

  

100% Transamerica Corp.

  

Owns and manages a pool of high-yield bonds

Transamerica Corporation (Oregon)

  

Oregon

  

100% Transamerica Corp.

  

Name holding only – Inactive

Transamerica Finance Corporation (“TFC”)

  

Delaware

  

100% Transamerica Corp.

  

Commercial & Consumer Lending & equipment leasing

TA Leasing Holding Co., Inc.

  

Delaware

  

100% TFC

  

Holding company

Trans Ocean Ltd.

  

Delaware

  

100% TA Leasing Holding Co. Inc.

  

Holding company

Trans Ocean Container Corp.

(“TOCC”)

  

Delaware

  

100% Trans Ocean Ltd.

  

Intermodal leasing

SpaceWise Inc.

  

Delaware

  

100% Transamerica Ocean

Container Corp.

  

Intermodal leasing

Trans Ocean Leasing

Deutschland GmbH

  

Germany

  

100% Transamerica Ocean

Container Corp.

  

Intermodal leasing

 

C-12


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Trans Ocean Management Corporation

  

California

  

100% Transamerica Ocean

Container Corp.

  

Inactive

Trans Ocean Management S.A.

  

Switzerland

  

100% Transamerica Ocean

Container Corp.

  

Intermodal leasing

Trans Ocean Regional

Corporate Holdings

  

California

  

100% Transamerica Ocean

Container Corp.

  

Holding company

Transamerica Leasing Inc.

  

Delaware

  

100% Transamerica Leasing Holding Co.

  

Leases & Services intermodal equipment

Transamerica Leasing DO Brasil LTDA.

  

Brazil

  

100% Transamerica Leasing, Inc.

  

Container Leasing

Transamerica Leasing Holdings Inc. (“TLHI”)

  

Delaware

  

100% Transamerica Leasing Inc.

  

Holding company

Greybox Logistics Services Inc.

  

Delaware

  

100% TLHI

  

Intermodal leasing

Greybox L.L.C. (“G”)

  

Delaware

  

100% TLHI

  

Intermodal freight container interchange facilitation service

Transamerica Trailer Leasing S.N.C.

  

France

  

100% Greybox L.L.C.

  

Leasing

Greybox Services Limited

  

U.K.

  

100% TLHI

  

Intermodal leasing

Intermodal Equipment, Inc.

  

Delaware

  

100% TLHI

  

Intermodal leasing

Transamerica Leasing N.V.

  

Belgium

  

100% Intermodal Equipment Inc.

  

Leasing

Transamerica Leasing SRL

  

Italy

  

100% Intermodal Equipment Inc.

  

Leasing

Transamerica Distribution

Services, Inc.

  

Delaware

  

100% TLHI

  

Dormant

Transamerica Leasing

Coordination Center

  

Belgium

  

100% TLHI

  

Leasing

Transamerica Leasing GmbH

  

Germany

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing Sp. Z.O.O.

  

Poland

  

100% TLHI

  

Leasing

Transamerica Leasing Limited

  

U.K.

  

100% TLHI

  

Leasing

ICS Terminals (UK) Limited

  

U.K.

  

100% Transamerica Leasing Limited

  

Leasing

Transamerica Leasing Pty. Ltd.

  

Australia

  

100% TLHI

  

Leasing

Transamerica Leasing (HK) Ltd.

  

H.K.

  

100% TLHI

  

Leasing

Transamerica Leasing (Proprietary) Limited

  

South Africa

  

100% TLHI

  

In Liquidation – Intermodal leasing

 

C-13


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting

Securities Owned


  

Business


Transamerica Trailer Holdings I Inc.

  

Delaware

  

100% TLHI

  

Holding company

Transamerica Funding LP

  

UK

  

98% Transamerica Trailer Holdings I, Inc.; 1% Transamerica Distribution Services, Inc.; 1% ICS Terminals (UK) Limited

  

Intermodal leasing

Transamerica Trailer Holdings II Inc.

  

Delaware

  

100% TLHI

  

Holding company

Transamerica Trailer Holdings III Inc.

  

Delaware

  

100% TLHI

  

Holding company

Transamerica Trailer Leasing AB

  

Sweden

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing AG

  

Switzerland

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing A/S

  

Denmark

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing GmbH

  

Germany

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing (Belgium) N.V.

  

Belgium

  

100% TLHI

  

Leasing

Transamerica Trailer Leasing (Netherlands) B.V.

  

Netherlands

  

100% TLHI

  

Leasing

Transamerica Alquiler de Trailer Spain S.L.

