0001104659-22-127971.txt : 20221216 0001104659-22-127971.hdr.sgml : 20221216 20221216181612 ACCESSION NUMBER: 0001104659-22-127971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tufaro Francis CENTRAL INDEX KEY: 0001906510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 221469199 MAIL ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Theriva Biologics, Inc. CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: (734) 332-7800 MAIL ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: Synthetic Biologics, Inc. DATE OF NAME CHANGE: 20120305 FORMER COMPANY: FORMER CONFORMED NAME: ADEONA PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20081027 FORMER COMPANY: FORMER CONFORMED NAME: PIPEX PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20061214 4 1 tm2232925-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-15 0 0000894158 Theriva Biologics, Inc. TOVX 0001906510 Tufaro Francis C/O THERIVA BIOLOGICS, INC., 9605 MEDICAL CENTER DRIVE, SUITE 270 ROCKVILLE, MD 20850 0 1 0 0 Chief Operating Officer Stock Options (right to buy) 0.58 2022-12-15 4 A 0 100000 0 A 2023-01-15 2029-12-15 Common Stock 100000 100000 D These stock options vest pro rata on a monthly basis over 36 months. /s/ Francis Tufaro 2022-12-16