0001140361-12-032424.txt : 20120705 0001140361-12-032424.hdr.sgml : 20120704 20120705170728 ACCESSION NUMBER: 0001140361-12-032424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120705 DATE AS OF CHANGE: 20120705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottoson Javan D CENTRAL INDEX KEY: 0001359693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 12948812 MAIL ADDRESS: STREET 1: ST. MARY LAND & EXPLORATION COMPANY STREET 2: 1776 LINCOLN STREET, SUITE 700 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 doc1.xml FORM 4 X0306 4 2012-07-02 0 0000893538 SM Energy Co SM 0001359693 Ottoson Javan D 1775 SHERMAN STREET SUITE 1200 DENVER CO 80203 0 1 0 0 Exec VP & COO Common Stock; $.01 Par Value 2012-06-29 4 J 0 243 41.7435 A 25101 D Common Stock; $.01 Par Value 2012-07-02 4 M 0 1838 A 26939 D Common Stock; $.01 Par Value 2012-07-02 4 F 0 572 48.11 D 26367 D Common Stock; $.01 Par Value 2012-07-02 4 M 0 588 A 26955 D Common Stock; $.01 Par Value 2012-07-02 4 F 0 183 48.11 D 26772 D Restricted Stock Units 2012-07-02 4 M 0 1838 0 D 2012-07-02 2012-07-02 Common Stock 1838 3674 D Restricted Stock Units 2012-07-02 4 M 0 588 0 D 2012-07-02 2012-07-02 Common Stock 588 3521 D The reporting person purchased 243 shares of the issuer's common stock on June 29, 2012, through the issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three-year period, with 1/7th vesting on July 1, 2011, 2/7th vesting on July 2, 2012, and 4/7th vesting on July 1, 2013. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests over a three-year period, with 1/7th vesting on July 2, 2012, 2/7th vesting on July 1, 2013, and 4/7th vesting on July 1, 2014. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Karin M. Writer (Attorney-In-Fact) 2012-07-05