0001140361-12-035032.txt : 20120803
0001140361-12-035032.hdr.sgml : 20120803
20120803152237
ACCESSION NUMBER: 0001140361-12-035032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120801
FILED AS OF DATE: 20120803
DATE AS OF CHANGE: 20120803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newton Lehman E III
CENTRAL INDEX KEY: 0001403099
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31539
FILM NUMBER: 121006672
MAIL ADDRESS:
STREET 1: 1776 LINCOLN ST., STE. 700
CITY: DENVER
STATE: CO
ZIP: 80203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SM Energy Co
CENTRAL INDEX KEY: 0000893538
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 410518430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303-861-8140
MAIL ADDRESS:
STREET 1: 1775 SHERMAN STREET
STREET 2: SUITE 1200
CITY: DENVER
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO
DATE OF NAME CHANGE: 19940228
4
1
doc1.xml
FORM 4
X0306
4
2012-08-01
0
0000893538
SM Energy Co
SM
0001403099
Newton Lehman E III
1775 SHERMAN STREET
SUITE 1200
DENVER
CO
80203
0
1
0
0
Sr. VP & Regional Manager
Common Stock, $.01 Par Value
2012-08-01
4
M
0
27000
A
41436
D
Common Stock, $.01 Par Value
2012-08-01
4
F
0
8674
47.30
D
32762
D
Common Stock, $.01 Par Value
2012-08-01
4
M
0
2571
A
35333
D
Common Stock, $.01 Par Value
2012-08-01
4
F
0
681
47.30
D
34652
D
Performance Share Award
2012-08-01
4
M
0
27000
0
D
2012-08-01
2012-08-01
Common Stock
27000
0
D
Restricted Stock Units
2012-08-01
4
M
0
2571
0
D
2012-08-01
2012-08-01
Common Stock
2571
0
D
On August 1, 2012, the issuer issued 27,000 shares of common stock to the reporting person to settle a grant of performance share awards (the "PSAs") reported in a Form 4 for the reporting person filed on July 24, 2012. The PSAs represented the right to receive, upon the settlement of the PSAs, the determined number of earned shares of the issuer's common stock based on the achievement of performance criteria, to the extent that the PSAs had vested under separate employment service vesting provisions. The PSAs became fully vested and were settled in accordance with their terms on 08/01/2012.
Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grants vested as follows: 643 shares on 8/1/10, 1,286 shares on 8/1/11 and 2,571 shares on 8/1/12. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.
Karin M. Writer (Attorney-In-Fact)
2012-08-03