  

Spain

  

100% TLHI

  

Leasing

Transamerica Transport Inc.

  

New Jersey

  

100% TLHI

  

Dormant

TREIC Enterprises, Inc.

  

Delaware

  

100% TFC

  

Investments

TFC Properties, Inc.

  

Delaware

  

100% TFC

  

Holding company

Transamerica Retirement Communities S.F., Inc.

  

Delaware

  

100% TFC Properties, Inc.

  

Owned property

Transamerica Retirement Communities S.J., Inc.

  

Delaware

  

100% TFC Properties, Inc.

  

Owned property

Transamerica Commercial Finance Corporation, I

  

Delaware

  

100% TFC.

  

Holding company

Transamerica Commercial Finance Corporation, II (“TCFCII”)

  

Delaware

  

100% Transamerica Commercial Finance Corporation, I

  

Holding company

BWAC Credit Corporation

  

Delaware

  

100% TCFCII

  

Inactive

BWAC International Corporation

  

Delaware

  

100% TCFCII

  

Retail Appliance and furniture stores

BWAC Twelve, Inc.

  

Delaware

  

100% TCFCII

  

Holding company

TIFCO Lending Corporation

  

Illinois

  

100% BWAC Twelve, Inc.

  

General financing

 

C-14


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Insurance Finance Corporation

  

Maryland

  

100% BWAC Twelve, Inc.

  

Insurance premium financing

Transamerica Insurance Finance Corporation, California

  

California

  

100% Transamerica Insurance Finance Corporation

  

Insurance premium

TBCC Funding Trust I

  

Delaware

  

100% TCFCII

  

Delaware Business Trust

TBCC Funding I LLC

  

Delaware

  

100% TBCC Funding Trust I

  

Delaware Business Trust

TBCC Funding Trust II

  

Delaware

  

100% TCFCII

  

Delaware Business Trust

TBCC Funding II LLC

  

Delaware

  

100% TBCC Funding Trust II

  

Delaware Business Trust

Private Label Funding LLC

  

Delaware

  

100% TBCC Funding Trust II

  

Delaware Business Trust

M Credit, Inc.

  

Delaware

  

100% TCFCII

  

Commercial lending

Bay Capital Corporation

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

Coast Funding Corporation

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

Transamerica Small Business Capital, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Holding company

Gulf Capital Corporation

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

Direct Capital Equity Investments, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Small business loans

Direct Capital Partners LLC

  

Delaware

  

33.33% M Credit, Inc.

  

Investment banking

Direct Capital Partners LP

  

Delaware

  

25% Direct Capital Partners LLC (General Partner); 75% Direct Capital Equity Investments, Inc. (Limited Partnership)

  

Investment banking

Inland Water Transportation LLC

  

Delaware

  

100% Capital Partners LP

  

Finance barges

TBC IV, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax I, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax II, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax III, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax IV, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

 

C-15


Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


TBC Tax V, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax VI, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax VII, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax VIII, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

TBC Tax IX, Inc.

  

Delaware

  

100% M Credit, Inc.

  

Special purpose corporation

T Holdings, Inc.

  

Delaware

  

100% TCFCII

  

Holding company

TBC I, Inc.

  

Delaware

  

100% T Holdings, Inc.

  

Special purpose corporation

Facta LLP

  

Illinois

  

50% TBC I, Inc.

  

Commercial finance

TBC III, Inc.

  

Delaware

  

100% TBCC

  

Special purpose corporation

Transcap Trade Finance

  

Illinois

  

50% TBC III, Inc.

  

Commercial finance

Transamerica Mezzanine

  Financing, Inc.

  

Delaware

  

100% T Holdings, Inc.

  

Holding company

Transamerica Commercial Real Estate Finance LLC

  

Illinois

  

100% T Holdings, Inc.

  

Bridge/mezzanine finance

Transamerica Business Capital Corporation

  

Delaware

  

100% TCFCII

  

Commercial lending

Auto Funding Services LLC

  

Delaware

  

100% Transamerica Business Capital Corporation

  

Commercial lending

Transamerica Distribution Finance Corporation (“TDFC”)

  

Delaware

  

100% TCFCII

  

Holding company

Transamerica Accounts Holding Corporation

  

Delaware

  

100% Transamerica Distribution Finance Corporation

  

Holding company

ARS Funding Corporation

  

Delaware

  

100% Transamerica Accounts Holding Corporation

  

Dormant

Transamerica Inventory Finance Corporation (“TIFC”)

  

Delaware

  

100% Transamerica Distribution Finance Corporation

  

Holding company

BWAC Seventeen, Inc.

