0001127602-11-018114.txt : 20110601 0001127602-11-018114.hdr.sgml : 20110601 20110601161549 ACCESSION NUMBER: 0001127602-11-018114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110601 DATE AS OF CHANGE: 20110601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ushio Misti CENTRAL INDEX KEY: 0001397963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 11885242 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 1450 BROADWAY STREET 2: FLOOR 24 CITY: NEW YORK STATE: NY ZIP: 10018 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-06-01 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001397963 Ushio Misti 1450 BROADWAY FLOOR 24 NEW YORK NY 10018 1 Executive Vice President Common Stock 2011-06-01 4 P 0 1500 5.588 A 4605 D /s/ Misti Ushio 2011-06-01