-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7QB8LqDS+kR3xiTUX0JuRj6WZQxn+LLsrgCV8ZoVV97iAZ+UjAxZPxY5E2XmC7R 1sVZoPRiMh8wBQamhPMkPw== 0001169846-02-000007.txt : 20021121 0001169846-02-000007.hdr.sgml : 20021121 20021121163152 ACCESSION NUMBER: 0001169846-02-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021121 FILED AS OF DATE: 20021121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07074 FILM NUMBER: 02836335 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA, #1430 STREET 2: ROCKEFELLER CTR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-332-3600 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA #1430 STREET 2: ROCKEFELLER CENTER CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PRESSMAN LORI D CENTRAL INDEX KEY: 0001169846 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 1430 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123323600 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 1430 CITY: NEW YORK STATE: NY ZIP: 10020 4 1 loripressmanform4.htm FORM 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of
1934, Section 17(a) of the Public Utility Holding Company Act of
1935 or Section 30(f) of the Investment Company Act of 194
0


    OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2005

Estimated average burden
hours per response...0.5

£

Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue.
See Instruction 1(b).

(Print or Type Responses)

1. Name and Address of Reporting Person*

Pressman                  Lori                     D.



2. Issuer Name and Ticker or Trading Symbol

Harris & Harris Group, Inc. (TINY)

6. Relationship of Reporting Person(s) to Issuer
                  (Check all applicable)

  X

Director

 

10% Owner

 

Officer (give title below)

 

Other (specify below)

(Last)        (First)       (Middle)

One Rockefeller Plaza, Suite 1430

3. I.R.S. Identification Number of
    Reporting Person, if an entity
    (voluntary)

4. Statement for Month/Year

             November 2002

7. Individual or Joint/Group Filing (Check Applicable Line)

5. If Amendment, Date of
    Original (Month/Year)

Form filed by One Reporting Person

(Street)
New York, NY  10020

 

Form filed by More than One Reporting Person

(City)          (State)      (Zip)

Table I ¾Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
    (Instr. 3)

2. Transaction Date

    (Month/Day/Year)

3. Transaction
    Code
    (Instr.8)

4. Securities Acquired (A)
    or Disposed of (D)
    (Instr. 3, 4 and 5)

5. Amount of Securities
    Beneficially Owned at
    End of Month

      (Instr. 3 and 4)

6.  Ownership
    Form: Direct
    (D) or
    Indirect (I)
    (Instr. 4)

7.  Nature of
    Indirect
    Beneficial
    Ownership

    (Instr. 4)

Code

V

Amount

 (A) or
 (D)

Price

Common Stock

            11/21/02

         P

   V

   1,400

    A

$2.3607142

    2,400

           D

 



FORM 4 (continued)

Table II `Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of
    Derivative
    Security
    (Instr. 3)

2. Conversion
    or Exercise
    Price of
    Derivative
    Security

3. Transaction
    Date

(Month/Day/Year)

4. Transaction
    Code
    (Instr.8)

5. Number of
    Derivative
    Securities
    Acquired (A)
    or Disposed
    of (D)
    (Instr. 3, 4
    and 5)

6. Date Exercisable
   and Expiration Date
   (Month/Day/Year)

7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)

8. Price of
    Derivative
    Security
    (Instr. 5)

9. Number of
    Derivative
    Securities
    Beneficially
    Owned at
    End of
    Month
    (Instr. 4)

10. Ownership
      Form of
      Derivative
      Securities
      Beneficially
      Owned at
      End of
      Month
      (Instr. 4)

11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.
4)

Code

V

(A)

(D)

Date
Exercisable

Expiration
Date

Title

Amount or
Number of
Shares

Explanation of Responses:

/s/ Lori D. Pressman

November 21, 2002

**Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

-----END PRIVACY-ENHANCED MESSAGE-----