0001398344-24-014954.txt : 20240819 0001398344-24-014954.hdr.sgml : 20240819 20240819163822 ACCESSION NUMBER: 0001398344-24-014954 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240819 DATE AS OF CHANGE: 20240819 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 180 DEGREE CAPITAL CORP. /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] ORGANIZATION NAME: IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-07074 FILM NUMBER: 241221156 BUSINESS ADDRESS: STREET 1: 7 N. WILLOW STREET STREET 2: SUITE 4B CITY: MONTCLAIR STATE: NJ ZIP: 07042 BUSINESS PHONE: 973-746-4500 MAIL ADDRESS: STREET 1: 7 N. WILLOW STREET STREET 2: SUITE 4B CITY: MONTCLAIR STATE: NJ ZIP: 07042 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ DATE OF NAME CHANGE: 19930714 NPORT-P 1 primary_doc.xml NPORT-P false 0000893739 XXXXXXXX 180 DEGREE CAPITAL CORP. /NY/ 811-07074 0000893739 254900RA5P574LPO7H91 7 N. WILLOW STREET SUITE 4B MONTCLAIR 07042 973-746-4500 180 DEGREE CAPITAL CORP. /NY/ N/A 2024-12-31 2024-06-30 N 45976761 934361 45042400 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N Arena Group Holdings, Inc. N/A Common Stock 040044109 991192 NS USD 763218 1.694443457719 Long EC CORP US N 1 N N N Ascent Industries Co. 549300U2S5125001TS43 Common Stock 871565107 357155 NS USD 3485833 7.739003694296 Long EC CORP US N 1 N N N AutoTech Ventures Management I, LLC N/A LLC Interests N/A 0 OU Number of Interests USD 100000 0.222013036605 Long CORP US Y 3 N N N Aviat Networks, Inc. 549300Z3X8Z4MK52CI65 Common Stock 05366Y201 62104 NS USD 1781764 3.955748361543 Long EC CORP US N 1 N N N Brightcove, Inc. 5493006VI8OCN44T4W47 Common Stock 10921T101 1361366 NS USD 3226437 7.163110757863 Long EC CORP US N 1 N N N Commercial Vehicle Group, Inc. 5493006OG8I91X0K7Q22 Common Stock 202608105 432523 NS USD 2119363 4.705262152993 Long EC CORP US N 1 N N N comScore, Inc. N/A Common Stock 20564W204 400135 NS USD 5677916 12.60571372751 Long EC CORP US N 1 N N N D-Wave Quantum, Inc. 5493001U37G4PRD4GW95 Common Stock 26740W109 650000 NS USD 741000 1.645116601246 Long EC CORP US N 1 N N N EchoPixel, Inc. N/A Series Seed Convertible Preferred Stock N/A 4194630 NS USD 102182 0.226857361064 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series Seed-2 Convertible Preferred Stock N/A 1476668 NS USD 36382 0.080772782977 Long EP CORP US Y 3 N N N EchoPixel, Inc. N/A Series A-2 Convertible Preferred Stock N/A 1471577 NS USD 47410 0.105256380654 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-1 Convertible Preferred Stock N/A 11000000 NS USD 0 0 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Series Seed-2 Convertible Preferred Stock N/A 12083132 NS USD 0 0 Long EP CORP US Y 3 N N N HALE.life Corporation N/A Common Stock N/A 1000000 NS USD 0 0 Long EC CORP US Y 3 N N N Hudson Technologies, Inc. N/A Common Stock 444144109 69708 NS USD 612733 1.360347139584 Long EC CORP US N 1 N N N Intevac, Inc. N/A Common Stock 461148108 914217 NS USD 3528878 7.834569205903 Long EC CORP US N 1 N N N JPMorgan 100% US Treasury Securities Money Market Fund Capital Shares N/A US Treasury Securities N/A 131228 NS USD 131228 0.291343267676 Long US N 1 N N N Lantronix, Inc. N/A Common Stock 516548203 693291 NS USD 2461183 5.464147114718 Long EC CORP US N 1 N N N Potbelly Corporation 54930027NUULUR2P5W11 Common Stock 73754Y100 1142574 NS USD 9174869 20.369405271477 Long EC CORP US N 1 N N N Potbelly Corporation N/A Warrants for the Purchase of Common Stock expiring 2/12/26 N/A 80605 OU Number of contracts/warrants USD 276179 0.613153384366 Long DE CORP US N 3 Potbelly Corporation N/A Call Purchased POTBELLY CORP POTBELLY CORP COM 80605 5.45 USD 2026-02-12 XXXX -67985 N N N Quantum Corporation 5493007210175UIK7S88 Common Stock 747906501 4467199 NS USD 1827531 4.057357068007 Long EC CORP US N 1 N N N Ravenna Pharmaceuticals, Inc. N/A Common Stock N/A 2785274 NS USD 15091 0.033503987354 Long EC CORP US Y 3 N N N RF Industries, Ltd. 529900MVE73NJ5FHP926 Common Stock 749552105 455899 NS USD 1591088 3.532422783865 Long EC CORP US N 1 N N N Synchronoss Technologies, Inc. 5493007Z5J8Z2TA76376 Common Stock 87157B400 854788 NS USD 7949528 17.648988508605 Long EC CORP US N 1 N N N Synchronoss Technologies, Inc. N/A Common Stock-Restricted N/A 12000 NS USD 90262 0.2003934071 Long EC CORP US Y 3 N N N Synchronoss Technologies, Inc. N/A Stock Options for Common Stock expiring 12/4/2030 N/A 3334 OU Number of contracts/warrants USD 19859 0.044089568939 Long DE CORP US Y 3 Synchronoss Technologies, Inc. N/A Call Purchased SYNCHRONOSS TECHNOLOGIES, INC. SYNCHRONOSS TECHNOLOGIES, INC. COM 3334 0.5178 USD 2030-12-04 XXXX 2278 N N N Valo Health LLC N/A Rights to Milestone Payments from Acquisition of TARA Biosystems, Inc. N/A 0 PA USD 69459 0.154208035095 Long CORP US Y 3 N N N 2024-08-19 180 DEGREE CAPITAL CORP. /NY/ /s/ Daniel B. Wolfe Daniel B. Wolfe President and Chief Financial Officer