  

Delaware

  

100% TIFC

  

Holding company

Transamerica Commercial Finance Canada, Limited

  

Ontario

  

100% BWAC Seventeen, Inc.

  

Dormant

 

C-16


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Commercial Finance Corporation, Canada

  

Canada

  

100% BWAC Seventeen, Inc.

  

Commercial finance

Transamerica Acquisition Corporation, Canada

  

Canada

  

100% Transamerica Commercial Finance Corporation, Canada

  

Holding company

Cantrex Group Inc.

  

Quebec

  

100% Transamerica Acquisition Corporation Canada

  

Buying group and retail merchant services

2953-9087 Quebec, Inc.

  

Quebec

  

100% Cantrex Group Inc.

  

Inactive

Corbeil Electrique, Inc.

  

Quebec

  

100% Cantrex Group, Inc.

  

Inactive

Prestex Marketing, Inc.

  

Canada

  

100% Cantrex Group, Inc.

  

Inactive

BWAC Twenty-One, Inc.

  

Delaware

  

100% TIFC

  

Holding company

ODBH Ltd./Harley Davidson Acceptance

  

U.K.

  

100% BWAC Twenty-One, Inc.

  

Holding company

Transamerica Commercial Holdings Limited

  

U.K.

  

100% BWAC Twenty-One Inc.

  

Holding company

Transamerica Trailer Leasing Limited

  

N.Y.

  

100% Transamerica Commercial Holding Limited

  

Leasing

Transamerica Commercial Finance Limited

  

U.K.

  

100% Transamerica Commercial Holding Limited

  

Commercial lending

TDF Credit Insurance Services Limited

  

U.K.

  

100% Transamerica Commercial Finance Limited

  

Credit insurance brokerage

Whirlpool Financial Corporation Polska SpoZOO

  

Poland

  

100% Transamerica Commercial Finance Limited

  

Inactive—commercial finance

Transamerica Commercial Finance France S.A.

  

France

  

100% TIFC

  

Factoring company

Transamerica GmbH, Inc.

  

Delaware

  

100% TIFC

  

Holding company

Transamerica Fincieringsmaatschappij B.V.

  

Netherlands

  

100% Transamerica GmbH, Inc.

  

Commercial lending in Europe

Transamerica GmbH

  

Germany

  

90% Transamerica GmbH, Inc.

  

Commercial lending in Germany

Transamerica Commercial Finance Corporation

  

Delaware

  

100% TIFC

  

Finance company

TCF Asset Management Corporation

  

Colorado

  

100% Transamerica Commercial Finance Corporation

  

A depository for foreclosed real and personal property

Transamerica Catalyst Financial Services LLC

  

Delaware

  

100% Transamerica Commercial Finance Corporation

  

Owns & operates electronic/internet enabled system

 

C-17


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Distribution Finance Insurance Services, Inc.

  

Illinois

  

100% Transamerica Commercial Finance Corporation

  

Finance company

Transamerica Distribution Finance Factorje S.A. de C.V.

  

Mexico

  

99% Transamerica Commercial Finance Corporation

  

Finance company

Inventory Funding Trust

  

Delaware

  

100% Transamerica Commercial Finance Corporation

  

Delaware Business Trust

Inventory Funding Company, LLC

  

Delaware

  

100% Inventory Funding Trust

  

Holding company

Transamerica Joint Ventures, Inc.

  

Delaware

  

100% Transamerica Commercial Finance Corporation

  

Holding company

Transamerica Venture LLC

  

Delaware

  

100% Transamerica Joint Ventures, Inc.

  

Ownership and operation of a commercial finance business for Brunswick Corp. customers

Amana Finance

  

Illinois

  

50% Transamerica Joint Ventures, Inc.

  

Commercial finance

American Standard Financial Services

  

Illinois

  

50% Transamerica Joint Ventures, Inc.

  

Commercial finance

Penske Financial Services LLC

  

Delaware

  

50% Transamerica Joint Ventures, Inc.

  

Commercial finance

Polaris Acceptance

  

Illinois

  

50% Transamerica Joint Ventures, Inc.

  

Commercial finance

Transamerica Distribution Finance Corporation—Overseas, Inc.

  

Delaware

  

100% Transamerica Commercial Finance Corporation

  

Commercial Finance

TDF-Mauritius Limited

  

Mauritius

  

100% Transamerica Distribution Finance Corporation—Overseas, Inc.

