0001415889-20-002346.txt : 20200928
0001415889-20-002346.hdr.sgml : 20200928
20200928145718
ACCESSION NUMBER: 0001415889-20-002346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200924
FILED AS OF DATE: 20200928
DATE AS OF CHANGE: 20200928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guthrie Stephen Edward
CENTRAL INDEX KEY: 0001811748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23636
FILM NUMBER: 201204042
MAIL ADDRESS:
STREET 1: PO BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC.
CENTRAL INDEX KEY: 0000893847
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 431626350
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 EAST HIGH STREET
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65101
BUSINESS PHONE: (573)761-6100
MAIL ADDRESS:
STREET 1: P. O. BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
FORMER COMPANY:
FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC
DATE OF NAME CHANGE: 19940323
4
1
form4-09282020_110908.xml
X0306
4
2020-09-24
0000893847
HAWTHORN BANCSHARES, INC.
HWBK
0001811748
Guthrie Stephen Edward
C/O HAWTHORN BANCSHARES, INC.
132 EAST HIGH STREET, PO BOX 688
JEFFERSON CITY
MO
65102
false
true
false
false
SENIOR VP AND CFO
Common Stock
2020-09-24
2020-09-24
4
P
0
3000
17
A
3000
I
Trust
The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
/s/ Stephen E. Guthrie
2020-09-28