0001140361-13-027292.txt : 20130703 0001140361-13-027292.hdr.sgml : 20130703 20130703121026 ACCESSION NUMBER: 0001140361-13-027292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130701 FILED AS OF DATE: 20130703 DATE AS OF CHANGE: 20130703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutey Mary Ellen CENTRAL INDEX KEY: 0001563908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 13951957 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 4 1 doc1.xml FORM 4 X0306 4 2013-07-01 0 0000893538 SM Energy Co SM 0001563908 Lutey Mary Ellen 1775 SHERMAN STREET SUITE 1200 DENVER CO 80203 0 1 0 0 VP & Regional Manager Common Stock; $.01 Par Value 2013-06-28 4 J 0 301 44.38 A 20631 D Common Stock; $.01 Par Value 2013-06-28 4 J 0 276 44.38 A 20907 I By husband Common Stock; $.01 Par Value 2013-07-01 4 M 0 614 A 21521 D Common Stock; $.01 Par Value 2013-07-01 4 F 0 201 59.98 D 21320 D Common Stock; $.01 Par Value 2013-07-01 4 M 0 410 A 21730 I By husband Common Stock; $.01 Par Value 2013-07-01 4 F 0 130 59.98 D 21600 I By husband Common Stock; $.01 Par Value 2013-07-01 4 M 0 188 A 21788 D Common Stock; $.01 Par Value 2013-07-01 4 F 0 62 59.98 D 21726 D Common Stock; $.01 Par Value 2013-07-01 4 M 0 146 A 21872 I By husband Common Stock; $.01 Par Value 2013-07-01 4 F 0 49 59.98 D 21823 I By husband Common Stock; $.01 Par Value 2013-07-01 4 M 0 373 A 22196 D Common Stock; $.01 Par Value 2013-07-01 4 F 0 122 59.98 D 22074 D Common Stock; $.01 Par Value 2013-07-01 4 M 0 296 A 22370 I By husband Common Stock; $.01 Par Value 2013-07-01 4 F 0 94 59.98 D 22276 I By husband Restricted Stock Units 2013-07-01 4 M 0 614 0 D 2013-07-01 2013-07-01 Common Stock 614 0 D Restricted Stock Units 2013-07-01 4 M 0 410 0 D 2013-07-01 2013-07-01 Common Stock 410 0 I By husband Restricted Stock Units 2013-07-01 4 M 0 188 0 D 2013-07-01 2013-07-01 Common Stock 188 376 D Restricted Stock Units 2013-07-01 4 M 0 146 0 D 2013-07-01 2013-07-01 Common Stock 146 292 I By husband Restricted Stock Units 2013-07-01 4 M 0 373 0 D 2013-07-01 2013-07-01 Common Stock 373 747 D Restricted Stock Units 2013-07-01 4 M 0 296 0 D 2013-07-01 2013-07-01 Common Stock 296 595 I By husband The reporting person purchased 301 shares of the issuer's common stock on June 28, 2013, through the issuer's Employee Stock Purchase Plan. The reporting person's husband purchased 276 shares of the issuer's common stock on June 28, 2013, through the issuer's Employee Stock Purchase Plan. The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employment Stock Purchase Plan, and receives grants of retricted stock units. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested over a three-year period, with 1/7th vesting on July 1, 2011, 2/7th vesting on July 2, 2012, and 4/7th vesting on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three-year period, with 1/7th vesting on July 2, 2012, 2/7th vesting on July 1, 2013, and 4/7th vesting on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Karin M. Writer (Attorney-In-Fact) 2013-07-03