-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHqo101/PptGeAUZ+1r0DCPuGSO/t+i4j7USBWE6vLuArZ+fuvIrDiaGPX0rotsc T7Eb9A/IIC5AWZ10/vRxww== 0000932440-07-000662.txt : 20071113 0000932440-07-000662.hdr.sgml : 20071112 20071113094918 ACCESSION NUMBER: 0000932440-07-000662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071109 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPEX PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000894158 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133808303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3985 RESEARCH PARK DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 BUSINESS PHONE: 734-332-7800 MAIL ADDRESS: STREET 1: 3985 RESEARCH PARK DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48108 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970730 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19940606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holman Wayne George CENTRAL INDEX KEY: 0001357605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 071235042 BUSINESS ADDRESS: BUSINESS PHONE: 212-756-1562 MAIL ADDRESS: STREET 1: 430 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ridgeback Capital Management LLC CENTRAL INDEX KEY: 0001357610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 071235043 BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-756-1562 MAIL ADDRESS: STREET 1: 430 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ridgeback Capital Investments Ltd. CENTRAL INDEX KEY: 0001358916 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12584 FILM NUMBER: 071235044 BUSINESS ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-624-2567 MAIL ADDRESS: STREET 1: 430 PARK AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-09 1 0000894158 PIPEX PHARMACEUTICALS, INC. PP 0001358916 Ridgeback Capital Investments Ltd. 430 PARK AVENUE 12TH FLOOR NEW YOR, NY 10022 0 0 1 0 0001357610 Ridgeback Capital Management LLC 430 PARK AVENUE 12TH FLOOR NEW YORK NY 10022 0 0 1 0 0001357605 Holman Wayne George 430 PARK AVENUE 12TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2007-11-09 4 X 0 618855 .74 A 1856565 D Warrants (right to buy) .74 2007-11-09 4 X 0 618855 0 D 2006-11-22 2011-11-22 Common Stock 618855 0 D Wayne Holman and Ridgeback Capital Management LLC ("RCM") do not own any securities directly. Pursuant to an investment management agreement, RCM maintains investment and voting power with respect to the securities held by Ridgeback Capital Investments Ltd. ("RCI"). Wayne Holman controls RCM. Both Wayne Holman and RCM disclaim beneficial ownership of any of the securities covered by this statement except to the extent of any pecuniary interest therein. The Issuer was formerly known as Sheffield Pharmaceuticals Inc. The share information reported herein reflects a 1-for-3 reverse stock split. /s/ Bud Holman, as Attorney-in-Fact 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----