  

Mauritius holding company

Transamerica Apple Distribution Finance Public Limited

  

India

  

69.94% TDF-Mauritius Limited

  

Finance company

Transamerica Distribution Finance Corporation de Mexico S. de R.L. de C.V.

  

Mexico

  

100% Transamerica Commercial Finance Corporation

  

Holding company in Mexican subsidiaries

TDF de Mexico S. de R.L. de C.V.

  

Mexico

  

99% Transamerica Distribution Finance Corporation de Mexico S. de R.L. de C.V.

  

Service company for Whirlpool receivables

Transamerica Corporate Services

  De Mexico S. de R.L. de CV

  

Mexico

  

99% Transamerica Distribution Finance Corporation de Mexico S. de R.L. de C.V.

  

Holds employees

Distribution Support Services LLC

  

Delaware

  

100% Transamerica Commercial Finance Corporation

  

Holding company

 

C-18


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Equipment Financial Services Corporation (“TEFSC”)

  

Delaware

  

100% TCFCII

  

Investment in Various equipment leases and loans

First AUSA Life Insurance Company

  

Maryland

  

385,000 shares Common Stock owned by Transamerica Holding Company LLC; 115,000 Series A Preferred Stock owned by Transamerica Holding Company LLC

  

Insurance holding company

AUSA Life Insurance

  Company, Inc.

  

New York

  

82.33% First AUSA Life Insurance Company

17.67% Veterans Life Insurance Company

  

Insurance

AUSACAN LLP

  

Canada

  

General Partner—AUSA Holding Company (1%); Limited Partner—First AUSA Life Insurance Company (99%)

  

Inter-company lending and general business

Bankers Financial Life Ins. Co.

  

Arizona

  

100% Voting Common Stock

Class B Common stock is allocated 75% of total cumulative vote. Class A Common stock is allocated 25% of total cumulative vote.

  

Insurance

Iowa Fidelity Life Insurance Co.

  

Arizona

  

Ordinary common stock is allowed 60% of total cumulative vote. Participating common stock is allowed 40% of total cumulative vote

  

Insurance

Life Investors Insurance

  Company of America

  

Iowa

  

504,032 shares Common Stock owned by First AUSA Life Insurance Company; 504,033 shares Series A Preferred Stock owned by First AUSA Life Insurance Company.

  

Insurance

Life Investors Alliance, LLC

  

Delaware

  

100% LIICA

  

Purchase, own, and hold the equity interest of other entities

Monumental General Casualty Co.

  

Maryland

  

100% First AUSA Life Ins. Co.

  

Insurance

Monumental General Life

  Insurance Company of

  Puerto Rico

  

Puerto Rico

  

First AUSA Life Insurance Company owns 51%; Baldrich & Associates of Puerto Rico owns 49%.

  

Insurance

Southwest Equity Life Ins. Co.

  

Arizona

  

100% of Common Voting Stock First AUSA Life Ins. Co.

  

Insurance

The Whitestone Corporation

  

Maryland

  

100% First AUSA Life Ins. Co.

  

Insurance agency

United Financial Services, Inc.

  

Maryland

  

100% First AUSA Life Ins. Co.

  

General agency

 

C-19


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Western Reserve Life Assurance Co. of Ohio

  

Ohio

  

100% First AUSA Life Ins. Co.

  

Insurance

AEGON Equity Group, Inc.

  

Florida

  

100% Western Reserve Life Assurance Co. of Ohio

  

Insurance agency

AEGON/Transamerica Fund Advisers, Inc.

  

Florida

  

Western Reserve Life Assurance Company of Ohio owns 77%; AUSA Holding Company owns 23%

  

Fund advisor

Transamerica Income Shares, Inc.

  

Maryland

  

100% AEGON/Transamerica Fund Advisers, Inc.

  

Mutual fund

IDEX Mutual Funds

  

Massachusetts

  

100% AEGON/Transamerica Fund Advisers, Inc.

  

Mutual fund

AEGON/Transamerica Fund Services, Inc.

  

Florida

  

100% Western Reserve Life Assurance Co. of Ohio

  

Mutual fund

AEGON/Transamerica Series Fund, Inc.

  

Maryland

  

Various

  

Investment advisor, transfer agent, administrator, sponsor, principal underwriter/distributor or general partner.

World Financial Group Insurance Agency, Inc.

  

California

  

100% Western Reserve Life

Assurance Co. of Ohio

  

Insurance agency

WFG Insurance Agency of Puerto Rico, Inc.

  

Puerto Rico

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of Alabama, Inc.

  

Alabama

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of Hawaii, Inc.

