-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CxlItSb+nxkHMTfVsT52sg2OHcSv/il9tZMbvphqFQ5MeuEORcNykKp/zwudNqeF DAIz4xgBnzKGh45o7NW6RA== 0001127602-09-011567.txt : 20090514 0001127602-09-011567.hdr.sgml : 20090514 20090514173647 ACCESSION NUMBER: 0001127602-09-011567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090513 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Egan Patricia N CENTRAL INDEX KEY: 0001329416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 09827976 MAIL ADDRESS: STREET 1: HARRIS & HARRIS GROUP, INC. STREET 2: 111 WEST 57TH STREET, SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-05-13 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001329416 Egan Patricia N 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 1 Chief Accounting Officer Employee Stock Option (Right to Buy) 4.46 2009-05-13 4 A 0 3000 0 A 2011-05-13 Common Stock 3000 3000 D Employee Stock Option (Right to Buy) 4.46 2009-05-13 4 A 0 1000 0 A 2019-05-13 Common Stock 1000 1000 D Options vest equally on November 13, 2009 and May 13, 2010. Options vest equally on May 13, 2010, May 13, 2011, May 13, 2012, and May 13, 2013. /s/ Patricia N. Egan 2009-05-14 -----END PRIVACY-ENHANCED MESSAGE-----