0001140361-13-027292.txt : 20130703
0001140361-13-027292.hdr.sgml : 20130703
20130703121026
ACCESSION NUMBER: 0001140361-13-027292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130701
FILED AS OF DATE: 20130703
DATE AS OF CHANGE: 20130703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lutey Mary Ellen
CENTRAL INDEX KEY: 0001563908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 13951957
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
4
1
doc1.xml
FORM 4
X0306
4
2013-07-01
0
0000893538
SM Energy Co
SM
0001563908
Lutey Mary Ellen
1775 SHERMAN STREET
SUITE 1200
DENVER
CO
80203
0
1
0
0
VP & Regional Manager
Common Stock; $.01 Par Value
2013-06-28
4
J
0
301
44.38
A
20631
D
Common Stock; $.01 Par Value
2013-06-28
4
J
0
276
44.38
A
20907
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
M
0
614
A
21521
D
Common Stock; $.01 Par Value
2013-07-01
4
F
0
201
59.98
D
21320
D
Common Stock; $.01 Par Value
2013-07-01
4
M
0
410
A
21730
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
F
0
130
59.98
D
21600
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
M
0
188
A
21788
D
Common Stock; $.01 Par Value
2013-07-01
4
F
0
62
59.98
D
21726
D
Common Stock; $.01 Par Value
2013-07-01
4
M
0
146
A
21872
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
F
0
49
59.98
D
21823
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
M
0
373
A
22196
D
Common Stock; $.01 Par Value
2013-07-01
4
F
0
122
59.98
D
22074
D
Common Stock; $.01 Par Value
2013-07-01
4
M
0
296
A
22370
I
By husband
Common Stock; $.01 Par Value
2013-07-01
4
F
0
94
59.98
D
22276
I
By husband
Restricted Stock Units
2013-07-01
4
M
0
614
0
D
2013-07-01
2013-07-01
Common Stock
614
0
D
Restricted Stock Units
2013-07-01
4
M
0
410
0
D
2013-07-01
2013-07-01
Common Stock
410
0
I
By husband
Restricted Stock Units
2013-07-01
4
M
0
188
0
D
2013-07-01
2013-07-01
Common Stock
188
376
D
Restricted Stock Units
2013-07-01
4
M
0
146
0
D
2013-07-01
2013-07-01
Common Stock
146
292
I
By husband
Restricted Stock Units
2013-07-01
4
M
0
373
0
D
2013-07-01
2013-07-01
Common Stock
373
747
D
Restricted Stock Units
2013-07-01
4
M
0
296
0
D
2013-07-01
2013-07-01
Common Stock
296
595
I
By husband
The reporting person purchased 301 shares of the issuer's common stock on June 28, 2013, through the issuer's Employee Stock Purchase Plan.
The reporting person's husband purchased 276 shares of the issuer's common stock on June 28, 2013, through the issuer's Employee Stock Purchase Plan.
The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employment Stock Purchase Plan, and receives grants of retricted stock units.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested over a three-year period, with 1/7th vesting on July 1, 2011, 2/7th vesting on July 2, 2012, and 4/7th vesting on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three-year period, with 1/7th vesting on July 2, 2012, 2/7th vesting on July 1, 2013, and 4/7th vesting on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.
Karin M. Writer (Attorney-In-Fact)
2013-07-03