  

Hawaii

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of Massachusetts, Inc.

  

Massachusetts

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of New Mexico, Inc.

  

New Mexico

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of Ohio, Inc.

  

Ohio

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

World Financial Group Insurance Agency of Wyoming, Inc.

  

Wyoming

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

WFG Property & Casualty Insurance Agency, Inc.

  

Georgia

  

100% World Financial Group Insurance Agency, Inc.

  

Insurance agency

WFG Property & Casualty Insurance Agency of Alabama, Inc.

  

Alabama

  

100% WFG Property & Casualty Insurance Agency, Inc.

  

Insurance agency

 

C-20


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


WFG Property & Casualty Insurance Agency of California, Inc.

  

California

  

100% WFG Property & Casualty Insurance Agency, Inc.

  

Insurance agency

WFG Property & Casualty Insurance Agency of Mississippi, Inc.

  

Mississippi

  

100% WFG Property & Casualty Insurance Agency, Inc.

  

Insurance agency

WFG Property & Casualty Insurance Agency of Nevada, Inc.

  

Nevada

  

100% WFG Property & Casualty Insurance Agency, Inc.

  

Insurance agency

WFG Property & Casualty Insurance Agency of Wyoming, Inc.

  

Wyoming

  

100% WFG Property & Casualty Insurance Agency, Inc.

  

Insurance agency

WFG Insurance Agency of Texas, Inc.

  

Texas

  

Record Shareholder—Jack Linder

  

Insurance agency

WRL Insurance Agency, Inc.

  

California

  

100% Western Reserve Life

Assurance Co. of Ohio

  

Insurance agency

WRL Insurance Agency of Massachusetts, Inc.

  

Massachusetts

  

100% WRL Insurance Agency, Inc.

  

Insurance agency

WRL Insurance Agency of Nevada, Inc.

  

Nevada

  

100% WRL Insurance Agency, Inc.

  

Insurance agency

WRL Insurance Agency of Wyoming, Inc.

  

Wyoming

  

100% WRL Insurance Agency, Inc.

  

Insurance agency

WRL Insurance Agency of Texas, Inc.

  

Texas

  

Record Shareholder – Daniel L. DeMarco

  

Insurance agency

Transamerica Life Insurance Company

  

Iowa

  

223,500 shares Common Stock owned by Transamerica Holding Company LLC; 42,500 shares Series A Preferred Stock owned by Transamerica Holding Company LLC.

  

Insurance

AEGON Financial Services

  Group, Inc.

  

Minnesota

  

100% Transamerica Life Insurance Co.

  

Marketing

AEGON Assignment Corporation

  of Kentucky

  

Kentucky

  

100% AEGON Financial Services Group, Inc.

  

Administrator of structured settlements

AEGON Assignment Corporation

  

Illinois

  

100% AEGON Financial Services Group, Inc.

  

Administrator of structured settlements

Transamerica Financial Institutions, Inc.

  

Minnesota

  

100% AEGON Financial Services Group, Inc.

  

Life insurance and underwriting services

Professional Life & Annuity Insurance Company

  

Arizona

  

100% Transamerica Life Insurance Co.

    

Veterans Life Insurance Company

  

Illinois

  

100% Transamerica Holding Company LLC

  

Insurance company

 

C-21


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Peoples Benefit Services, Inc.

  

Pennsylvania

  

100% Veterans Life Insurance Company

  

Special-purpose subsidiary

Veterans Life Insurance Agency, Inc.

  

Maryland

  

100% Veterans Life Insurance Company

  

Insurance

TA Air V, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air IX, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air X, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air XI, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air XV, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air XVIII, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Air XIX, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Heli I, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine I, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine II, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine IV, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine VI, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine V, Inc.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Marine III, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

TA Public Finance Air I, Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

Transamerica Vendor Financial Service Corporation

  

Delaware

  

100% TDFC

  

Provides commercial leasing

Transamerica Flood Hazard Certification, Inc.

  

Delaware

  

100% TFC

  

Flood Zone certification service

Transamerica Home Loan

  

California

  

100% TFC

  

Consumer mortgages

 

C-22


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Public Finance, LLC

  

Delaware

  

70% TFC

  

Financial Services

Transamerica Advisors, Inc.

  

California

  

100% TSC

  

Retail sale of investment advisory services

Transamerica Annuity Service Corp.

  

New Mexico

  

100% TSC

  

Performs services required for structured settlements

TBK Insurance Agency

  of Ohio, Inc.

  

Ohio

  

100% Transamerica Financial Advisors, Inc.

