-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mr6orocDq5gPN7dwJXmEO7I5XUc11JQ1gC+mlaFAFTYtsU8Fey+IHceAEdVPAdMj zN8Oyke/LXjAmA9FQwVMJQ== 0001111370-07-000001.txt : 20070517 0001111370-07-000001.hdr.sgml : 20070517 20070517164056 ACCESSION NUMBER: 0001111370-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070517 DATE AS OF CHANGE: 20070517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS & HARRIS GROUP INC /NY/ CENTRAL INDEX KEY: 0000893739 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 133119827 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-582-0900 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JAMES E CENTRAL INDEX KEY: 0001111370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00176 FILM NUMBER: 07861737 MAIL ADDRESS: STREET 1: 111 WEST 57TH STREET STREET 2: SUITE 1100 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-16 0 0000893739 HARRIS & HARRIS GROUP INC /NY/ TINY 0001111370 ROBERTS JAMES E 111 WEST 57TH STREET SUITE 1100 NEW YORK NY 10019 1 0 0 0 Common Stock 2007-05-16 4 P 0 509 11.5 A 21616 D /s/ James E. Roberts 2007-05-17 -----END PRIVACY-ENHANCED MESSAGE-----