0001594296-17-000002.txt : 20170322 0001594296-17-000002.hdr.sgml : 20170322 20170322165049 ACCESSION NUMBER: 0001594296-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170321 FILED AS OF DATE: 20170322 DATE AS OF CHANGE: 20170322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brandom Stacy CENTRAL INDEX KEY: 0001594296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 17707226 MAIL ADDRESS: STREET 1: 1450 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_149021583487396.xml FORM 4 X0306 4 2017-03-21 0 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001594296 Brandom Stacy 1450 BROADWAY NEW YORK NY 10018 1 0 0 0 Common Stock 2017-03-21 4 P 0 4640 1.32 A 43976 D The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan. /s/ Jackie Matthews by Power of Attorney 2017-03-22 EX-24 2 srb-powerofattorneyx7x29x14.txt SRB POA POWER OF ATTORNEY The undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934 (the "1934 Act") with respect to Harris & Harris Group, Inc., a New York corporation, hereby authorizes, designates and appoints Jackie Matthews, Carmen DeForest and Patricia N. Egan to act as attorney-in-fact to execute and file statements on Form 3, Form 4 and Form 5 (including Form ID) and any successor forms adopted by the Securities Exchange Commission, as required by the 1934 Act and the Investment Company Act of 1940 and the rules thereunder, and to take such other actions as such attorney-in-fact may deem necessary or appropriate in connection with such statements, hereby confirming and ratifying all actions that such attorney-in-fact has taken or may take in reliance hereon. This power of attorney shall continue in effect until the undersigned no longer has an obligation to file statements under the section cited above, or until specifically terminated in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has duly executed this power of attorney on the 29th day of July 2014. By: Stacy R. Brandom ---------------- Stacy R. Brandom