-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IDGL1HFHT6Tef4luZoInIvnbqoZJ+2n1UPVsjEOR0z9XR4dlRNoTfwA0htNvHdiR 2yJsDDGz5XRepgGnOW7cKQ== 0000950127-03-000188.txt : 20030225 0000950127-03-000188.hdr.sgml : 20030225 20030225172710 ACCESSION NUMBER: 0000950127-03-000188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030221 FILED AS OF DATE: 20030225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFOCROSSING INC CENTRAL INDEX KEY: 0000893816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 133252333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20824 FILM NUMBER: 03579746 BUSINESS ADDRESS: STREET 1: 2 CHRISTIE HEIGHTS STREET CITY: LEONIA STATE: NJ ZIP: 07605 BUSINESS PHONE: 2018404700 MAIL ADDRESS: STREET 1: 2 CHRISTIE HEIGHTS STREET CITY: LEONIA STATE: NJ ZIP: 07605 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER OUTSOURCING SERVICES INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TAUNUS CORP CENTRAL INDEX KEY: 0001092307 RELATIONSHIP: OTHER IRS NUMBER: 134060471 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 31 W 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124698000 MAIL ADDRESS: STREET 1: 31 W 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* Taunus Corporation - -------------------------------------------------------------------------------- (Last) (First) (Middle) 31 West 52nd Street - -------------------------------------------------------------------------------- (Street) New York, NY 10019 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Infocrossing Inc. (NASD:IFOX) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ================================================================================ 4. Statement for Month/Day/Year February 21, 2003 ================================================================================ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ ] Officer (give title below) [ x ] Other (specify below)** --------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [x ] Form filed by More than One Reporting Person * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** As of the date hereof, the Reporting Person has ceased to be the beneficial owner of more than 10% of the issuer's outstanding common stock. ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - --------------------------------------------------------------------------------
1. Title of 2. Transaction Date 2A. Deemed 3. Transaction Code Security (Month/Day/Year) Execution (Instr. 8) (Instr. 3) Date, if any (Month/Day/Year) ------------------- Code V - ------------------------------------------------------------------------------------------ (1) - ------------------------------------------------------------------------------------------ - -------------------------------------------------------------------------------- Table I (cont.) -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of Indirect Security or Disposed of (D) Securities Direct (D) or Beneficial Ownership (Instr. 3) (Instr. 3, 4 and 5) Beneficially Indirect (I) (Instr. 4) Owned Follow- (Instr. 4) ing Reported Transaction(s) (Instr. 3 and 4) -------------------------- (A) or Amount (D) Price - --------------------------------------------------------------------------------------------------------------------- (1) - --------------------------------------------------------------------------------------------------------------------- =====================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. ================================================================================ Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------
1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Derivative or Exercise Date Execution Code Derivative Security Price of (Month/Day/Year) Date, if any (Instr. 8) Securities (Instr. 3) Derivative (Month/Day/Year) Acquired (A) Security or Disposed of (D) (Instr. 3, 4 and 5) -------------- ---------------- Code V (A) (D) - ----------------------------------------------------------------------------------------------------------------------- (1) Series A 2/21/03 J(1) 78,688.50 Convertible Preferred Stock - ----------------------------------------------------------------------------------------------------------------------- (2) Common Stock 2/21/03 J(1) 1,265,963 Purchase Warrants - ----------------------------------------------------------------------------------------------------------------------- (3) Option to Buy 2/21/03 J(1) 375,000 Common Stock - ----------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Table II (cont.) -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------- 1. Title of 6. Date Exercisable and 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Expiration Date of Underlying Derivative Derivative Form of Indirect Security (Month/Day/Year) Securities Security Securities Derivative Beneficial (Instr. 3) (Instr. 3 and 4) (Instr. 5) Beneficially Securities: Ownership Owned Fol- Direct (D) (Instr. 4) lowing or Indirect Reported (I) Transaction(s) (Instr. 4) ------------------- (Instr. 4) ----------------------- Amount or Date Expiration Number of Exercisable Date Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ (1) Series A Immediate May 10, Common 1,019,904 (2) 0 I (3) Convertible 2007 Stock Preferred Stock - ------------------------------------------------------------------------------------------------------------------------------------ (2) Common Immediate May 10, Common 1,334,344 (2) 0 I (4) Stock 2007 Stock Purchase Warrants - ----------------------------------------------------------------------------------------------------------------------------------- (3) Option Immediate May 10, Common 375,000 (2) 0 I (5) to Buy 2007 Stock Common Stock - ------------------------------------------------------------------------------------------------------------------------------------
(1) As part of the transaction among DB Capital Partners, L.P. ("DBCP L.P."), MidOcean Partners L.P. (the "Buyer") and various other parties on February 21, 2003, the securities positions of DBCP L.P. were transferred to the Buyer. DB Capital Investors, L.P. ("DBCI") is the direct owner of all of the Series A Convertible Preferred Stock, Common Stock Purchase Warrants and Option to Buy Common Stock reported in Table II above. (2) No price was attributed to the Series A Convertible Preferred Stock, Common Stock Purchase Warrants or Option to Buy Common Stock, which were transferred to the Buyer as part of the transaction on February 21, 2003. (3) This Form 4 is being filed jointly by Taunus Corporation ("Taunus"), a corporation organized under the laws of the State of Delaware, DB Capital Partners, Inc. ("DBCP Inc."), a corporation organized under the laws of the State of Delaware. DBCP Inc. was an indirect wholly-owned subsidiary of Taunus Corporation and DBCP Inc. was the General Partner of DBCP L.P., which in turn is the General Partner of DBCI which is the direct beneficial owner of the Series A Convertible Preferred Stock. As of February 21, 2003, as a result of the transaction among DBCP L.P., the Buyer and various other parties, DBCP Inc. is no longer the General Partner of DBCP L.P. (4) DBCP Inc. was an indirect wholly-owned subsidiary of Taunus Corporation and DBCP Inc. was the General Partner of DBCP L.P., which in turn is the General Partner of DBCI which is the direct beneficial owner of the Common Stock Purchase Warrants. As of February 21, 2003, as a result of the transaction among DBCP L.P., the Buyer and various other parties, DBCP Inc. is no longer the General Partner of DBCP L.P. (5) DBCP Inc. was an indirect wholly-owned subsidiary of Taunus Corporation and DBCP Inc. was the General Partner of DBCP L.P., which in turn is the General Partner of DBCI which is the direct beneficial owner of the Option to Buy Common Stock. As of February 21, 2003, as a result of the transaction among DBCP L.P., the Buyer and various other parties, DBCP Inc. is no longer the General Partner of DBCP L.P. Joint Filer Information Name: DB Capital Partners, Inc. IRS Identification Number: 13-2725387 Designated Filer: Taunus Corporation Issuer and Trading Symbol: Infocrossing Inc. (Nasdaq: IFOX) Date of Event Requiring Statement: February 21, 2003
TAUNUS CORPORATION /s/JAMES WILHELM February 25, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Name: James Wilhelm Title: Assistant Secretary /s/SONJA K. OLSEN February 25, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Name: Sonja K. Olsen Title: Assistant Secretary DB CAPITAL PARTNERS, INC. /s/ Heide Silverstein February 25, 2003 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Name: Heide Silverstein Title: Vice President ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----