0001140361-14-027602.txt : 20140703
0001140361-14-027602.hdr.sgml : 20140703
20140703115802
ACCESSION NUMBER: 0001140361-14-027602
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20140703
DATE AS OF CHANGE: 20140703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whitcomb David J.
CENTRAL INDEX KEY: 0001442781
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 14959352
MAIL ADDRESS:
STREET 1: 1776 LINCOLN STREET
STREET 2: SUITE 700
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
doc1.xml
FORM 4
X0306
4
2014-07-01
0
0000893538
SM Energy Co
SM
0001442781
Whitcomb David J.
1775 SHERMAN STREET, SUITE 1200
DENVER
CO
80203
0
1
0
0
VP-Marketing
Common Stock; $.01 Par Value
2013-12-31
4
J
0
64
51.5185
A
37807
D
Common Stock; $.01 Par Value
2014-06-30
4
J
0
278
70.6435
A
38085
D
Common Stock; $.01 Par Value
2014-07-01
4
M
0
469
A
38554
D
Common Stock; $.01 Par Value
2014-07-01
4
F
0
151
84.1
D
38403
D
Common Stock; $.01 Par Value
2014-07-01
4
M
0
475
A
38878
D
Common Stock; $.01 Par Value
2014-07-01
4
F
0
152
84.1
D
38726
D
Common Stock; $.01 Par Value
2014-07-01
4
M
0
402
A
39128
D
Common Stock; $.01 Par Value
2014-07-01
4
F
0
129
84.1
D
38999
D
Common Stock; $.01 Par Value
2014-07-02
4
M
0
1356
A
40355
D
Common Stock; $.01 Par Value
2014-07-02
4
F
0
435
84.35
D
39920
D
Restricted Stock Units
2014-07-01
4
M
0
469
D
Common Stock
469
0
D
Restricted Stock Units
2014-07-01
4
M
0
475
D
Common Stock
475
476
D
Restricted Stock Units
2014-07-01
4
M
0
402
D
Common Stock
402
807
D
Performance Share Units
2014-07-02
4
A
0
1356
A
Common Stock
1356
1356
D
Performance Share Units
2014-07-02
4
M
0
1356
D
Common Stock
1356
0
D
The reporting person purchased 64 shares of the issuer's common stock on December 31, 2013 through the issuer's Employee Stock Purchase Plan.
The reporting person purchased 278 shares of the issuer's common stock on June 30, 2014, through the issuer's Employee Stock Purchase Plan.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested over a three-year period, with 1/7th vesting on July 2, 2012, 2/7th vesting on July 1, 2013, and 4/7th vesting on July 1, 2014. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
On July 2, 2014, the Compensation Committee of the Board of Directors of the issuer determined that 1,356 shares of the issuer's common stock had been earned by the reporting person under the terms of a grant of performance share units (the "PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the issuer's common stock. The PSUs were granted to the reporting person on July 1, 2011, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs vested 1/7th on July 1, 2012, 2/7ths on July 1, 2013, and 4/7ths on July 1, 2014.
Karin M. Writer (Attorney-In-Fact)
2014-07-03