0001415889-21-003163.txt : 20210623 0001415889-21-003163.hdr.sgml : 20210623 20210623163728 ACCESSION NUMBER: 0001415889-21-003163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210621 FILED AS OF DATE: 20210623 DATE AS OF CHANGE: 20210623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guthrie Stephen Edward CENTRAL INDEX KEY: 0001811748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 211039101 MAIL ADDRESS: STREET 1: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 form4-06232021_010617.xml X0306 4 2021-06-21 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001811748 Guthrie Stephen Edward C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 false true false false SENIOR VP AND CFO Common Stock 2021-06-21 2021-06-21 4 P 0 200 21.7325 A 12433.2573 I Trust The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. /s/ Stephen E. Guthrie 2021-06-23