  

Variable insurance contract sales in state of Ohio

Transamerica Financial Resources Agency of Alabama, Inc.

  

Alabama

  

100% Transamerica Financial Advisors, Inc.

  

Insurance agent & broker

Transamerica Financial Resources Ins. Agency of Massachusetts, Inc.

  

Massachusetts

  

100% Transamerica Financial Advisors, Inc.

  

Insurance agent & broker

Transamerica Financial Resources Ins. Agency of Nevada, Inc.

  

Nevada

  

100% Transamerica Fin. Financial Advisors, Inc.

  

Insurance agent & broker

Transamerica International Insurance Services, Inc. (“TIISI”)

  

Delaware

  

100% TSC

  

Holding & administering foreign operations

AEGON Canada Inc. (“ACI”)

  

Canada

  

100% TIHI

  

Holding company

Transamerica Life Canada

  

Canada

  

100% ACI

  

Life insurance company

Home Loans and Finance Ltd.

  

U.K.

  

100% TIISI

  

Inactive

Transamerica Occidental Life Insurance Company (“TOLIC”)

  

Iowa

  

100% TSC

  

Life insurance

NEF Investment Company

  

California

  

100% TOLIC

  

Real estate development

Transamerica China Investments Holdings Limited

  

Hong Kong

  

99% TOLIC

  

Holding company

Transamerica Life Insurance and Annuity Company (“TALIAC”)

  

N. Carolina

  

100% TOLIC

  

Life insurance

Transamerica Assurance Company

  

Missouri

  

100% TALIAC

  

Life and disability insurance

Gemini Investments, Inc.

  

Delaware

  

100% TALIAC

  

Investment subsidiary

Transamerica Life Insurance Company of New York

  

New York

  

100% TOLIC

  

Insurance sales

USA Administration Services, Inc.

  

Kansas

  

100% TOLIC

  

Third party administrator

Transamerica Products, Inc. (“TPI”)

  

California

  

100% TSC

  

Holding company

Transamerica Products I, Inc.

  

California

  

100% TPI

  

Co-general partner

Transamerica Securities Sales Corp.

  

Maryland

  

100% TSC

  

Life insurance sales

 

C-23


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


Transamerica Service Company (“TSC”)

  

Delaware

  

100% TIHI

  

Passive loss tax service

Transamerica International RE (Bermuda) Ltd.

  

Bermuda

  

100% Transamerica Corp.

  

Reinsurance

Transamerica Intellitech, Inc.

  

Delaware

  

100% TFC

  

Real estate information and technology services

Transamerica Investment Services, Inc. (“TISI”)

  

Delaware

  

100% Transamerica Corp.

  

Investment adviser

Transamerica Real Estate Tax Service, Inc.

  

Delaware

  

100% TFC

  

Real estate tax reporting and processing services

Transamerica Realty Services, LLC (“TRS”)

  

Delaware

  

100% Transamerica Corp.

  

Real estate investments

Bankers Mortgage Company of CA

  

California

  

100% TRS

  

Investment management

The Gilwell Company

  

California

  

100% TRS

  

Ground lessee of 517 Washington Street, San Francisco

Transamerica Affordable Housing, Inc.

  

California

  

100% TRS

  

General partner LHTC Partnership

Transamerica Minerals Company

  

California

  

100% TRS

  

Owner and lessor of oil and gas properties

Transamerica Oakmont Corporation

  

California

  

100% TRS

  

General partner retirement properties

AEGON Capital Management, Inc.

  

Canada

  

100% TIHI

  

Investment counsel and portfolio manager

AEGON Dealer Services Canada, Inc.

  

Canada

  

100% National Finance Corporation

  

Mutual fund dealer

AEGON Fund Management, Inc.

  

Canada

  

100% TIHI

  

Mutual fund issuer

Edgewood IP, LLC

  

Iowa

  

100% TOLIC

  

Limited liability company

Emergent Business Capital Holdings, Inc.

  

Delaware

  

100% Transamerica Small Business Capital, Inc.

  

Small business capital and mezzanine financing company

Financial Resources Insurance Agency of Texas

  

Texas

  

100% Transamerica Financial Advisors, Inc.

  

Retail sale of securities products

Money Concept (Canada) Limited

  

Canada

  

100% National Financial Corporation

  

Financial services, marketing and distribution

National Financial Corporation

  

Canada

  

100% AEGON Canada, Inc.

  

Holding company

 

C-24


 

Name


  

Jurisdiction of

Incorporation


  

Percent of Voting Securities Owned


  

Business


National Financial Insurance Agency, Inc.

