0000893738-12-000004.txt : 20121023 0000893738-12-000004.hdr.sgml : 20121023 20121023104602 ACCESSION NUMBER: 0000893738-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121023 DATE AS OF CHANGE: 20121023 EFFECTIVENESS DATE: 20121023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000893738 IRS NUMBER: 134142863 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03320 FILM NUMBER: 121155883 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVE STREET 2: SUITE 816 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2129806006 MAIL ADDRESS: STREET 1: 745 5TH AVENUE CITY: NEW YORK CITY STATE: NY ZIP: 10009 FORMER COMPANY: FORMER CONFORMED NAME: DELTA CAPITAL MANAGEMENT INC /NEW/ DATE OF NAME CHANGE: 19990326 13F-HR 1 edgar13f.txt SEC13F.LNS DELTA CAPITAL MANAGEMENT FORM 13F SUMMARY PAGE AS OF DATE: 09/30/12 RUN DATE: 10/22/12 10:52 A.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 60 FORM 13F INFORMATION TABLE VALUE TOTAL: $122,818,000 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME PORTVUE-SEC13F.LNP DELTA CAPITAL MANAGEMENT PAGE 1 RUN DATE: 10/22/12 10:52 A.M. FORM 13F INFORMATION TABLE AS OF DATE: 09/30/12 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM COM 88579Y101 2770 29974 SH SOLE 13401 0 16573 ABBOTT LABS COM 002824100 2587 37740 SH SOLE 17975 0 19765 AIR PRODS & CHEMS INC COM 009158106 2223 26875 SH SOLE 13415 0 13460 AKAMAI TECHNOLOGIES INC COM 00971T101 2548 66605 SH SOLE 35885 0 30720 ALPS ETF TRUST COM 00162Q866 224 13525 SH SOLE 13525 0 0 ALTRIA GROUP INC COM 02209S103 2023 60594 SH SOLE 29590 0 31004 AMERICAN EXPRESS CO COM 025816109 3660 64368 SH SOLE 33585 0 30783 APACHE CORP COM 037411105 1816 21002 SH SOLE 10016 0 10986 APPLIED INDL TECHNOLOGIES COM 03820C105 278 6710 SH SOLE 6710 0 0 ARCHER DANIELS MIDLAND COM 039483102 1780 65480 SH SOLE 31425 0 34055 BALL CORP COM 058498106 235 5565 SH SOLE 5565 0 0 BANK OF NEW YORK MELLON COM 064058100 1747 77220 SH SOLE 36800 0 40420 BE AEROSPACE INC COM 073302101 202 4790 SH SOLE 4790 0 0 BECTON DICKINSON & CO COM 075887109 2254 28695 SH SOLE 14455 0 14240 BORG WARNER AUTOMOTIVE INC COM 099724106 213 3080 SH SOLE 3080 0 0 CAL DIVE INTL COM 12802T101 40 26050 SH SOLE 26050 0 0 CATERPILLAR INC COM 149123101 1784 20736 SH SOLE 9831 0 10905 CHUBB CORP COM 171232101 1296 16995 SH SOLE 7790 0 9205 CISCO SYSTEMS INC COM 17275R102 1882 98542 SH SOLE 40595 0 57947 CONOCOPHILLIPS COM 20825C104 2541 44435 SH SOLE 21510 0 22925 CVS CORP COM 126650100 1832 37845 SH SOLE 19255 0 18590 DEVON ENERGY CORP NEW COM COM 25179M103 2006 33165 SH SOLE 17430 0 15735 DIGITAL RLTY TR INC COM COM 253868103 259 3715 SH SOLE 3715 0 0 EMERSON ELECTRIC CO COM 291011104 2192 45410 SH SOLE 22000 0 23410 FREDS INC COM 356108100 201 14100 SH SOLE 14100 0 0 FREEPORT MCMORAN COPPER COM 35671D857 2811 71025 SH SOLE 28840 0 42185 GENERAL DYNAMICS CORP COM COM 369550108 1681 25429 SH SOLE 12517 0 12912 HALLIBURTON CO COM 406216101 2583 76660 SH SOLE 42419 0 34241 HOME DEPOT INC COM 437076102 4304 71293 SH SOLE 37382 0 33911 INTEL CORP COM 458140100 4356 192266 SH SOLE 95480 0 96786 INTERNATIONAL BUSINESS MACHINE COM 459200101 6382 30763 SH SOLE 14175 0 16588 ISHARES Preferred Shares ETF PREFERRED STOCKS 464288687 203 5095 SH SOLE 5095 0 0 J.P. MORGAN CHASE & CO COM 46625H100 3781 93399 SH SOLE 47485 0 45914 JOHNSON & JOHNSON COM 478160104 3266 47400 SH SOLE 26973 0 20427 KCAP FINANCIAL INC COM 48668E101 103 11150 SH SOLE 11150 0 0 LIFEPOINT HOSPITALS INC COM COM 53219L109 231 5390 SH SOLE 5390 0 0 MCDONALD'S CORP COM 580135101 4338 47282 SH SOLE 24195 0 23087 MEDNAX INC COM 58502B106 229 3070 SH SOLE 3070 0 0 MEDTRONIC INC COM 585055106 3311 76780 SH SOLE 37950 0 38830 METLIFE INC COM 59156R108 2317 67235 SH SOLE 31790 0 35445 MOSAIC CO COM 61945C103 2415 41925 SH SOLE 19980 0 21945 NESTLE S A COM 641069406 3429 54345 SH SOLE 22962 0 31383 NORFOLK SOUTHERN CORP COM 655844108 1663 26135 SH SOLE 13270 0 12865 OLD DOMINION FGHT LINES INC CO COM 679580100 214 7110 SH SOLE 7110 0 0 ORACLE CORP COM 68389X105 2879 91515 SH SOLE 37780 0 53735 PEPSICO INC COM 713448108 2543 35930 SH SOLE 18180 0 17750 PHILIP MORRIS INTL INC COM COM 718172109 5331 59275 SH SOLE 29155 0 30120 PIONEER NATURAL RESOURCES COM 723787107 4845 46405 SH SOLE 22130 0 24275 PMC-SIERRA INC COM 69344F106 90 16100 SH SOLE 16100 0 0 PNC BANK CORP COM 693475105 2551 40435 SH SOLE 20433 0 20002 PROCTER & GAMBLE COMPANY COM 742718109 3006 43345 SH SOLE 19895 0 23450 SANDRIDGE ENERGY INC COM COM 80007P307 1571 225280 SH SOLE 99850 0 125430 SCHEIN HENRY INC COM COM 806407102 240 3035 SH SOLE 3035 0 0 SOVRAN SELF STORAGE INC COM COM 84610H108 250 4330 SH SOLE 4330 0 0 TARGET CORP COM 87612E106 2589 40795 SH SOLE 19040 0 21755 TEREX CORP COM 880779103 257 11400 SH SOLE 11400 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2822 36045 SH SOLE 17290 0 18755 UNITEDHEALTH GROUP INC COM 91324P102 2344 42300 SH SOLE 20410 0 21890 US BANCORP COM 902973304 2581 75260 SH SOLE 35170 0 40090 VERIZON COMMUNICATIONS COM 92343V104 2709 59451 SH SOLE 26412 0 33039