0001144204-16-137735.txt : 20161202 0001144204-16-137735.hdr.sgml : 20161202 20161202170229 ACCESSION NUMBER: 0001144204-16-137735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synthetic Biologics, Inc. CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 617 DETROIT STREET, SUITE 100 CITY: ANN ARBOR STATE: MI ZIP: 48104 BUSINESS PHONE: (734) 332-7800 MAIL ADDRESS: STREET 1: 155 GIBBS STREET STREET 2: SUITE 412 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ADEONA PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20081027 FORMER COMPANY: FORMER CONFORMED NAME: PIPEX PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHALLCROSS STEVEN A CENTRAL INDEX KEY: 0001263501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 162031820 BUSINESS ADDRESS: STREET 1: 20425 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301 944 6600 MAIL ADDRESS: STREET 1: 20425 SENECA MEADOWS PARKWAY CITY: GERMANTOWN STATE: MD ZIP: 20876 4 1 v454259_4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-30 0 0000894158 Synthetic Biologics, Inc. SYN 0001263501 SHALLCROSS STEVEN A C/O SYNTHETIC BIOLOGICS, INC. 9605 MEDICAL CENTER DRIVE, SUITE 270 ROCKVILLE MD 20850 0 1 0 0 Chief Financial Officer Stock Options .80 2016-11-30 4 A 0 500000 0 A 2016-11-30 2023-11-29 Common Stock 500000 500000 D These options will vest monthly on a pro rata basis over 36 consecutive months. /s/ Steven A. Shallcross 2016-12-02