0001104659-20-140996.txt : 20201231
0001104659-20-140996.hdr.sgml : 20201231
20201231163053
ACCESSION NUMBER: 0001104659-20-140996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201230
FILED AS OF DATE: 20201231
DATE AS OF CHANGE: 20201231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHALLCROSS STEVEN A
CENTRAL INDEX KEY: 0001263501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12584
FILM NUMBER: 201429140
BUSINESS ADDRESS:
STREET 1: C/O NEWGIOCO GROUP, INC.
STREET 2: 130 ADELAIDE STREET WEST, SUITE 701
CITY: TORONTO
STATE: A6
ZIP: M5H2K4
BUSINESS PHONE: 301 944 6600
MAIL ADDRESS:
STREET 1: C/O NEWGIOCO GROUP, INC.
STREET 2: 130 ADELAIDE STREET WEST, SUITE 701
CITY: TORONTO
STATE: A6
ZIP: M5H2K4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Synthetic Biologics, Inc.
CENTRAL INDEX KEY: 0000894158
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133808303
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9605 MEDICAL CENTER DRIVE
STREET 2: SUITE 270
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: (734) 332-7800
MAIL ADDRESS:
STREET 1: 9605 MEDICAL CENTER DRIVE
STREET 2: SUITE 270
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: ADEONA PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20081027
FORMER COMPANY:
FORMER CONFORMED NAME: PIPEX PHARMACEUTICALS, INC.
DATE OF NAME CHANGE: 20061214
FORMER COMPANY:
FORMER CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19970730
4
1
tm2039654d3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-30
0
0000894158
Synthetic Biologics, Inc.
SYN
0001263501
SHALLCROSS STEVEN A
C/O SYNTHETIC BIOLOGICS, INC.,
9605 MEDICAL CENTER DRIVE, # 270
ROCKVILLE
MD
20850
1
1
0
0
CEO and CFO
Stock Options
0.4170
2020-12-30
4
A
0
450000
0
A
2021-01-30
2027-12-30
Common Stock
450000
450000
D
These stock options will vest pro rata on a monthly basis over 36 months.
/s/ Steven A. Shallcross
2020-12-31