0001998412-23-000005.txt : 20231212 0001998412-23-000005.hdr.sgml : 20231212 20231212145803 ACCESSION NUMBER: 0001998412-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hafner Christopher Eugene CENTRAL INDEX KEY: 0001998412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 231480915 MAIL ADDRESS: STREET 1: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102-0688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 wk-form4_1702411075.xml FORM 4 X0508 4 2023-12-08 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001998412 Hafner Christopher Eugene PO BOX 688 JEFFERSON CITY MO 65102-0688 0 1 0 0 Sr. VP/Chief Financial Officer 0 Common Stock 2023-12-08 2023-12-08 4 A 0 2000 0 A 2000 D Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. /s/ Arla R. Surls, Attorney-in-Fact, for Christopher E. Hafner 2023-12-12