0001355435-23-000013.txt : 20230705 0001355435-23-000013.hdr.sgml : 20230705 20230705171909 ACCESSION NUMBER: 0001355435-23-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILES BRENT M CENTRAL INDEX KEY: 0001355435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 231070670 MAIL ADDRESS: STREET 1: C/O HAWTHORN BANCSHARES, INC. STREET 2: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102-0688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 wk-form4_1688591931.xml FORM 4 X0407 4 2023-06-30 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001355435 GILES BRENT M C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET JEFFERSON CITY MO 65101 1 1 0 0 CHIEF EXECUTIVE OFFICER 0 Common Stock 4193 I Trust Common Stock 2023-06-30 2023-06-30 4 A 0 12277 0 A 12277 D Includes shares acquired since last report pursuant to the Company's July 1, 2023 4% stock dividend. Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date. /s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles 2023-07-05