0001415889-21-002652.txt : 20210524
0001415889-21-002652.hdr.sgml : 20210524
20210524160501
ACCESSION NUMBER: 0001415889-21-002652
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210520
FILED AS OF DATE: 20210524
DATE AS OF CHANGE: 20210524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holtaway Jonathan
CENTRAL INDEX KEY: 0001770553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23636
FILM NUMBER: 21954827
MAIL ADDRESS:
STREET 1: 9603 CONCERTO CIR
CITY: VIENNA
STATE: VA
ZIP: 22182
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC.
CENTRAL INDEX KEY: 0000893847
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 431626350
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 EAST HIGH STREET
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65101
BUSINESS PHONE: (573)761-6100
MAIL ADDRESS:
STREET 1: P. O. BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
FORMER COMPANY:
FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC
DATE OF NAME CHANGE: 19940323
4
1
form4-05242021_010542.xml
X0306
4
2021-05-20
0000893847
HAWTHORN BANCSHARES, INC.
HWBK
0001770553
Holtaway Jonathan
C/O HAWTHORN BANCSHARES, INC.
132 EAST HIGH STREET, PO BOX 688
JEFFERSON CITY
MO
65102
true
false
false
false
Common Stock
2021-05-20
4
P
0
12902
23.15
A
354745
I
By Ategra Community Financial Institution Fund, LP
Common Stock
2021-05-21
4
P
0
1890
23.24
A
356635
I
By Ategra Community Financial Institution Fund, LP
The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Jonathan D. Holtaway
2021-05-24