0001355435-23-000009.txt : 20230511 0001355435-23-000009.hdr.sgml : 20230511 20230511165533 ACCESSION NUMBER: 0001355435-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230509 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILES BRENT M CENTRAL INDEX KEY: 0001355435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23636 FILM NUMBER: 23911922 MAIL ADDRESS: STREET 1: C/O HAWTHORN BANCSHARES, INC. STREET 2: PO BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102-0688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWTHORN BANCSHARES, INC. CENTRAL INDEX KEY: 0000893847 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 431626350 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 EAST HIGH STREET CITY: JEFFERSON CITY STATE: MO ZIP: 65101 BUSINESS PHONE: (573)761-6100 MAIL ADDRESS: STREET 1: P. O. BOX 688 CITY: JEFFERSON CITY STATE: MO ZIP: 65102 FORMER COMPANY: FORMER CONFORMED NAME: EXCHANGE NATIONAL BANCSHARES INC DATE OF NAME CHANGE: 19940323 4 1 wf-form4_168383851053811.xml FORM 4 X0407 4 2023-05-09 0 0000893847 HAWTHORN BANCSHARES, INC. HWBK 0001355435 GILES BRENT M C/O HAWTHORN BANCSHARES, INC. 132 EAST HIGH STREET JEFFERSON CITY MO 65101 1 1 0 0 CHIEF EXECUTIVE OFFICER 0 Common Stock 2023-05-09 2023-05-09 4 P 0 500 18.45 A 2471 I Trust Common Stock 2023-05-10 2023-05-10 4 P 0 81 18.25 A 2552 I Trust /s/ Arla R. Surls, Attorney-in-Fact, for Brent M. Giles 2023-05-11