-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+hyxl9z+WDucAUTpI58Pgj9vrhBH2yeovjG0T9fq/G9HMoctVeXQN9CE2BIVOku Wo19SkIZuAfqo7zRrhZ5bg== 0001194912-09-000025.txt : 20090327 0001194912-09-000025.hdr.sgml : 20090327 20090327164652 ACCESSION NUMBER: 0001194912-09-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090326 FILED AS OF DATE: 20090327 DATE AS OF CHANGE: 20090327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Steven R CENTRAL INDEX KEY: 0001349005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-72523 FILM NUMBER: 09710960 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLATO LEARNING INC CENTRAL INDEX KEY: 0000893965 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PUBLISHING [2741] IRS NUMBER: 363660532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 10801 NESBITT AVENUE SOUTH CITY: BLOOMINGTON STATE: MN ZIP: 55437 BUSINESS PHONE: 8477817800 MAIL ADDRESS: STREET 1: 10801 NESBITT AVENUE SOUTH CITY: BLOOMINGTON STATE: MN ZIP: 55437 FORMER COMPANY: FORMER CONFORMED NAME: TRO LEARNING INC DATE OF NAME CHANGE: 19940218 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-03-26 0 0000893965 PLATO LEARNING INC TUTR 0001349005 Becker Steven R 10801 NESBITT AVENUE SOUTH BLOOMINGTON MN 55437-3109 1 0 1 0 Common Stock 2009-03-26 4 A 0 1000 0 A 1000 D Common Stock 4119523 I Indirect Non-Qualified Stock Option (right to buy) 1.6 2009-03-26 4 A 0 10000 0 A 2009-03-27 2017-03-26 Common Stock 10000 10000 D The reported securities are owned directly by SRB Greenway Opportunity Fund, L.P., SRB Greenway Opportunity Fund (QP), L.P. and SRB Special Situations I. L.P. SRB Management L.P. is the general partner and investment manager of each of these partnerships and has sole voting and disposition power over the securities. BC Advisors, LLC is the general partner of SRB Management, L.P. and Steven Becker is the sole member of BC Advisors. The reporting persons disclaim beneficial ownership of the reported securities, except for their pecuniary interst in the securities. By: Kelly Jacobus For: Steven R Becker 2009-03-27 -----END PRIVACY-ENHANCED MESSAGE-----