0001140361-13-027509.txt : 20130705 0001140361-13-027509.hdr.sgml : 20130704 20130705130834 ACCESSION NUMBER: 0001140361-13-027509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130702 FILED AS OF DATE: 20130705 DATE AS OF CHANGE: 20130705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottoson Javan D CENTRAL INDEX KEY: 0001359693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 13955346 MAIL ADDRESS: STREET 1: ST. MARY LAND & EXPLORATION COMPANY STREET 2: 1776 LINCOLN STREET, SUITE 700 CITY: DENVER STATE: CO ZIP: 80203 4 1 doc1.xml FORM 4 X0306 4 2013-07-02 0 0000893538 SM Energy Co SM 0001359693 Ottoson Javan D 1775 SHERMAN STREET SUITE 1200 DENVER CO 80203 0 1 0 0 President & COO Common Stock; $.01 Par Value 2013-07-02 4 M 0 34041 A 110621 D Common Stock; $.01 Par Value 2013-07-02 4 F 0 15355 60.61 D 95266 D Performance Share Award 2013-07-02 4 A 0 34041 0 A 2013-07-02 2013-07-02 Common Stock 34041 34041 D Performance Share Award 2013-07-02 4 M 0 34041 0 D 2013-07-02 2013-07-02 Common Stock 34041 0 D On July 2, 2013, the Compensation Committee of the Board of Directors of the issuer determined that 34,041 shares of the issuer's common stock had been earned by the reporting person under the terms of a grant of performance share awards (the "PSAs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the issuer's common stock. The PSAs were granted to the reporting person on July 1, 2010, and represent the right to receive, upon the settlement of the PSAs, the determined number of earned shares of the issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSAs granted on the award date), to the extent that the PSAs have vested under separate employment service vesting provisions. The PSAs vested 1/7th on July 1, 2011, 2/7ths on July 1, 2012, and 4/7ths on July 1, 2013. Karin M. Writer (Attorney-In-Fact) 2013-07-05