0000893538-23-000064.txt : 20230706 0000893538-23-000064.hdr.sgml : 20230706 20230706162639 ACCESSION NUMBER: 0000893538-23-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lutey Mary Ellen CENTRAL INDEX KEY: 0001563908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31539 FILM NUMBER: 231073908 MAIL ADDRESS: STREET 1: 1775 SHERMAN STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SM Energy Co CENTRAL INDEX KEY: 0000893538 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 410518430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-861-8140 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: SUITE 3200 CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ST MARY LAND & EXPLORATION CO DATE OF NAME CHANGE: 19940228 4 1 wk-form4_1688675186.xml FORM 4 X0407 4 2023-07-03 0 0000893538 SM Energy Co SM 0001563908 Lutey Mary Ellen 1700 LINCOLN STREET SUITE 3200 DENVER CO 80203 0 1 0 0 SVP - Expl., Development & EHS 0 Common Stock, $.01 Par Value 2022-12-30 4 J 0 251 28.97 A 105622 D Common Stock, $.01 Par Value 2022-12-30 4 J 0 247 28.97 A 51197 I By Spouse Common Stock, $.01 Par Value 2023-06-30 4 J 0 280 26.61 A 105902 D Common Stock, $.01 Par Value 2023-06-30 4 J 0 276 26.61 A 51473 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 M 0 8013 A 113915 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 2304 31.63 D 111611 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 3205 A 54678 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 F 0 922 31.63 D 53756 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 M 0 3757 A 115368 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 1081 31.63 D 114287 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 1503 A 55259 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 F 0 433 31.63 D 54826 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 M 0 3178 A 117465 D Common Stock, $.01 Par Value 2023-07-03 4 F 0 914 31.63 D 116551 D Common Stock, $.01 Par Value 2023-07-03 4 M 0 1222 A 56048 I By Spouse Common Stock, $.01 Par Value 2023-07-03 4 F 0 352 31.63 D 55696 I By Spouse Restricted Stock Units 2023-07-03 4 M 0 8013 D Common Stock, $.01 Par Value 8013 0 D Restricted Stock Units 2023-07-03 4 M 0 3205 D Common Stock, $.01 Par Value 3205 0 I By Spouse Restricted Stock Units 2023-07-03 4 M 0 3757 D Common Stock, $.01 Par Value 3757 3757 D Restricted Stock Units 2023-07-03 4 M 0 1503 D Common Stock, $.01 Par Value 1503 1503 I By Spouse Restricted Stock Units 2023-07-03 4 M 0 3178 D Common Stock, $.01 Par Value 3178 6358 D Restricted Stock Units 2023-07-03 4 M 0 1222 D Common Stock, $.01 Par Value 1222 2446 I By Spouse The Reporting Person purchased 251 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan. The Reporting Person's spouse purchased 247 shares of the Issuer's common stock on December 30, 2022, through the Issuer's Employee Stock Purchase Plan. The Reporting Person's spouse is also employed by the Issuer and purchases the Issuers's common stock through the Issuer's Employment Stock Purchase Plan. The Reporting Person purchased 280 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan. The Reporting Person's spouse purchased 276 shares of the Issuer's common stock on June 30, 2023, through the Issuer's Employee Stock Purchase Plan. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares lapsed. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2023. The vested shares will be issued to the Reporting Person's spouse on the vesting dates, at which time all restrictions on the vested shares will lapse. Andrew T. Fiske (Attorney-in-Fact) 2023-07-06