  

Canada

  

100%Money Concept (Canada) Limited

  

Insurance agency

Quantitative Data Solutions, LLC

  

Delaware

  

60% owned by TOLIC; 40% owned by Primary Knowledge, Inc.

  

Special purpose corporation

TA Steel I LLC

  

Delaware

  

100% TEFSC

  

Special purpose corporation

Transamerica Aviation 041 Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

Transamerica Aviation 400 Corp.

  

Delaware

  

100% TEFSC

  

Special purpose corporation

Transamerica Avaiation LLC

  

Delaware

  

100% TEFSC

  

Special purpose corporation

Transamerica Consultora Y Servicios Limitada

  

Chile

  

95% TOLIC; 5% Transamerica International Re(Bermuda), Ltd.

  

Special purpose limited liability corporation

Transamerica Financial Advisors, Inc.

  

Delaware

  

100% TSC

  

Broker/dealer

Transamerica Investors, Inc.

  

Maryland

  

Maintains advisor status

  

Advisor

Transamerica Pyramid Properties LLC

  

Iowa

  

100% TOLIC

  

Realty limited liability company

Transamerica Realty Investment Properties LLC

  

Delaware

  

100% TOLIC

  

Realty limited liability company

Transamerica Technology Services Limited

  

UK

  

100% Transamerica Commercial Finance Limited

  

Service company

Transamerica Technology Finance Corporation

  

Delaware

  

100% Transamerica Commercial Finance Corporation, II

  

Commercial lending and leasing

WFG Securities of Canada, Inc.

  

Canada

  

100% Work Financial Group Holding Company of Canada, Inc.

  

Mutual fund dealer

World Financial Group Holding Company of Canada, Inc.

  

Canada

  

100%TIHI

  

Holding company

World Financial Group Subholding Company of Canada, Inc.

  

Canada

  

100% World Financial Group Holding Company of Canada, Inc.

  

Holding company

 

Item 27.     Number of Contract Owners

 

As of December 31, 2002, there were 7,286 Contract owners.

 

Item 28.     Indemnification

 

The Iowa Code (Sections 490.850 et. seq.) provides for permissive indemnification in certain situations, mandatory indemnification in other situations, and prohibits indemnification in certain situations. The Code also specifies producers for determining when indemnification payments can be made.

 

 

C-25


 

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the Depositor pursuant to the foregoing provisions, or otherwise, the Depositor has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Depositor of expenses incurred or paid by a director, officer or controlling person in connection with the securities being registered), the Depositor will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

Item 29.     Principal Underwriters

 

                      AFSG Securities Corporation

                      4333 Edgewood Road, N.E.

                      Cedar Rapids, Iowa 52499-0001

 

The directors and officers of AFSG Securities Corporation are as follows:

 

Larry N. Norman

Director and President

  

Thomas R. Moriarty

Vice President

Frank A. Camp

Secretary

  

Teresa L. Stolba

Assistant Compliance Officer

Lisa Wachendorf

Director, Vice President and Chief Compliance Officer

  

William G. Cummings

Controller, Treasurer and Vice President

Anne M. Spaes

Director and Vice President

  

Priscilla Hechler

Assistant Vice President and

Assistant Secretary

Emily Bates

Assistant Treasurer

  

Darin D. Smith

Vice President and

Assistant Secretary

Clifton W. Flenniken, III

Assistant Treasurer

    

 

The principal business address of each person listed is AFSG Securities Corporation, 4333 Edgewood Road, N.E., Cedar Rapids, IA 52499-0001.

 

Commissions and Other Compensation Received by Principal Underwriter.

 

AFSG Securities Corporation, the broker/dealer, received $1,928,585.21 from the Registrant for the year ending December 31, 2002, for its services in distributing the Policies. No other commission or compensation was received by the principal underwriter, directly or indirectly, from the Registrant during the fiscal year.

 

AFSG Securities Corporation serves as the principal underwriter for Separate Account VA B, the Retirement Builder Variable Annuity Account, Separate Account VA A, Separate Account VA C, Separate Account VA D, Separate Account VA E, Separate Account VA F, Separate Account VA I, Separate Account VA J, Separate Account VA K, Separate Account VA L, Separate Account VA P, Separate Account VL A and Legacy Builder Variable Life Separate Account. These accounts are separate accounts of Transamerica Life Insurance Company.

