0001393107-23-000002.txt : 20231117 0001393107-23-000002.hdr.sgml : 20231117 20231117082036 ACCESSION NUMBER: 0001393107-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanley Richard P CENTRAL INDEX KEY: 0001393107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07074 FILM NUMBER: 231416492 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 180 DEGREE CAPITAL CORP. /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 N. WILLOW STREET STREET 2: SUITE 4B CITY: MONTCLAIR STATE: NJ ZIP: 07042 BUSINESS PHONE: 973-746-4500 MAIL ADDRESS: STREET 1: 7 N. WILLOW STREET STREET 2: SUITE 4B CITY: MONTCLAIR STATE: NJ ZIP: 07042 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ DATE OF NAME CHANGE: 19930714 4 1 wk-form4_1700227227.xml FORM 4 X0508 4 2023-11-15 0 0000893739 180 DEGREE CAPITAL CORP. /NY/ TURN 0001393107 Shanley Richard P 7 NORTH WILLOW STREET SUITE 4B MONTCLAIR NJ 07042 1 0 0 0 0 Common Stock 2023-11-15 4 P 0 2000 3.9225 A 84729 D These transactions were executed in multiple trades at prices ranging from $3.89 to $3.95. The prices reported above reflect the weighted average sales prices. The Reporting Person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. /s/ Daniel B. Wolfe by Power of Attorney 2023-11-17