0001144204-18-063628.txt : 20181207 0001144204-18-063628.hdr.sgml : 20181207 20181207170213 ACCESSION NUMBER: 0001144204-18-063628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHALLCROSS STEVEN A CENTRAL INDEX KEY: 0001263501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 181224123 BUSINESS ADDRESS: STREET 1: 20425 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301 944 6600 MAIL ADDRESS: STREET 1: 20425 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synthetic Biologics, Inc. CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: (734) 332-7800 MAIL ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ADEONA PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20081027 FORMER COMPANY: FORMER CONFORMED NAME: PIPEX PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970730 4 1 tv508646_4.xml OWNERSHIP DOCUMENT X0306 4 2018-12-06 0 0000894158 Synthetic Biologics, Inc. SYN 0001263501 SHALLCROSS STEVEN A C/O SYNTHETIC BIOLOGICS, INC. 9605 MEDICAL CENTER DRIVE, # 270 ROCKVILLE MD 20850 1 1 0 0 CEO and CFO Stock Options 0.6895 2018-12-06 4 A 0 200000 0 A 2018-12-06 2025-12-06 Common Stock 200000 200000 D These options will vest monthly on a pro rata basis over 36 consecutive months. /s/ Steven A. Shallcross 2018-12-07