0001415889-20-002346.txt : 20200928 0001415889-20-002346.hdr.sgml : 20200928 20200928145718 ACCESSION NUMBER: 0001415889-20-002346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200924 FILED AS OF DATE: 20200928 DATE AS OF CHANGE: 20200928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guthrie Stephen Edward CENTRAL INDEX KEY: 0001811748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 201204042 MAIL ADDRESS: STREET 1: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 form4-09282020_110908.xml X0306 4 2020-09-24 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001811748 Guthrie Stephen Edward C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 false true false false SENIOR VP AND CFO Common Stock 2020-09-24 2020-09-24 4 P 0 3000 17 A 3000 I Trust The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. /s/ Stephen E. Guthrie 2020-09-28