0001415889-20-002012.txt : 20200804 0001415889-20-002012.hdr.sgml : 20200804 20200804170309 ACCESSION NUMBER: 0001415889-20-002012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREEMAN PHILIP D CENTRAL INDEX KEY: 0001196015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 201074099 MAIL ADDRESS: STREET 1: 915 MADISON ST STREET 2: PO BOX 9S CITY: JEFFERSON CITY STATE: MO ZIP: 65102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 form4-08042020_020856.xml X0306 4 2020-07-31 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001196015 FREEMAN PHILIP D C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET, PO BOX 688 JEFFERSON CITY MO 65102 true false false false Common Stock 2020-07-31 2020-07-31 4 P 0 500 16.75 A 87229.531 I Trust Common Stock 2020-08-03 2020-08-03 4 P 0 500 16.50 A 87729.531 I Trust The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. /s/ Philip D. Freeman 2020-08-04