0001355435-23-000013.txt : 20230705
0001355435-23-000013.hdr.sgml : 20230705
20230705171909
ACCESSION NUMBER: 0001355435-23-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILES BRENT M
CENTRAL INDEX KEY: 0001355435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23636
FILM NUMBER: 231070670
MAIL ADDRESS:
STREET 1: C/O HAWTHORN BANCSHARES, INC.
STREET 2: PO BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102-0688
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC.
CENTRAL INDEX KEY: 0000893847
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 431626350
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 EAST HIGH STREET
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65101
BUSINESS PHONE: (573)761-6100
MAIL ADDRESS:
STREET 1: P. O. BOX 688
CITY: JEFFERSON CITY
STATE: MO
ZIP: 65102
FORMER COMPANY:
FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC
DATE OF NAME CHANGE: 19940323
4
1
wk-form4_1688591931.xml
FORM 4
X0407
4
2023-06-30
0
0000893847
HAWTHORN BANCSHARES, INC.
HWBK
0001355435
GILES BRENT M
C/O HAWTHORN BANCSHARES, INC.
132 EAST HIGH STREET
JEFFERSON CITY
MO
65101
1
1
0
0
CHIEF EXECUTIVE OFFICER
0
Common Stock
4193
I
Trust
Common Stock
2023-06-30
2023-06-30
4
A
0
12277
0
A
12277
D
Includes shares acquired since last report pursuant to the Company's July 1, 2023 4% stock dividend.
Represents restricted stock units ("RSUs") granted under the Hawthorn Bancshares, Inc. Equity Incentive Plan. The RSUs vest in three equal annual installments on the first, second and third anniversary date of the grant, subject to the reporting person's continued employment on such vesting date.
/s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles
2023-07-05