0001393107-16-000002.txt : 20160607
0001393107-16-000002.hdr.sgml : 20160607
20160607185206
ACCESSION NUMBER: 0001393107-16-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160607
FILED AS OF DATE: 20160607
DATE AS OF CHANGE: 20160607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/
CENTRAL INDEX KEY: 0000893739
STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799]
IRS NUMBER: 133119827
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY
STREET 2: FLOOR 24
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-582-0900
MAIL ADDRESS:
STREET 1: 1450 BROADWAY
STREET 2: FLOOR 24
CITY: NEW YORK
STATE: NY
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanley Richard P
CENTRAL INDEX KEY: 0001393107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00176
FILM NUMBER: 161702392
MAIL ADDRESS:
STREET 1: 111 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
wf-form4_146533991352487.xml
FORM 4
X0306
4
2016-06-07
0
0000893739
HARRIS & HARRIS GROUP INC /NY/
TINY
0001393107
Shanley Richard P
1450 BROADWAY
24TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2016-06-07
4
A
0
2000
0
A
79229
D
/s/ Jackie Matthews by Power of Attorney
2016-06-07
EX-24
2
rps-powerofattorneyx7x29x14.txt
RPS POA
POWER OF ATTORNEY
The undersigned, being a person required to file a statement under Section
16(a) of the Securities Exchange Act of 1934 (the "1934 Act") with respect
to Harris & Harris Group, Inc., a New York corporation, hereby authorizes,
designates and appoints Jackie Matthews, Carmen DeForest and Patricia N.
Egan to act as attorney-in-fact to execute and file statements on Form 3,
Form 4 and Form 5 (including Form ID) and any successor forms adopted by
the Securities Exchange Commission, as required by the 1934 Act and the
Investment Company Act of 1940 and the rules thereunder, and to take such
other actions as such attorney-in-fact may deem necessary or appropriate
in connection with such statements, hereby confirming and ratifying all
actions that such attorney-in-fact has taken or may take in reliance
hereon. This power of attorney shall continue in effect until the
undersigned no longer has an obligation to file statements under the
section cited above, or until specifically terminated in writing by the
undersigned.
IN WITNESS WHEREOF, the undersigned has duly executed this power of
attorney on the 29th day of July 2014.
By: Richard P. Shanley
------------------
Richard P. Shanley