0001104659-21-153634.txt : 20211227 0001104659-21-153634.hdr.sgml : 20211227 20211227170622 ACCESSION NUMBER: 0001104659-21-153634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHALLCROSS STEVEN A CENTRAL INDEX KEY: 0001263501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 211521220 BUSINESS ADDRESS: STREET 1: C/O ELYS GAME TECHNOLOGY CORP. STREET 2: 130 ADELAIDE STREET WEST, SUITE 701 CITY: TORONTO STATE: A6 ZIP: M5H2K4 BUSINESS PHONE: 301 944 6600 MAIL ADDRESS: STREET 1: C/O ELYS GAME TECHNOLOGY CORP. STREET 2: 130 ADELAIDE STREET WEST, SUITE 701 CITY: TORONTO STATE: A6 ZIP: M5H2K4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Synthetic Biologics, Inc. CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: (734) 332-7800 MAIL ADDRESS: STREET 1: 9605 MEDICAL CENTER DRIVE STREET 2: SUITE 270 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: ADEONA PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20081027 FORMER COMPANY: FORMER CONFORMED NAME: PIPEX PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20061214 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970730 4 1 tm2136313-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-23 0 0000894158 Synthetic Biologics, Inc. SYN 0001263501 SHALLCROSS STEVEN A C/O SYNTHETIC BIOLOGICS, INC., 9605 MEDICAL CENTER DRIVE, SUITE 270 ROCKVILLE MD 20850 1 1 0 0 CEO and CFO Stock Options (right to buy) 0.3314 2021-12-23 4 A 0 650000 0 A 2022-01-23 2028-12-23 Common Stock 650000 650000 D These stock options vest pro rata on a monthly basis over 36 months. /s/ Steven A. Shallcross 2021-12-27