 

AFSG Securities Corporation serves as principal underwriter for Separate Account VA BNY, Separate Account C, TFLIC Series Life Account (formerly AUSA Series Life Account), TFLIC Series Annuity Account (formerly AUSA Series Annuity

 

C-26


Account) and TFLIC Series Annuity Account B (formerly AUSA Series Annuity Account B). These accounts are separate accounts of Transamerica Financial Life Insurance Company (formerly AUSA Life Insurance Company, Inc.)

 

AFSG Securities Corporation serves as principal underwriter for Separate Account I, Separate Account II and Separate Account V. These accounts are separate accounts of Peoples Benefit Life Insurance Company.

 

AFSG Securities Corporation serves as principal underwriter for WRL Series Life Account, WRL Series Life Corporate Account, WRL Series Annuity Account and WRL Series Annuity Account B. These accounts are separate accounts of Western Reserve Life Assurance Co. of Ohio.

 

AFSG Securities Corporation also serves as principal underwriter for Separate Account VA G, Separate Account VA H, Separate Account VA-2L and Transamerica Occidental Life Separate Account VUL-3. These accounts are separate accounts of Transamerica Occidental Life Insurance Company.

 

AFSG Securities Corporation also serves as principal underwriter for Separate Account VA-2LNY. This account is a separate account of Transamerica Financial Life Insurance Company (formerly Transamerica Life Insurance Company of New York).

 

Item   30.     Location of Accounts and Records

 

The records required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 promulgated thereunder, are maintained by Transamerica Financial Life Insurance Company at 4333 Edgewood Road, N.E., Cedar Rapids, Iowa 52499-0001.

 

Item   31.     Management Services.

 

All management Contracts are discussed in Part A or Part B.

 

Item   32.     Undertakings

 

(a) Registrant undertakes that it will file a post-effective amendment to this registration statement as frequently as necessary to ensure that the audited financial statements in the registration statement are never more than 16 months old for so long as Premiums under the Contract may be accepted.

 

(b) Registrant undertakes that it will include either (i) a postcard or similar written communication affixed to or included in the Prospectus that the applicant can remove to send for a Statement of Additional Information or (ii) a space in the Contract application that an applicant can check to request a Statement of Additional Information.

 

(c) Registrant undertakes to deliver any Statement of Additional Information and any financial statements required to be made available under this Form promptly upon written or oral request at the address or phone number listed in the Prospectus.

 

(d) Registrant hereby represents that the fees and charges deducted under the contracts, in the aggregate, are reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed by Depositor.

 

C-27


 

SIGNATURES

 

As required by the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has caused this Registration Statement to be signed on its behalf, in the City of Cedar Rapids and State of Iowa, on this 2nd day of April, 2003.

 

SEPARATE ACCOUNT VA-2LNY

TRANSAMERICA FINANCIAL LIFE

INSURANCE COMPANY

(DEPOSITOR)

By:

 

/s/    FRANK A. CAMP        


   

Frank A. Camp

Vice President

 

As required by the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated.

 

Signature


  

Title


 

Date


*


Mark W. Mullin

  

Chairman of the Board

Director

 

            , 2003

*


Robert S. Rubinstein

  

Vice President, Assistant Secretary, and Director

 

            , 2003

*


Brenda K. Clancy

  

Treasurer

 

            , 2003

*


Marc C. Abrahms

  

Director

 

            , 2003

*


James T. Byrne, Jr.

  

Director

 

            , 2003

*


Robert F. Colby

  

Director

 

            , 2003

*


Colette F. Vargas

  

Director

 

            , 2003

*


William Brown, Jr.

  

Director

 

            , 2003

*


William L. Busler

  

Director

 

            , 2003


*


Steven E. Frushtick

  

Director

 

            , 2003

*


Peter G. Kunkel

  

Director

 

            , 2003

*


Peter P. Post

  

Director

 

            , 2003

*


Cornelis H. Verhagen

  

Director

 

            , 2003

*


Craig D. Vermie

  

Secretary and Corporate Counsel

 

            , 2003

/s/ FRANK A. CAMP


*By: Frank A. Camp

  

Attorney-in-Fact pursuant to powers of attorney filed previously and herewith, and in his own capacity as Frank A. Camp

 

April 2, 2003


 

Registration No.                 

 


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

EXHIBITS

 

TO

 

FORM N-4

 

REGISTRATION STATEMENT

 

UNDER

 

THE SECURITIES ACT OF 1933

 

FOR

 

DREYFUS/TRANSAMERICA TRIPLE ADVANTAGE

 



 

EXHIBIT INDEX

 

Exhibit No.


  

Description of Exhibit


  

Page No.*


(14)

  

Powers of Attorney

    

*    Page numbers included only in manually executed original.